Report on the examination of annual reports: No.2 of 1997

Report on the examination of annual reports: No.2 of 1997

Members of the Committee

CHAIR DEPUTY MEMBERS

Senator A.B. Ferguson, LP (South Australia)
Senator J. Collins, ALP (Victoria)
Senator M. Bishop, ALP (Western Australia)
Senator H.G.P Chapman, LP (South Australia)
Senator A. Murray, AD (Western Australia)
Senator J.O.W. Watson, LP (Tasmania)

SUBSTITUTE MEMBER

Senator Crane to substitute for Senator Watson on matters covered by the Workplace Relations and Small Business portfolio.

PARTICIPATING MEMBERS

Senator E. Abetz, LP (Tasmania)
Senator R.L.D. Boswell, NPA (Queensland)
Senator B. Brown, AG (Tasmania)
Senator B.K. Childs, ALP (New South Wales)
Senator B. Collins, ALP (Northern Territory)
Senator M. Colston, Ind. (Queensland)
Senator S. Conroy, ALP (Victoria)
Senator B. Cooney, ALP (Victoria)
Senator J.P. Faulkner, ALP (New South Wales)
Senator B. Harradine, Ind. (Tasmania)
Senator K. Lundy, ALP (Australia Capital Territory)
Senator S.Mackay, ALP (Tasmania)
Senator D.Margetts, GWA (Western Australia)
Senator S. Murphy, ALP (Tasmania)
Senator B.J. Neal, ALP (New South Wales)
Senator K. O'Brien, ALP (Tasmania)
Senator C. Schacht, ALP (South Australia)                    
Senator N. Sherry, ALP (Tasmania)

COMMITTEE SECRETARIAT

Secretary
Robert Diamond
Research Officer
Stuart Rendell

Address
The Secretary
Senate Economics Legislation
Committee
Parliament House
Canberra ACT 2600
Phone: (06) 277 3540
Fax: (06) 277 5719

 

Annual Reports referred

This report was prepared pursuant to a resolution of the Senate of 24 August 1994[1], and subsequent amendment of 1 May 1996[2], relating to the consideration of annual reports by Committees.

After the restructuring of the Senate committee system in October 1994, the Economics Legislation Committee is responsible for the examination of annual reports within the Portfolios of the Treasury; Industry, Science and Tourism and Workplace Relations and Small Business. This report considers reports tabled between 31 October 1996 and 1 July 1997.

The Committee has examined the following annual reports in this second report on the examination of annual reports for 1997, and is pleased to state that, in accordance with the Senate resolution of 24 August 1994, all reports are apparently satisfactory.

          Treasurer's Portfolio - Statutory Bodies

                   Australia and the IMF
                   Australia and the World Bank
                   Australian Accounting Standards Board
                   Australian Securities Commission
                   Companies Auditors and Liquidators Disciplinary Board
                   Companies and Securities Advisory Committee
                   Corporations and Securities Panel
                   Development Allowance Authority
                   Foreign Investment Review Board
                   Housing Loans Insurance Corporation
                   Pooled Development Funds Registration Board

Workplace Relations and Small Business Portfolio - Statutory Authorities

                   Trade Union Training Authority

Industry, Science and Tourism Portfolio - Statutory Authorities

                   Safety Review Committee

 

Method of Assessment

The Reports have been examined by the Committee in accordance with the following guidelines:

 

Comments on Individual Reports

TREASURER'S PORTFOLIO - Statutory Authorities

Companies and Securities Advisory Committee

The Companies and Securities Advisory Committee annual report for 1995/96 was tabled in the Senate on 5 November 1996. The Advisory Committee is a statutory authority under the Australian Securities Commission Act 1989.

The Advisory Committee fulfils all of its statutory reporting requirements. The Economics Committee noted the inclusion of extracts of the Act describing the powers, functions and objectives of the Advisory Committee. The advisory committee also gave a good understanding of staffing by providing a record of Members of the advisory committee, the changes that occurred during the year and the attendance of members at hearings throughout the year.

Overall the advisory committee has produced an informative and concise report covering all of the major activities undertaken throughout the year.

