Statutory oversight of the Australian Securities and Investments Commission

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Statutory oversight of the Australian Securities and Investments Commission

February 2010

© Commonwealth of Australia 2010
ISBN 978-1-74229-236-6

View the report as a single document - (PDF 156KB)


View the report as separate downloadable parts:

Spacer Image
Members of the Committee (PDF 29KB)
 
Duties of the Committee (PDF 17KB)
 
Chapter 1 - Statutory oversight (PDF 11KB)

Public hearing
Additional information

 
Chapter 2 - Issues raised with ASIC (PDF 60KB)

Complaints handling
Credit regulation
PI insurance
Frozen mortgage funds
Professional standards board
Criticism of ASIC-initiated court actions
Insolvency matters

 
Appendix 1 - Public hearing (PDF 8KB)
 
Appendix 2 - Answers to questions on notice (PDF 61KB)

For further information, contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Parliament House
Canberra ACT 2600
Australia

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
Email: corporations.joint@aph.gov.au