| ASIC | 1 | Senator Bragg | Handling of misconduct reports | Written | 15/09/2022 | 07/10/2022 | PDF 135KB |
| ASIC | 2 | Senator O'Neill | Licencing - FTX Australia Pty Limited | Hansard | 05/12/2022 | 16/01/2023 | PDF 86KB |
| ASIC | 3 | Senator O'Neill | Crypto - Enforcement staff numbers | Hansard | 05/12/2022 | 16/01/2023 | PDF 82KB |
| ASIC | 4 | Senator O'Neill | Crypto - Resourcing | Hansard | 05/12/2022 | 16/01/2023 | PDF 85KB |
| ASIC | 5 | Senator Scarr | Licencing - Resourcing | Hansard | 05/12/2022 | 16/01/2023 | PDF 126KB |
| ASIC | 6 | Senator O'Neill | ASX & CHESS Replacement - industry costs | Hansard | 05/12/2022 | 16/01/2023 | PDF 85KB |
| ASIC | 7 | Senator O'Neill | ASX & CHESS Replacement - forward work plan for current CHESS | Hansard | 05/12/2022 | 16/01/2023 | PDF 101KB |
| ASIC | 8 | Senator O'Neill | ASX & CHESS Replacement - current ASIC-RBA co-regulatory framework | Hansard | 05/12/2022 | 16/01/2023 | PDF 174KB |
| ASIC | 9 | Senator O'Neill | Nuix contract | Hansard | 05/12/2022 | 16/01/2023 | PDF 81KB |
| ASIC | 10 | Senator O'Neill | Performance measurement in the context of the FRAA review | Hansard | 05/12/2022 | 16/01/2023 | PDF 133KB |
| ASIC | 11 | Senator Scarr | ASIC Committees | Hansard | 05/12/2022 | 16/01/2023 | PDF 468KB |
| ASIC | 12 | Senator Scarr | Reports of misconduct (ROM) statistics | Hansard | 05/12/2022 | 16/01/2023 | PDF 82KB |
| ASIC | 13 | Senator Scarr | Rio Tinto | Hansard | 05/12/2022 | 16/01/2023 | PDF 143KB |
| ASIC | 14 | Senator O'Neill | Remediation | Hansard | 05/12/2022 | 16/01/2023 | PDF 151KB |
| ASIC | 15 | Senator O'Neill | ASX & CHESS Replacement - Competition in clearing and settlement | Hansard | 05/12/2022 | 16/01/2023 | PDF 159KB |
| ASIC | 16 | The Hon. Mr Pitt MP | Insurance | Hansard | 05/12/2022 | 16/01/2023 | PDF 85KB |
| ASIC | 17 | Senator O'Neill | Predictive Genetic Information in Life Insurance | Written | 20/12/2022 | 16/01/2023 | PDF 111KB |
| ASIC | 18 | Senator O'Neill | Greenwashing | Written | 20/12/2022 | 08/02/2023 | PDF 119KB |
| ASIC | 19 | Senator O'Neill | ASIC 2021–2022 Annual Report | Written | 20/12/2022 | 06/02/2023 | PDF 507KB |
| ASIC | 20 | Senator Pratt | Strategic Minerals Corporation Pty Ltd (formerly Strategic Minerals Corporation NL) | Written | 19/12/2022 | 31/01/2023 | PDF 132KB |
| ASIC | 21 | Senator O'Neill | ASIC licence transfers | Written | 23/02/2023 | 28/03/2023 | PDF 133KB |
| ASIC | 22 | Senator Pratt | Strategic Minerals | Written | 27/02/2023 | 21/03/2023 | PDF 123KB |
| ASIC | 23 | Senator Pratt | DH Flinders | Hansard | 23/02/2023 | 27/03/2023 | PDF 116KB |
| ASIC | 24 | Dr Mulino MP | CAMAC | Hansard | 23/02/2023 | 21/03/2023 | PDF 129KB |
| ASIC | 25 | Senator O'Neill | PwC Securities Ltd authorised representatives | Hansard | 27/06/2023 | 27/06/2023 | PDF686KB |
| ASIC | 26 | Senator Scarr | CHESS Replacement Vendor Management | Hansard | 27/06/2023 | 07/08/2023 | PDF198KB |
