Appendix 1

Submissions and additional information

1
Sterling First Action Group
2
Consumer Groups - Choice, Consumer Action Law Centre, Financial Counselling Australia, Financial Rights, Super Consumers Australia, Uniting Communities and Victorian Aboriginal Legal Service
3
Insurance Council of Australia
4
Mr Dallas Booth
5
CPA Australia
6
Maurice Blackburn Lawyers
7
Shop, Distributive and Allied Employees' Association (SDA)
8
Financial Planning Association of Australia
9
King & Wood Mallesons
10
The Association of Superannuation Funds of Australia Limited (ASFA)
11
Australian Prudential Regulation Authority
12
Confidential
13
Law Council of Australia
14
The Institute of Internal Auditors
15
Stockbrokers and Financial Advisers Association
16
Townsville Lot Owners Group
17
Association of Financial Advisers
18
RACQ Group
19
Australian Banking Association
20
Chartered Accountants Australia & New Zealand (CA ANZ)
21
SMSF Association
22
Australian Financial Markets Association
23
Mortgage and Finance Association of Australia
24
Customer Owned Banking Association (COBA)
25
Financial Services Council
26
Australian Institute of Superannuation Trustees
27
Business Council of Australia
28
Institute of Public Accountants
29
Australian Institute of Company Directors
30
Telstra Super Pty Ltd

Answer to Question on Notice

1
Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022).
2
Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022).
3
Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022).
4
Australian Securities & Investments Commission: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 2 February 2022).
5
Australian Financial Complaints Authority (AFCA): answers to questions on notice from hearing in Canberra on 27 January 2022 (received 3 February 2022).
6
Australian Financial Complaints Authority (AFCA): answers to questions on notice from hearing in Canberra on 27 January 2022, Cover letter response (received 3 February 2022).
7
Stockbrokers and Financial Advisers Association: answers to questions on notice from hearing in Canberra on 27 January 2022, Quantum of complaints against stockbrokers for the financial year 2020/2021 (received 3 February 2022)
8
Financial Services Council: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 3 February 2022)
9
The Treasury: answers to questions on notice from hearing in Canberra on 27 January 2022, Legislation amendments to CSLR (received 8 February 2022)
10
The Treasury: answers to questions on notice from hearing in Canberra on 27 January 2022, Modelling-exclusions from scheme (received 8 February 2022)
11
Australian Prudential Regulation Authority: answers to questions on notice from hearing in Canberra on 27 January 2022, The FAR and Prudential Standard CPS 511 Remuneration (received 4 February 2022).
12Financial Planning Association of Australia: answers to questions on notice from hearing in Canberra on 27 January 2022, (received 4 February 2022).
13
Law Council of Australia: answers to questions on notice from hearing in Canberra on 27 January 2022 (received 4 February 2022).
14
The Treasury: answers to written question on notice, 20 January 2022, Compensation Scheme of Last Resort Legislation (received 1 February 2022).

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