Footnotes

Chapter 1 - Statutory oversight

[1]        Takeovers Panel website 'About the Panel': http://www.takeovers.gov.au/content/DisplayDoc.aspx?doc=about/about_the_panel.htm (accessed 16 April 2012)

[2]        Takeovers Panel, Annual report 2010-11, p. 9

Chapter 2 - Takeovers Panel

[1]        Mr Allan Bulman, Director, Takeovers Panel, Committee Hansard, 21 March 2012, p. 2.

[2]        Mr Allan Bulman, Director, Takeovers Panel, Committee Hansard, 21 March 2012, p. 2.

[3]        Ms Kathleen Farrell, President, Takeovers Panel, Committee Hansard, 21 March 2012, p. 8.

[4]        Mr Allan Bulman, Director, Takeovers Panel, Committee Hansard, 21 March 2012, p. 9.

[5]        Mr Allan Bulman, Director, Takeovers Panel, Committee Hansard, 21 March 2012, p. 4.

[6]        Ms Kathleen Farrell, President, Takeovers Panel, Committee Hansard, 21 March 2012, p. 6.

[7]        Ms Kathleen Farrell, President, Takeovers Panel, Committee Hansard, 21 March 2012, p. 6.

[8]        Mr Allan Bulman, Director, Takeovers Panel, Committee Hansard, 21 March 2012, p. 4.

Chapter 3 - Australian Securities Investments Commission

[1]        Mr Greg Medcraft, Chair, ASIC, Committee Hansard, 21 March 2012, p. 26.

[2]        Mr Greg Medcraft, Chair, ASIC, Committee Hansard, 21 March 2012, p. 11.

[3]        Mr Greg Medcraft, Chairman, ASIC, Committee Hansard, 21 March 2012, p. 11.

[4]        Mr Greg Medcraft, Chairman, ASIC, Committee Hansard, 21 March 2012, p. 8.

[5]        Mr Greg Medcraft, Chairman, ASIC, Committee Hansard, 21 March 2012, p. 9.

[6]        Mr Greg Medcraft, Chairman, ASIC, Committee Hansard, 21 March 2012, p. 12.

[7]        Mr Greg Medcraft, Chair, ASIC, Committee Hansard, 21 March 2012, p. 13.

[8]        Mr Howard Insall, Answer to question on notice, 30 April 2012, Parliamentary Joint Committee inquiry into the collapse of Trio Capital.

[9]        ASIC, 'Leighton Holdings complies with three ASIC infringement notices for alleged continuous disclosure breaches and ASIC accepts compliance enforceable undertaking', Media release, 12-53, 18 March 2012.

[10]      Mr Greg Medcraft, Chairman, ASIC, Committee Hansard, 21 March 2012, p. 13.

[11]      Ms Belinda Gibson, Deputy Chair, ASIC, Committee Hansard, 21 March 2012, p. 14

[12]      Mr Peter Kell, Commissioner, ASIC, Committee Hansard, 21 March 2012, p. 14.

[13]      Mr John Price, Senior Executive Leader, ASIC, Committee Hansard, 21 March 2012, p. 16.

[14]      The Hon. Bill Shorten MP, 'Smoother transition for financial advice reforms', Media release, No. 13, 14 March 2012.

[15]      Mr John Price, Senior Executive Leader, ASIC, Committee Hansard, 21 March 2012, p. 15.

[16]      Mr Greg Medcraft, Chair, ASIC, Committee Hansard, 21 March 2012, p. 26.

[17]      Mr Richard St John, Compensation arrangements for consumers of financial services, April 2012, p. iii.

[18]      Mr Richard St John, Compensation arrangements for consumers of financial services, April 2012, p. iv.

[19]      Mr Richard St John, Compensation arrangements for consumers of financial services, April 2012, chapter 6.

[20]      Mr Greg Medcraft, Chair, ASIC, Committee Hansard, 21 March 2012, p. 17.

Appendix 2 - Answers to questions on notice to ASIC

[1]        See Statutory oversight of the Australian Securities and Investments Commission Report, February 2011, p. 12