Chapter 1 - Introduction and background
Reference and inquiry
1.1
The Research Involving Embryos
and Prohibition of Human Cloning Bill 2002 (the Bill) was introduced into the
House of Representatives on 27 June 2002. On 21 August 2002, the Senate, on the
recommendation of the Selection of Bills Committee (Report No.6 of 2002),
referred the provisions of the Bill to the Committee for report by
24 October 2002.
1.2
The Selection of Bills
Committee, in recommending the reference of the Bill to the Committee, provided
the following reason for referral:
To consult widely with various stakeholders in the community to
inform the Senate in its deliberations on the Bill. The Senate last considered
embryo and cloning issues in 1986.
1.3
The inquiry was advertised in The Australian on 28 August and
11 September 2002 and through the Internet. Submissions were also invited
from a large range of groups and individuals, including representatives from
the medical science research community (domestic and international, private and
public); consumer and other health care groups; ethics groups and other
community organisations. Due to the tight timeframe for the inquiry, the
closing date for submissions was 13 September 2002, although the Committee
continued to receive submissions throughout the course of the inquiry.
1.4
The Committee received 1851
public submissions, together with a large amount of additional material from
witnesses at hearings and in response to questions on notice. The list of
submissions and other written material received by the Committee and for which
publication was authorised is at Appendix 1. The Committee held public hearings
in Canberra on 29 August and 17, 19, 24 and 26 September 2002 involving some 52
witnesses. A list of witnesses who appeared at the public hearings is included
at Appendix 2. Submissions that were received electronically and the Hansard record of the public hearings
may be accessed through the Committee’s website at www.aph.gov.au/senate_ca
1.5
This inquiry has been
undertaken in circumstances where the political parties have given their
Senators a ‘free vote’ on the Bill when it is considered in the Senate. Thus,
in conducting the inquiry and in the preparation of the report, the Committee
has been mindful that the purpose of the inquiry was primarily to gather
information to assist Senators make an informed decision on the Bill. The
report aims to balance the major issues and arguments relating to the subject
of the Bill without attempting to formulate conclusions or recommendations that
the Committee considers should be the prerogative of individual Senators in a
‘free vote’.
1.6
The report has been structured
in the following fashion. This background chapter refers to the inquiries,
reports and debate that has taken place over nearly two decades leading to the
introduction of the Bill. Chapters 2 and 3 discuss the scientific and ethical
issues that underpin the Bill, chapter 4 considers the provisions of the Bill
in detail and finally chapter 5 provides international comparisons, legislative
or otherwise, on the subject.
House of Representatives consideration of the Bill
1.7
As noted above, the Bill was
introduced into the House of Representatives on 27 June 2002. The Bill was
debated in the House on 27 June and on 20, 21, 22 August and in the Main
Committee of the House on 26, 27 and 28 August 2002 with 105 members
participating in the debate.
1.8
On 29 August 2002 the
House agreed after a lengthy debate to a procedural motion that divided the
provisions of the Bill into two Bills, as indicated below:
-
Prohibition of Human Cloning Bill 2002
consisting of, with associated amendments, the title, enacting formula and
Parts 1 and 2 and clauses 56, 61 and 62 and the schedule of the Bill as
introduced, and an activating clause.
-
Research Involving Embryos Bill 2002 consisting
of, with associated amendments, Parts 3, 4, 5 and 6 of the Bill, and also
including with amendments the provisions of clauses 56, 61 and 62 of the Bill
as introduced, and a new clause 55A.
1.9
The Prohibition of Human
Cloning Bill 2002 was passed by the House of Representatives on 29 August 2002
and introduced into the Senate on 18 September. The Research Involving Embryos
Bill 2002 was considered in detail on 16, 24 and 25 September and was
finally passed by the House without amendment on 25 September.
1.10
With the two Bills created by
the splitting of the original Bill passing in the House of Representatives
without amendment, the provisions of the original Bill as referred to the
Committee remain unaltered. For ease of reference, the Committee has referred
in the report to the provisions by the clause number from the original Bill.
