Statutory oversight of the Australian Securities and Investments Commission

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Statutory oversight of the Australian Securities and Investments Commission

13 March 2012

© Commonwealth of Australia 2012
ISBN 978-1-74229-578-7

View the report as a single document - (PDF 683KB)


View the report as separate downloadable parts:

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Members of the Committee (PDF 30KB)
 
Duties of the Committee (PDF 19KB)
 
Abbreviations (PDF 6KB)
 
Recommendations (PDF 15KB)
 
Chapter 1 - Statutory oversight (PDF 21KB)
 
Chapter 2 - Fraud, failure and financial crime (PDF 57KB)

The social and historical context of financial regulation
Influence and control in the contemporary financial sector
The 'beauty parade' of competition for capital
Financial crime

 
Chapter 3 - ASIC's responsibilities: education, protection and integrity (PDF 62KB)

ASIC Initiatives
ASIC's administration

 
Appendix 1 - Public Hearings (PDF 5KB)
 
Appendix 2* (PDF 521KB)
Answers to questions on notice
Attachment: Estimated frozen funds under management

*PDF Format Only

For further information, contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Parliament House
Canberra ACT 2600
Australia

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
Email: corporations.joint@aph.gov.au