Footnotes

Chapter 2 - Issues raised with ASIC

[1]        ASIC, Committee Hansard, 18 June 2008, p. 2

[2]        ASIC, Committee Hansard, 18 June 2008, p. 2

[3]        ASIC, Committee Hansard, 18 June 2008, pp 34-35

[4]        ASIC, Committee Hansard, 18 June 2008, p. 2

[5]        ASIC, Committee Hansard, 18 June 2008, p. 35

[6]        ASIC, Correspondence to committee, 8 May 2008; see also ASIC, Press release, 'ASIC announces results of its strategic review', 8 May 2008

[7]        ASIC, Committee Hansard, 18 June 2008, p. 15

[8]        ASIC, Committee Hansard, 18 June 2008, p. 16

[9]        ASIC, Committee Hansard, 18 June 2008, p. 9 & pp 12-13

[10]      ASIC, Committee Hansard, 18 June 2008, pp 12-13

[11]      ASIC, Committee Hansard, 18 June 2008, p. 9

[12]      ASIC, Regulatory Guide 69, 'Debentures - improving disclosure for retail investors', October 2007

[13]      ASIC, Regulatory Guide 156, 'Debenture advertising', December 2007

[14]      ASIC, Press release, 'ASIC acts to provide retail investors with better disclosure in unlisted unrated debentures', 23 April 2008; ASIC, Report 127, 'Debentures - improving disclosure for retail investors', April 2008  

[15]      ASIC, Report 126, 'Understanding investors in the unlisted, unrated debenture (UUD) market', April 2008

[16]      ASIC, Committee Hansard, 18 June 2008, pp 5-6

[17]      Treasury, Green Paper, 'Financial Services and Credit Reform', June 2008, p. 40

[18]      ASIC, Committee Hansard, 18 June 2008, pp 2-3

[19]      ASIC, Regulatory Guide 126, 'Compensation and insurance arrangements for AFS licensees', March 2008

[20]      ASIC, Committee Hansard, 18 June 2008, p. 6

[21]      ASIC, Committee Hansard, 18 June 2008, p. 22

[22]      Financial Industry Complaints Service, FICS Bulletin, Issue 52, 5 December 2007

[23]      ASIC, Committee Hansard, 18 June 2008, p. 27

[24]      See for example Parliamentary Joint Committee on Corporations and Financial Services, Statutory Oversight of the Australian Securities and Investments Commission, August 2007, p. 13

[25]      ASIC, Committee Hansard, 18 June 2008, p. 23

[26]      Senator the Hon Nick Sherry, Press release, 'Fundamental reform of Australia's financial services and credit regulation', 3 June 2008

[27]      ASIC, Committee Hansard, 18 June 2008, p. 32

[28]      ASIC, Committee Hansard, 18 June 2008, p. 33

[29]      ASIC, Response to question on notice no. 8, Appendix 2

[30]      ASIC, Committee Hansard, 18 June 2008, p. 33