| ASIC | 27 | Senator O'Neill | CHESS replacement ASIC regulatory authority | Hansard | 27/06/2023 | 07/08/2023 | PDF76KB |
| ASIC | 28 | Senator O'Neill | CHESS replacement ASIC regulatory powers | Hansard | 27/06/2023 | 07/08/2023 | PDF58KB |
| ASIC | 29 | Senator O'Neill | ASX CHESS Replacement ASIC regulatory powers | Hansard | 27/06/2023 | 07/08/2023 | PDF290KB |
| ASIC | 30 | Senator O'Neill | CHESS Replacement Ernst and Young Engagement | Hansard | 27/06/2023 | 07/08/2023 | PDF80KB |
| ASIC | 31 | Senator O'Neill | Ernst Young Engagement | Hansard | 27/06/2023 | 07/08/2023 | PDF66KB |
| ASIC | 32 | Mr Hawke MP | ASX CHESS Replacement | Hansard | 27/06/2023 | 07/08/2023 | PDF240KB |
| ASIC | 33 | Senator O'Neill | Contracts with PwC | Hansard | 27/06/2023 | 04/09/2023 | PDF32KB |
| ASIC | 34 | Senator Pratt | Ms Oma strategic minerals | Written | 27/06/2023 | 04/09/2023 | PDF51KB |
| ASIC | 35 | Senator O'Neill | Professional bodies notification to ASIC on fit and proper status of their members. | Hansard | 27/06/2023 | 04/09/2023 | PDF31KB |
| ASIC | 36 | Senator Pratt | Centrepay | Hansard | 20/10/2023 | 25/10/2023 | 244 KB |
| ASIC | 37 | Senator O'Neill | CHESS replacement program | Written | 27/10/2023 | 20/11/2023 | PDF147KB |
| ASIC | 38 | Senator Barbara Pocock | PwC ability to disqualify AR and director on fit and proper grounds | Hansard | 20/10/2023 | 30/11/2023 | 154 KB |
| ASIC | 39 | Senator Scarr | PwC application of section 1041H | Hansard | 20/10/2023 | 30/11/2023 | 79 KB |
| ASIC | 40 | Senator Barbara Pocock | PwC consideration of license applications by those involved in disclosure | Hansard | 20/10/2023 | 30/11/2023 | 76 KB |
| ASIC | 41 | Senator Barbara Pocock | PwC evidence relied on by ASIC delegate to ban Peter Collins | Hansard | 20/10/2023 | 30/11/2023 | 78 KB |
| ASIC | 42 | Senator O'Neill | PwC Linklaters inquiry | Hansard | 20/10/2023 | 30/11/2023 | 88 KB |
| ASIC | 43 | Senator Barbara Pocock | PwC Peter Calleja and Sean Gregory | Hansard | 20/10/2023 | 30/11/2023 | 105 KB |
| ASIC | 44 | Senator Barbara Pocock | PwC Peter Konidaris and Eddy Moussa | Hansard | 20/10/2023 | 30/11/2023 | 86 KB |
| ASIC | 45 | Senator Barbara Pocock | PwC Peter van Dongen, Wayne Plummer and Tom Seymour | Hansard | 20/10/2023 | 30/11/2023 | 106 KB |
| ASIC | 46 | Senator Barbara Pocock | PwC Richard Gregg | Hansard | 20/10/2023 | 30/11/2023 | 84 KB |
| ASIC | 47 | Senator O'Neill | Schemes | Hansard | 20/10/2023 | 30/11/2023 | 105 KB |
| ASIC | 48 | Senator Scarr | Debt collection | Hansard | 20/10/2023 | 30/11/2023 | 145 KB |
| ASIC | 49 | Senator O'Neill | Auditing | Hansard | 03/11/2023 | 30/11/2023 | 105 KB |
| ASIC | 50 | Senator O'Neill | Auditing | Hansard | 03/11/2023 | 30/11/2023 | 98 KB |
| ASIC | 51 | Senator O'Neill | Cybersecurity | Hansard | 03/11/2023 | 30/12/2023 | 78 KB |
| ASIC | 52 | Senator O'Neill | Cybersecurity | Hansard | 03/11/2023 | 30/11/2023 | 80 KB |