Inquiries, reports and debate on human cloning and embryo research
1.11
There have been a number of
reports and inquiries since the 1980s in relation to human cloning and research
involving excess ART embryos. The following is a brief summary of the major
inquiries and reports and their outcomes.[1]
Senate Select Committee on the Human Embryo Experimentation Bill 1985
1.12
The Senate established a Select
Committee in October 1985 to consider the Human Embryo Experimentation Bill
1985, a private Senator’s bill introduced by Senator Brian Harradine. The
Committee’s primary task was to consider for the purposes of the IVF program
whether it was necessary or desirable to carry out research on relevant human
embryos by manipulation, dissection or administration of drugs, and, if so,
whether any guidelines could be formulated to govern such research. The
Committee reported in October 1986.[2]
1.13
The Select Committee adopted
the usage ‘embryo’ to refer to ‘genetically new human life organised as a
distinct entity oriented towards further development’. The Committee observed
the distinction between experimentation of diagnostic and/or curative value and
experimentation with no such value but undertaken to advance medical/scientific
knowledge. The former it termed ‘therapeutic experimentation’, the latter
‘non-therapeutic experimentation’ with a further distinction ‘destructive
non-therapeutic experimentation’ indicating that such experiments were, based
on the state of knowledge at the time, so invasive as to inevitably cause the
destruction of the subject of the experiment.
1.14
The Committee concluded that
‘the respect due to the embryo from the process of fertilisation onwards
requires its protection from destructive non-therapeutic experimentation’. The
Committee also found that ‘any supposed distinction between so called “spare”
embryos and those created specifically for experimental purposes to be
ethically unsound’ and recommended that ‘the concept of guardianship be adopted
as the most appropriate model to indicate the respect due to the embryo in this
context’.[3]
Development of the NHMRC/AHEC[4] Ethical Guidelines on ART
1.15
In
October 1982 the NHMRC issued guidelines on the ethical aspects of research
related to the use of assisted reproductive technology (ART) - In vitro fertilisation and embryo transfer
as a supplementary note to the NHMRC
Statement on Human Experimentation. In 1993 the
Australian Health Ethics Committee (AHEC) commenced a review of these
guidelines, leading to the release in June 1996 of Ethical Guidelines on Assisted Reproductive Technology.[5] The Guidelines are still operative,
although as discussed in chapter 4 they are presently being reviewed, and
describe a range of prohibited or unacceptable practices. On the issue of
research involving excess ART embryos the Guidelines allow the use of excess
ART embryos for research that may damage or destroy the embryo, under
exceptional circumstances.
1.16
In releasing these guidelines,
AHEC identified the need for all States and Territories to introduce
comprehensive ART legislation and recommended to the Commonwealth Minister for
Health that ART legislation be enacted in those States and Territories which
had not introduced such legislation.
1998 AHEC Report to the Minister for Health and Aged Care
1.17
In 1998, the Minister for
Health and Aged Care, Dr Michael Wooldridge, requested AHEC to report to him on
the scientific, ethical and regulatory considerations relevant to cloning of
human beings. The report entitled Scientific,
Ethical and Regulatory Considerations Relevant to Cloning of Human Beings
was provided to the Minister on 16 December 1998.
1.18
AHEC recommended that the
Government should reaffirm support for the UNESCO Declaration on the Human Genome and Human Rights, especially the
article recommending the prohibition of the reproductive cloning of human
beings; all States should legislate to limit research on human embryos
according to the principles set out in the NHMRC Ethical Guidelines on Assisted Reproductive Technology; all States
should establish statutory authorities to regulate research on human embryos
according to the principles set out in the NHMRC Ethical Guidelines; and the Minister should encourage informed
community discussion on the potential therapeutic benefits and possible risks
of the development of cloning techniques.
