Footnotes

Chapter 2 - Issues raised with ASIC

[1]        The full transcript of the committee's hearing is available online at: http://www.aph.gov.au/hansard/joint/commttee/J12391.pdf 

[2]        Joint Parliamentary Committee on Corporations and Financial Services, Inquiry into financial products and services in Australia, November 2009, p. 141.

[3]        ASIC, Proof Committee Hansard, 25 November 2009, Canberra, pp 3-6.

[4]        ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 6.

[5]        ASIC, Proof Committee Hansard, 25 November 2009, Canberra, pp 3-6.

[6]        ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 4.

[7]        ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 4.

[8]        ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 8.

[9]        ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 11.

[10]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 19.

[11]      ASIC, Press release, 'Updated compensation and insurance arrangements for licensees', 26 October 2009.

[12]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 20.

[13]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 20.

[14]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, pp 11-12.

[15]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 12.

[16]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 13.

[17]      Joint Parliamentary Committee on Corporations and Financial Services, Statutory Oversight of the Australian Securities and Investments Commission, September 2009, p. 11.

[18]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, pp 14-15.

[19]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 15.

[20]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 15.

[21]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 16.

[22]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 16.

[23]      Joint Parliamentary Committee on Corporations and Financial Services, Inquiry into financial products and services in Australia, November 2009, p. 141.

[24]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 18.

[25]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 18.

[26]      Joint Parliamentary Committee on Corporations and Financial Services, Inquiry into financial products and services in Australia, November 2009

[27]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 23.

[28]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 23.

[29]      L. Wilson, 'Supreme Court rejects ASIC's second move on ex-AWB chief Andrew Lindberg', The Australian, 9 December 2009.

[30]      ASIC media release, 09-268AD ASIC's proceedings against Fortescue Metals Group Ltd and Andrew Forrest dismissed, 23 December 2009.

[31]      ASIC media releases 09-259AD ASIC to appeal One.Tel judgement and 09-260AD ASIC to appeal permanent stay on second AWB case, 17 December 2009.

[32]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 25.

[33]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 26.

[34]      ASIC, Proof Committee Hansard, 25 November 2009, Canberra, p. 27.

Appendix 2 - Answers to questions on notice

[1] Source: ASIC's Annual Reports for 08/09 and 07/08