Statutory oversight of the Australian Securities and Investments Commission

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Statutory oversight of the Australian Securities and Investments Commission

25 August 2011

© Commonwealth of Australia 2011
ISBN 978-1-74229-502-2

View the report as a single document - (PDF 161KB)


View the report as separate downloadable parts:

Spacer Image
Members of the Committee (PDF 28KB)
 
Duties of the Committee (PDF 18KB)
 
Abbreviations (PDF 5KB)
 
Recommendation (PDF 4KB)
 
Chapter 1 - Statutory oversight (PDF 19KB)

Gathering evidence
Additional information

 
Chapter 2 - Matters considered at oversight hearing (PDF 72KB)

ASIC's strategic framework
Supervision of the stock market
ASIC's coercive powers
Australian financial services licences
Freezing of investors' funds

 
Appendix 1 - Public Hearings (PDF 4KB)
 
Appendix 2 - Answers to questions on notice (PDF 37KB)
ASIC Oversight hearing, 15 June 2011
   Question on notice to Mr Gilbert, RoLIA
ASIC Oversight hearing, 24 June 2011
   Questions on notice to ASIC

For further information, contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Parliament House
Canberra ACT 2600
Australia

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
Email: corporations.joint@aph.gov.au