Statutory Oversight of the Australian Securities and Investments Commission

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Statutory Oversight of the Australian Securities and Investments Commission

9 August 2007

© Commonwealth of Australia 2007
ISBN 978-0-642-71853-2

View the report as a single document - (PDF 316KB)


View the report as separate downloadable parts:

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Members of the Committee (PDF 108KB)
 
Duties of the Committee (PDF 111KB)
 
Recommendations (PDF 82KB)
 
Chapter 1 - Statutory oversight (PDF 117KB)

Public hearing
Additional information

 
Chapter 2 - Issues raised with ASIC (PDF 204KB)

Property investment scheme collapses
Bank conduct and dispute resolution procedures
Professional indemnity insurance for planners
ASIC review of EFT Code
Superannuation advice and shadow shopping survey
ANAO report on ASIC’s investigation procedures

 
Supplementary comment by Labor members (PDF 82KB)
 
Appendix 1 - Public hearings (PDF 82KB)
 
Appendix 2 - Answers to questions on notice (PDF 215KB)

For further information, contact

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Department of the Senate
Parliament House
Canberra ACT 2600
Australia

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
Email: corporations.joint@aph.gov.au