House of Representatives Standing Committee on Legal and Constitutional
Affairs - 2001 Report on Human Cloning
1.19
In August 1999, Minister
Wooldridge asked the House of Representatives Standing Committee on Legal and
Constitutional Affairs to review the 1998 AHEC report Scientific, Ethical and Regulatory Considerations relevant to Cloning
of Human Beings. The Committee undertook extensive consultations over a
period of two years. Mr Kevin Andrews, the Committee Chair, has commented that
‘at the core of the Committee’s deliberations was the question: is there any
benefit in conducting stem cell research or in the application of cloning
technologies to human beings? If there is, what use of these technologies is
permissible to achieve these benefits?’[6]
The Committee’s report Human cloning:
scientific, ethical and regulatory aspects of human cloning and stem cell
research was released in August 2001.[7]
1.20
The majority of the Committee
recommended:
-
the enactment of legislation to regulate human
cloning and stem cell research;
-
that such legislation should include a ban on
cloning for reproductive purposes combined with criminal penalties and loss of
an individual’s research licence; and
-
the establishment of a national licensing body
empowered to issue licences for research involving the isolation, creation and
use of embryonic stem cells.
1.21
A minority of Committee members
opposed any research which involved the destruction of human embryos and expressed
concerns about the continued use of embryonic stem cells derived from embryos,
whether in Australia or overseas.
1.22
The NHMRC indicated that the
Bill introduced into Parliament is consistent with the majority report of the
House of Representatives Committee - which is also consistent with the
NHMRC/AHEC Ethical Guidelines on ART
issued in 1996.
Gene Technology Act 2000
1.23
In December 2000, community
concern regarding a lack of legislation in some States and Territories to
regulate the cloning of human beings led to the amendment of the Gene
Technology Bill 2000 in the Senate. Clauses were inserted in the Bill that ban
human cloning, certain experiments involving animal eggs and certain
experiments involving putting human and animal cells into a human uterus. These
were intended as interim provisions while the Commonwealth, States, Territories
and the NHMRC identified the most effective and comprehensive wording for a
prohibition on human cloning and the creation of hybrid embryos.
1.24
The current Bill provides for
such prohibitions and therefore repeals the sections that were inserted in the Gene Technology Act 2000.
Australian Health Ministers’ Conference consideration of the issues
1.25
Australian Health Ministers
have considered the issue of human cloning and research involving excess ART
embryos from 1999, when the recommendations of the AHEC report prompted the
Minister for Health and Aged Care to write to State and Territory Health
Ministers urging them to consider the development of complementary legislation
and regulation in the area of human cloning and ART.
1.26
Following that correspondence,
the Australian Health Ministers’ Advisory Council (AHMAC) and then the
Australian Health Ministers’ Conference (AHMC) considered the issues. In July
2000, AHMC decided that each jurisdiction would independently legislate to
regulate ART clinical practice, but agreed to work towards a nationally
consistent approach for the prohibition of human cloning. Following AHMC’s
decision, Commonwealth, State and Territory officials worked together to
prepare a detailed report outlining regulatory options for prohibiting human
cloning, for consideration by Health Ministers. However, at the same time the
issue was also placed on the COAG agenda.
COAG consideration and the 5 April 2002 communique
1.27
On 8 June 2001, the Council of
Australian Governments (COAG) discussed assisted reproductive technology
including human cloning and in a communique stated that the Council committed
itself to achieving nationally consistent provisions in legislation to prohibit
human cloning. It also agreed that jurisdictions work towards nationally
consistent approaches to regulate assisted reproductive technology and related
emerging human technologies. However, on this latter issue, Heads of Government
were acutely aware of the need to engage the community on the matter and to
ensure that all sectors of the community benefit fully from advances in medical
science while prohibiting unacceptable practices.
1.28
COAG sought a report from
Health Ministers by the end of 2001 on technical issues, with the aim of a
nationally consistent approach being in place by all jurisdictions by June
2002. Health Ministers endorsed this approach at a meeting on 1 August
2001.
1.29
A technical report, Human Cloning, Assisted Reproductive
Technology (ART) and Related Matters,
was subsequently prepared by the Commonwealth in close consultation with
officials from all jurisdictions and following consultation with experts in a
range of fields including medical research, ART, ethics and law. Consultation was
also undertaken with community and religious leaders as well as community
groups. Both Health Ministers and COAG considered the report at concurrent
meetings on 5 April 2002, although the Australian Health Ministers’ Conference
deferred any further consideration of the subject until after the outcome of
the COAG meeting was known.