Australian Securities Commission

The Australian Securities Commission annual report for 1995/96 was tabled in the Senate on 19 November 1996. The ASC is a statutory authority under the Australian Securities Commission Act 1989.

The ASC covers all its statutory reporting obligations in the production of its 1995/96 annual report. It fully describes its powers, functions and objectives. The ASC also provides a comprehensive and detailed list of its activities for the reporting year.

The ASC has met all statutory requirements in the production of its 1995/96 annual report.

Development Allowance Authority

The Development Allowance Authority annual report for 1995/96 was tabled in the Senate on 19 November 1996. The DAA is a statutory authority under the Development Allowance Authority Act 1992.

Although not required to, the DAA has followed the Requirements for Departmental Annual Reports in the  production of its 1995/96 annual report. The Requirements for Departmental Annual Reports cover the statutory reporting requirements of Departments, which is in excess of the requirements of statutory authorities. The committee commends the DAA in its thorough approach in producing the report and notes that the DAA has more than adequately covered its statutory reporting obligations.

Australian Accounting Standards Board

The Australian Accounting Standards Board annual report for 1995/96 was tabled in the Senate on 26 November 1996. The committee notes that the board is required to report 'as soon as practicable after June 30, and in any event before 31 October, in each year.'[5] The AASB is a statutory authority under the Australian Securities Commission Act 1989.

The AASB has performed all of its statutory reporting obligations in producing its annual report. The AASB gives a good description of the establishment of the Board and its objectives, functions and powers. The committee notes the clear and informative nature of the AASB report.

Companies Auditors and Liquidators Disciplinary Board

The Companies Auditors and Liquidators Disciplinary Board annual report was tabled in the Senate on 26 November 1996. The committee notes that the board is required to report 'as soon as practicable after June 30, and in any event before 31 October, in each year.'[6] The Companies Auditors and Liquidators Disciplinary Board is a statutory authority under the Australian Securities Commission Act 1989.

The Companies Auditors and Liquidators Disciplinary Board followed the requirements of statutory authorities in producing its 1995/96 annual report. The Board did however fail to provide a Table of Contents at the beginning of the report, and the committee believes this may have been an over sight. The committee recommends that a table of contents be included in the next annual report to provide the reader easy access to the information provided.

The Companies Auditors and Liquidators Disciplinary Board did provide a comprehensive list of disciplinary matters undertaken by the board during the reporting year. The committee commends the board on this action, providing the reader with extensive information in this area.

Corporations and Securities Panel

The Corporations and Securities Panel annual report for 1995/96 was tabled in the Senate on 26 November 1996. The committee notes that the panel is required to report 'as soon as practicable after June 30, and in any event before 31 October, in each year.'[7] The panel is a statutory authority under the Australian Securities Commission Act 1989.

The panel has achieved all of its statutory reporting requirements in producing its 1995/96 annual report. The outcome was a concise and informative report covering all major areas.

Housing Loans Insurance Corporation

The Housing Loans Insurance Corporation annual report for 1995/96 was tabled in the Senate on 10 December 1996. The Corporation is a statutory authority under the Housing Loans Insurance Act 1965.

The corporation has met all of its statutory reporting requirements, and produced a report providing the reader with a wide range of  information. The committee noted the inclusion of the Minister’s role over the commission and directions the minister undertook in relation to the determination of annual dividends and the determination of a special annual payment. Under the Housing Loans Insurance Act 1965, the corporation is required to report on directions and determinations of the minister in connection with policy and financial matters.

Australia and the IMF

Australia and the World Bank

Both the Australia and the IMF and Australia and the World Bank annual reports for 1995/96 were tabled in the Senate on 5 February 1997. Both reports are statutory authority under the International Monetary Agreements Act 1947.

The reports covered all of the statutory reporting requirements. The reports gave a thorough account of Australia’s relations with the International Monetary Fund and the World Bank.

Pooled Development Funds Registration Board

The Pooled Development Funds Registration Board report for 1995/96 was tabled in the Senate on 12 February 1997. The board is a statutory authority under the Pooled Development Funds Act 1992.

The Board fulfilled all of its statutory reporting requirements in producing the 1995/96 annual report. The report gave a good account of the board’s policies and achievements throughout the reporting year. The Board also produced a comprehensive list of Pooled Development Funds in existence during the 1995/96 reporting period.