| ASIC | 53 | Senator O'Neill | Cybersecurity | Hansard | 03/11/2023 | 30/11/2023 | 78 KB |
| ASIC | 54 | The Hon. Mr Pitt MP | Cybersecurity | Hansard | 03/11/2023 | 30/11/2023 | 66 KB |
| ASIC | 55 | Senator O'Neill and The Hon. Mr Pitt MP | Cybersecurity and AI | Hansard | 03/11/2023 | 30/11/2023 | 80 KB |
| ASIC | 56 | Senator O'Neill | Remediation and claims handling | Hansard | 03/11/2023 | 30/11/2023 | 94 KB |
| ASIC | 57 | Senator O'Neill | Data on credit | Hansard | 03/11/2023 | 30/11/2023 | 76 KB |
| ASIC | 58 | Senator O'Neill | Credit and predatory lending | Hansard | 03/11/2023 | 30/11/2023 | 116 KB |
| ASIC | 59 | The Hon. Mr Pitt MP | ClearLoans credit | Hansard | 03/11/2023 | 30/11/2023 | 88 KB |
| ASIC | 60 | Senator O'Neill | Cancelled or suspended credit licensees April 1 2022 to 9 December 2022 | Hansard | 03/11/2023 | 30/11/2023 | 144 KB |
| ASIC | 61 | Senator O'Neill | Small Amount Credit Contract (SACC) sector | Hansard | 03/11/2023 | 30/11/2023 | 183 KB |
| ASIC | 62 | The Hon. Mr Pitt MP | Credit | Hansard | 03/11/2023 | 30/11/2023 | 132 KB |
| ASIC | 63 | Senator O'Neill | Credit | Hansard | 03/11/2023 | 30/11/2023 | 114 KB |
| ASIC | 64 | Senator O'Neill | Capital raising | Hansard | 03/11/2023 | 21/12/2023 | 801 KB |
| ASIC | 65 | Senator O'Neill | Auditors/Nuix | Hansard | 03/11/2023 | 30/11/2023 | 105 KB |
| ASIC | 66 | Senator O'Neill | Crowdfunding and peer-to-peer lending | Hansard | 03/11/2023 | 21/12/2023 | 738 KB |
| ASIC | 67 | Senator O'Neill | Hybrid Capital bonds | Hansard | 03/11/2023 | 30/11/2023 | 79 KB |
| ASIC | 68 | Senator Pratt | CentrePay and credit | Hansard | 03/11/2023 | 30/11/2023 | 120 KB |
| ASIC | 69 | Senator Pratt | CentrePay and credit | Hansard | 03/11/2023 | 30/11/2023 | 131 KB |
| ASIC | 70 | Senator Pratt | CentrePay, Urban Rampage and credit | Hansard | 03/11/2023 | 30/11/2023 | 92 KB |
| ASIC | 71 | Senator Pratt | Credit and target market determinations | Hansard | 03/11/2023 | 30/11/2023 | 80 KB |
| ASIC | 72 | Senator O'Neill | Credit | Hansard | 03/11/2023 | 30/11/2023 | 78 KB |
| ASIC | 73 | Senator Pratt | Director ID | Hansard | 03/11/2023 | 21/12/2023 | 433 KB |
| ASIC | 74 | Senator O'Neill | Class Order 02/273 Business Introduction Services | Written | 20/03/2024 | 19/04/2024 | 98 KB |
| ASX | 1 | Senator O'Neill | CHESS Replacement Project | Hansard | 05/12/2022 | 06/02/2023 | PDF 1.9MB |
| ASX | 2 | Senator O'Neill | FRAA review into ASIC | Written | 20/12/2022 | 06/02/2023 | PDF 577KB |
| ASX | 3 | Senator O'Neill | Greenwashing | Written | 20/12/2022 | 06/02/2023 | PDF 591KB |
| ASX | 4 | Senator O'Neill | Historical consultation process | Hansard | 23/02/2023 | 24/03/2023 | PDF 1.3MB |
| ASX | 5 | Senator O'Neill | Composition of ASX Clear and ASX Settlement Boards | Hansard | 23/02/2023 | 24/03/2023 | PDF 537KB |