1.30
At the COAG meeting on 5 April
2002, the Prime Minister and all Premiers and Chief Ministers agreed that the
Commonwealth, States and Territories would introduce nationally consistent
legislation to ban human cloning and other unacceptable practices. A communique
setting out the agreed outcomes of the discussions issued after the meeting
stated:
The Council agreed that research
involving the use of excess assisted reproductive technology (ART) embryos that
would otherwise have been destroyed is a difficult area of public policy,
involving complex and sensitive ethical and scientific issues. Having noted the
range of views across the community, including concerns that such research
could lead to embryos being created specifically for research purposes, the
Council agreed that research be allowed only on existing excess ART embryos,
that would otherwise have been destroyed, under a strict regulatory regime,
including requirements for the consent of donors and that the embryos were in
existence at 5 April 2002. Donors will be able to specify restrictions, if they
wish, on the research uses of such embryos.
...
The Council agreed that research involving the destruction of
existing excess ART embryos be permitted under a strict regulatory regime to
enable Australia to remain at the forefront of research which may lead to
medical breakthroughs in the treatment of disease. It was further agreed that
the regulatory regime governing the use of excess ART embryos that would
otherwise have been destroyed will be reviewed within three years. Research
would need to have approval from an ethics committee and be in accordance with
NHMRC and Australian Health Ethics Committee guidelines.
The
relevant sections of the communique dealing with human cloning, ART and related
matters are reproduced in full at Appendix 3. The Committee requested access to
the documentation that was presented to the Health Ministers and used as the
basis of the report to COAG that informed COAG’s decision on these issues. The
NHMRC provided advice from AHMAC that while the decisions and resolutions made
at AHMC meetings may be made publicly available, the agenda papers submitted to
Ministers, which are often subject to Cabinet consideration, are not available
for public information.[8]
1.31
The COAG Communique is not
legally binding on the Commonwealth, the States and the Territories, but is an
agreement which depends on the goodwill of each of the governments concerned.
However, the NSW and Queensland Governments emphasised the importance of the
fact that all States and Territories have worked cooperatively towards the
development of nationally consistent legislation to fulfil the requirements of
the COAG communique. Indeed, the State and Territory Governments pointed to the
achievement of national consistency as a key principle in their acceptance of
the Bill.[9]
1.32
The NSW and Queensland
Governments’ submissions expressed concern that the division of the provisions
into two Bills was moving away from the COAG Agreement. However, the Prime
Minister said in the House:
What is in the COAG agreement is a series of principles, and
this bill - or these bills, if you split it - gives effect to the COAG
principles...I have advice that, by splitting the bill, you are not endangering
the establishment of the regime agreed to at COAG, providing both bills are
passed.[10]
This concern was not expressed to the Committee by any other
States or Territories.
Development of the Research Involving Embryos and Prohibition of Human
Cloning Bill 2002
1.33
Between 5 April 2002 and the
introduction of the Bill in June 2002, staff of the NHMRC worked with the
Principal Committees of the Council, relevant Commonwealth agencies and all
States and Territories to develop the legislation. The NHMRC emphasised to the
Committee that it was the task of the Council to implement the policy position
taken at COAG. The parameters for the legislation were provided by the
decisions of COAG as set out in the COAG communique.[11]
1.34
An exposure draft of both the
Bill and an explanatory memorandum was developed which became part of
consultations undertaken by the NHMRC in each State and Territory. These
consultations included discussions with experts in science, medical research,
law and ethics and representatives from human research ethics committees as
well as religious and community leaders.[12]
The NSW Government submission refers not only to the Commonwealth consultations
held in NSW, but also to in depth consultations with key stakeholders conducted
by the Premier of NSW.[13] The NHMRC
also took account of submissions made to the House of Representatives Standing
Committee on Legal and Constitutional Affairs during its two year inquiry into
human cloning and stem cell research, and written submissions received by the
NHMRC on the draft Bill.[14]
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