TREASURER'S PORTFOLIO - Non-statutory Authorities

Foreign Investment Review Board

The Foreign Investment Review Board annual report was tabled in the Senate on 12 February 1997. The  Board is a non-statutory authority established in April 1976.

The Board has produced a comprehensive report and covered all reporting requirements as if it were a statutory authority. In turn, the board more than adequately covers the reporting requirements of non-statutory authorities. The Board has reported its activities throughout the year and given a good understanding of it functions and objectives.

Workplace Relations and Small Business - Statutory Authorities

Trade Union Training Authority

The Trade Union Training Authority’s report for 1 July to 4 December 1997 was tabled in the Senate on 25 February 1997. TUTA was a statutory authority under the Workplace Relations and Other Legislation Act 1996.

This is the final report of TUTA after its abolishment from 5 December 1996. The report covers all the reporting  requirements of statutory authorities. Understandably the report is brief and concise and the committee notes the inclusion of the method of disposal of assets.

Industry Science and Technology - Statutory Authorities

Safety Review Committee

The Safety Review Committee annual report for 1995/96 was tabled in the Senate on 19 November 1996. The SRC is a statutory authority under the Australian Science and Technology Organisation Act 1987.

The SRC has fulfilled all of its statutory reporting requirements in producing its 1995/96 annual report. The committee noted information provided in Appendix A relating to the SRC’s Legislative Base and Functions. The committee believes this was a clear and effective way to providing the reader with the appropriate information

A.B. Ferguson

Chairman

 

Appendix 1.

Allocation of annual reports of Commonwealth bodies to the Senate Economics Legislation Committee (as at 27 November 1996)

Treasurer's Portfolio

          Australia and the Asian Development Bank
          Australia and the World Bank
          Australian Accounting Standards Board
          Australian Bureau of Statistics
          Australian Competition and Consumer Commission
          Australian Securities Commission
          Australian Statistics Advisory Council
          Commissioner of Taxation
          Commonwealth Bank
          Companies and Securities Advisory Committee
          Companies Auditors and Liquidators Disciplinary Board
          Corporations and Securities Panel
          Council of Financial Supervisors
          Department of the Treasury
          Economic Planning Advisory Commission
          Foreign Investment Review Board
          Housing Loans Insurance Corporation
          Industry Commission
          Insurance and Superannuation Commission
          International Bank for Reconstruction and Development (General Capital Increase) Act 1989
          International Monetary Agreements Act 1947 (Australia and the International Monetary Fund)
          National Competition Council
          Prices Surveillance Authority
          Reserve Bank of Australia
          Royal Australian Mint
          Superannuation Complaints Tribunal
          Trade Practices Commission

Industry, Science and Tourism Portfolio[8]

          Anti-Dumping Authority
          Australian Customs Service
          Australian Industrial Property Organisation
          Australian Industry Development Corporation
          Australian Institute of Marine Science
          Australian Nuclear Science and Technology Organisation
          Australian Science and Technology Council
          Australian Space Council
          Australian Tourist Commission
          Automotive Industry Authority
          Bureau of Tourism Research
          Clean Food Marketing Australia Ltd
          Commonwealth Scientific and Industrial Research Organisation
          Department of Industry, Science and Tourism
          Export Finance and Insurance Corporation
          Industry Research and Development Board
          Management and Investment Companies Licensing Board
          National Standards Commission
          Pooled Development Funds Registration Board
          Safety Review Committee (ANSTO)
          Report on Small Business in Australia
          Textiles, Clothing and Footwear Development Authority

Workplace Relations and Small Business portfolio

          Affirmative Action Agency
          Australian Industrial Registry
          Australian Industrial Relations Commission
          Australian Trade Union Training Authority
          Coal Mining Industry (Long Service Leave Funding) Corporation
          Comcare
          Defence Force Remuneration Tribunal
          Department of Industrial Relations
          Developments made under Industrial Relations Act 1988
          Industrial Chemicals (Notification and Assessment) Act 1989
          National Occupational Health and Safety Commission (Worksafe Australia)
          Remuneration Tribunal
          Stevedoring Industry Finance Committee

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