| Report Name |
Tabling Date |
Hearing Transcripts |
Hearing Programs |
Answers to Questions on Notice |
Government Responses |
Additional Information/Tabled Documents |
| 45th Parliament: August 2016 - onwards |
Statutory Oversight of the Australian Securities and Investments Commission, the Takeovers Panel and the Corporations Legislation Report No.1 of the 45th Parliament
|
|
25/11/2016
(HTML & PDF)
16/06/2017
(HTML & PDF)
|
25/11/2016
(PDF 27KB)
16/06/2017
(PDF 27KB) |
25/11/2016
(PDF 591KB)
9/06/2017
(PDF 241KB)
6/06/2017
(PDF 196KB)
15/06/2017
(PDF 18KB)
|
|
Opening Statement from ASIC (PDF 63 KB)
BBSW: Sectorial Impacts & Transmission Mechanisms (PDF 98 KB)
ASIC Data Strategy
(PDF 9449KB)
ASIC Enforcement Statistics
(PDF 3167KB)
Australian financial market turnover
(PDF 6875KB)
Payday lending outcomes
(PDF 3873KB)
Payday lending outcomes: responsible lending
(PDF 7589KB)
|
| 44th Parliament: November 2013 – May 2016 |
Statutory Oversight of the Australian Securities
and Investments Commission, the Takeovers Panel and the Corporations Legislation
Report No. 1 of the 44th Parliament
|
26 November 2014
|
28/03/2014 (HTML & PDF)
05/09/2014
(HTML & PDF)
|
28/03/2014
(PDF 27KB)
05/09/2014
(PDF 27KB) |
(PDF 11KB)
(PDF 223KB)
(PDF 3586KB)
(PDF 155KB)
05/09/14
(PDF 150KB)
(PDF 322KB)
(PDF 20KB) |
Government Response received 21 June 2017
(PDF 437KB)
|
Opening Statement from ASIC (PDF 2253 KB)
Submissions
Opening Statement from ASIC (PDF 36KB)
Opening Statement from Mr Hughes, Private Capacity (PDF 226KB)
FMA Enforcement Policy from Mr Hughes, Private Capacity (PDF 1MB)
FMA's Compliance Focus for 2013 from Mr Hughes, Private Capacity (PDF 5MB) |
| 43rd Parliament: September 2010 – June 2013 |
Statutory Oversight of the Australian Securities and Investments Commission: the role of gatekeepers in Australia's financial services system
|
July 2013 |
21/06/2013
(HTML & PDF) |
21/06/2013 (PDF 155KB) |
(PDF 2635KB)
(PDF 356KB) |
|
Kagara Chronology Document from ASIC (PDF) |
Statutory Oversight of the Australian Securities and Investments Commission
Report tabling speech (PDF 298KB)
|
May 2013 |
15/03/2013
(HTML & PDF)
21/03/2013
(HTML & PDF)
|
15/03/2013
(PDF 92KB)
21/03/2013
(PDF) |
(PDF 224KB) |
|
AUASB opening statement (PDF)
FRC opening statement (PDF)
ICAA opening statement (PDF)
ASIC opening statement (PDF)
CPA opening statement (PDF)
CPA tabled document (PDF) |
| Statutory Oversight of the Australian Securities and Investments Commission |
February 2013 |
(HTML & PDF) |
03/12/12
(PDF 62KB)
|
(PDF 1445KB)
(PDF 181KB)
|
|
|
| Statutory Oversight of the Australian Securities and Investments Commission |
31 October 2012 |
(HTML & PDF) |
12/09/12
(PDF 58KB)
|
(PDF 51KB) |
|
Chart tabled by ASIC (PDF 421KB) |
| Statutory Oversight of the Australian Securities and Investments Commission |
21 August 2012 |
(HTML & PDF) |
22/06/2012
(PDF 71KB) |
(PDF 72KB) |
none required |
Update on Trio provided by ASIC (PDF 457KB)
ASIC Activities based on Estimate Statement (PDF 1830KB) |
| Statutory Oversight of the Australian Securities and Investments Commission |
21 May 2012 |
21/03/12
(HTML & PDF) |
21/03/2012
(PDF 63KB) |
(PDF 104KB)
(PDF 87KB) |