| ASX | 6 | Senator O'Neill | Selection of Digital Asset | Hansard | 23/02/2023 | 24/03/2023 | PDF 548KB |
| ASX | 7 | Senator Scarr | Shareholding in Digital Asset | Hansard | 23/02/2023 | 24/03/2023 | PDF 420KB |
ASX
| 8 | Senator O'Neill, Senator Scarr, Ms Zaneta Mascarenhas MP | Various | Hansard | 08/06/2023 | 23/06/2023 | PDF 422KB |
| ASX | 9 | Senator O'Neill | Changes to regulatory arrangements | Written | 27/06/2023 | 11/07/2023 | PDF 552KB |
| ASX | 10 | Senator Pratt | Industry consultations | Hansard | 20/10/2023 | 10/11/2023 | 193 KB |
Mr Alan Cameron, Independent Chair of the ASX Cash Equities Clearing and Settlement Advisory Group | 1 | Senator O'Neill and Senator Scarr | Biographies and skills of members of the ASX Cash Equities Clearing and Settlement Advisory Group | Hansard | 20/10/2023 | 09/11/2023 | PDF 445KB |
| Financial Services Council | 1 | Senator O'Neill | Regulatory structure to oversee ASX | Hansard | 08/06/2023 | 26/06/2023 | PDF 133KB |
| Governance Institute of Australia | 1 | Senator O'Neill | CHESS governance structures and consultation | Hansard | 08/06/2023 | 11/07/2023 | PDF 259KB |
| BoardRoom | 1 | Senator O'Neill | ASIC's recent statements regarding the CHESS Replacement Project | Hansard | 23/02/2023 | 10/03/2023 | PDF 109KB |
Computershare | 1 | Senator O'Neill | Various | Hansard | 23/02/2023 | 16/03/2023 | PDF 617KB |
| FRAA | 1 | Senator O'Neill | ASIC Stakeholder Engagement | Hansard | 05/12/2022 | 17/01/2023 | PDF 109KB |
| LinkGroup | 1 | Senator Pratt | Proposed amendments of licensing regime and regulatory obligations for operators of financial markets | Hansard | 23/02/2023 | 16/03/2023 | PDF 221KB |
| SIAA | 1 | Senator O'Neill | Various | Hansard | 23/02/2023 | 22/03/2023 | PDF 189KB |
| EY | 1 | Senator O'Neill | Team assigned to EY’s Special Report on the support and maintenance of CHESS | Hansard | 27/06/2023 | 28/07/2023 | PDF 101KB |
| EY | 2 | Senator O'Neill | Team assigned to EY’s Special Report on the support and maintenance of CHESS subcontractors | Hansard | 27/06/2023 | 28/07/2023 | PDF 103KB |
| EY | 3 | Senator O'Neill | Team assigned to EY’s Special Report on the support and maintenance of CHESS qualifications | Hansard | 27/06/2023 | 28/07/2023 | PDF 101KB |
| EY | 4 | Senator O'Neill | Cost of EY’s audit | Hansard | 27/06/2023 | 28/07/2023 | PDF 93KB |
| EY | 5 | Senator Scarr | Risk mitigation strategies | Hansard | 27/06/2023 | 28/07/2023 | PDF 91KB |
| EY | 6 | Senator O'Neill | Risk Themes lack of competition | Hansard | 27/06/2023 | 28/07/2023 | PDF 119KB |
| Takeovers Panel | 1 | Senator O'Neill | Takeovers regulation comparison | Hansard | 20/10/2023 | 08/12/2023 | 323 KB |
| Takeovers Panel | 2 | Senator Pratt | Capital raising | Hansard | 20/10/2023 | 08/12/2023 | 225 KB |
| Treasury | 1 | Senator O'Neill | Foreign Investment Review - Application categories | Hansard | 27/06/2023 | 17/07/2023 | PDF 107KB |