none required |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
13 March 2012 |
25/11/11
(HTML & PDF) |
25/11/2011
(PDF 65KB) |
(PDF 522KB) |
Government Response received 21 June 2012
(PDF 1560KB) |
Dr Gilligan's Presentation
(PDF 426KB)
Document tabled by Dr Gilligan: KPMG Survey (PDF 1465KB)
Document tabled by Dr Gilligan: OECD policy framework
(PDF 13020KB) |
| Statutory Oversight of the Australian Securities and Investments Commission |
24 November 2011 |
12/10/11
(PDF) |
12/10/2011
(PDF 22KB)
|
(PDF 190KB) |
none required |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
25 August 2011 |
15/06/2011
(PDF)
24/6/2011
(PDF)
|
15/06/2011
(PDF 14KB)
24/06/2011
(PDF 28KB) |
Rule of Law
15/6/2011
(PDF 78KB)
(PDF 292KB)
(PDF 174KB)
(PDF 170KB)
(PDF 206KB)
(PDF 334KB)
ASIC
(PDF 36KB) |
Government Response received 7 February 2013
(PDF 320KB) |
Rule of Law presentation
(PDF 261KB)
Comerton-Forde charts
(PDF 120KB)
ASIC on coercive powers
(PDF 1326KB)
ASIC Draft Strategic Framework
(PDF 37KB) |
| Statutory Oversight of the Australian Securities and Investments Commission |
23 May 2011 |
11/03/2011
(PDF)
|
11/03/2011
(PDF 29KB) |
11/03/11
(PDF 693KB) |
none required |
Letter FRP
(PDF 503KB) |
Statutory Oversight of the Australian Securities and Investments Commission
|
28 February 2011 |
23/06/2010
(PDF)
24/11/10
(PDF) |
23/06/2010
(PDF 31KB)
24/11/10
(PDF 31KB)
|
23/06/2010
(PDF 125KB)
24/11/10
(PDF 69KB) |
none required |
|
| 42nd Parliament: February 2008 – June 2010 |
| Statutory Oversight of the Australian Securities and Investments Commission |
21 June 2010 |
29/04/10
(PDF 197KB) |
29/04/2010
(PDF 37KB) |
29/4/2010
(PDF 32KB)
|
|
|
| Statutory Oversight of the Australian Securities and Investments Commission |
22 February 2010 |
25/11/2009
(PDF) |
25/11/2009
(PDF 33KB) |
25/11/2009
(PDF 60KB)
|
none required |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
14 September 2009 |
17/06/2009
(PDF) |
17/06/2009
(PDF 33KB) |
17/6/2009
(PDF 53KB)
|
none required |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
23 February 2009 |
28/11/2008
(PDF) |
28/11/2008
(PDF 14KB) |
28/11/2008
(PDF 92KB) |
none required |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
2 September 2008 |
18/06/2008
(PDF) |
|
|
none required |
|
| 41st Parliament: November 2004 – September 2007 |
| Statutory Oversight of the Australian Securities and Investments Commission |
9 August 2007 |
12/06/2007
(PDF) |
|
|
Government Response |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
1 March 2007 |
30/11/2006
(PDF) |
|
|
Government Response |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
16 August 2006 |
13/06/2006
(PDF) |
|
|
Government Response |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
19 December 2005 |
|
|
|
Government Response |
|
| Statutory Oversight of the Australian Securities and Investments Commission |
12 May 2005 |
|
|
|
|
|
| 40th Parliament: February 2002 – August 2004 |
| Report on the review of the Australian Securities and Investments Commission |
26 March 2003 |
|
|
|
|
|
| 38th Parliament: April 1996 – July 1998 |
| Report on the Annual Reports of the Australian Securities Commission and Other Bodies: 1994-1995 |
March 1997 |
|
|
|
|
|