| Treasury | 2 | Senator O'Neill | Senator O'Neill-Review Register of Foreign Ownership of Australian Assets | Hansard | 27/06/2023 | 17/07/2023 | PDF 74KB |
| Treasury | 3 | Senator O'Neill | Domestic residential and foreign investment overlap | Hansard | 27/06/2023 | 28/07/2023 | PDF 82KB |
| Treasury | 4 | Senator O’Neill | ASIC, Takeover Panel, ASX interactions | Hansard | 27/06/2023 | 28/07/2023 | PDF 70KB |
| Treasury | 5 | Mr Hawke MP | Security of Critical Infrastructure Act | Hansard | 27/06/2023 | 28/07/2023 | PDF 82KB |
| Treasury | 6 | Senator O'Neill | Independent assurance tasks | Hansard | 27/06/2023 | 20/11/2023 | PDF 107KB |
| Treasury | 7 | Senator O'Neill | Quality of audits | Hansard | 27/06/2023 | 20/11/2023 | PDF 167KB |
| Cboe Australia | 1 | Mr Hawke MP | Original replacement program design | Hansard | 27/06/2023 | 28/07/2023 | PDF 209KB |
| Cboe Australia | 2 | Senator O'Neill | What is needed from the business committee and the technical committee | Hansard | 27/06/2023 | 28/07/2023 | PDF 163KB |
| Cboe Australia | 3 | Senator O'Neill | Post trade settlement services ASX used in the CHESS replacement Program | Hansard | 27/06/2023 | 28/07/2023 | PDF 151KB |
| Cboe Australia | 4 | Senator O'Neill | Quantum of Money that Cboe Australia obtained from ASX | Hansard | 27/06/2023 | 28/07/2023 | PDF 131KB |
| Cboe Australia | 5 | Senator O'Neill | Cboe insights into other countries arrangements for competition clearing and settlement | Hansard | 27/06/2023 | 28/07/2023 | PDF 228KB |
| Cboe Australia | 7 | Senator O'Neill | Co regulatory model of the RBA and ASIC looks life after settlement facilities | Hansard | 27/06/2023 | 28/07/2023 | PDF 153KB |
| Commonwealth Ombudsman | 1 | Senator O'Neill | ASIC handling of matters | Written | 11/07/2023 | 04/08/2023 | PDF 341KB |
| Digital Asset | 1 | Senator O'Neill | ASX CHESS Replacement Project | Hansard | 27/06/2023 | 02/08/2023 | PDF 16KB |
| Digital Asset | 2 | Senator O'Neill | ASX CHESS Replacement Project | Hansard | 08/06/2023 | 06/09/2023 | PDF 167KB |
| AFCA | 1 | Senator O'Neill | Systemic issues reported to regulators | Hansard | 20/10/2023 | 16/11/2023 | PDF 222KB |
| AFCA | 2 | Senator O'Neill | Complaints to AFCA about IAG loyalty discounts | Hansard | 20/10/2023 | 16/11/2023 | PDF 92KB |
| AFCA | 3 | Senator O'Neill | Complaint resolution rates in Tier 2 and 3 banks and financial firms | Hansard | 20/10/2023 | 16/11/2023 | PDF 528KB |
| AFCA | 4 | Senator O'Neill | AFCA suggestions to disrupt or prevent financial scams | Hansard | 20/10/2023 | 16/11/2023 | PDF 135KB |
| AFCA | 6 | Senator Scarr | AFCA capacity to publicly name firms involved with systemic issues | Hansard | 20/10/2023 | 16/11/2023 | PDF 93KB |
| AFCA | 7 | Senator O'Neill and Senator Scarr | Firm engaging in inappropriate debt collection activity | Hansard | 20/10/2023 | 16/11/2023 | PDF 88KB |
| CommSec | 1 | Senator O'Neill | CHESS | Written | 08/02/2024 | 22/02/2024 | 184 KB |