Appendix 2Public hearings
Monday, 5 December 2022
Wilarra Room, Level 2
The Grace Hotel
77 York St
Sydney
Australian Securities Exchange
Mr Damian Roche, Chair
Ms Helen Lofthouse, CEO and Managing Director
Financial Regulator Assessment Authority
Mr Nicholas Moore, Chair
Mr Tim Baird, Assistant Secretary
Mrs Jodi Keall, Former Director
Australian Securities and Investments Commission
Mr Joseph Longo, Chair
Ms Karen Chest, Deputy Chair
Ms Sarah Court, Deputy Chair
Mr Sean Hughes, Commissioner [by audio link]
Mr Warren Day, Chief Operating Officer
Mr Chris Savundra, General Counsel
Mr Greg Yanco, Executive Director, Markets Group
Mr Greg Kirk, Executive Director, Strategy
Ms Leah Sciacca, Senior Executive Leader, Financial Advisers
Thursday, 23 February 2023
Northcott Room
Sydney Masonic Centre
66 Goulburn Centre
Sydney
Australian Securities and Investments Commission
Mr Joseph Longo, Chair
Ms Sarah Court, Deputy Chair
Ms Karen Chester, Deputy Chair
Ms Danielle Press, Commissioner
Mr Warren Day, Chief Operating Officer
Mr Chris Savundra, General Counsel
Mr Greg Yanco, Executive Director, Markets
Mr Nathan Bourne, Senior Executive Leader, Market Infrastructure
Accenture
Mr Jonathan Hicks, Managing Director, Financial Services
Mr Tansu Senyurt, Technology Consulting, Senior Manager
Ms Laura Lee, Strategy & Consulting, Senior Manager
Mr Srikant Yennamandra, Managing Director [by video link]
Link Market Services
Ms Lysa McKenna, Managing Director, Corporate Markets ANZ
Computershare
Mrs Marnie Reid, CEO—Issuer Services, ANZ
Mr Paul Conn, President—Global Capital Markets
Boardroom
Mr Rhett Tregunna, CEO
Mr Martin Jones, General Manager, Corporate Governance
Stockbrokers and Investment Advisers Association
Mr David Ferrall, CEO
Ms Michelle Huckel, Policy Manager
Australian Securities Exchange
Mr Damian Roche, Chair
Ms Helen Lofthouse, CEO and Managing Director
Mr Dave Curran, Non-Executive Director, Chair of Technology Committee
Mr Andrew Tobin, Chief Financial Officer
Reserve Bank of Australia
Ms Michele Bullock, Deputy Governor
Dr Adam Cagliarini, Deputy Head—Payments Policy Department
Thursday, 8 June 2023
Australian Parliament House
Main Committee Room
Canberra
Digital Asset
Mr Eric Saraniecki, Co-Founder and Head of Strategic Initiatives [by video link]
Australian Securities Exchange
Mr Damian Roche, Chair
Mr Dave Curran, Non-Executive Director, Chair of Technology Committee
Ms Helen Lofthouse, Chief Executive Officer and Managing Director
Mr Tim Whiteley, Chief Information Officer
Mr Andrew Tobin, Chief Financial Officer
National Stock Exchange of Australia Limited
Mr Tim Hart, Director
Mr Chan Arambewela, Chief Operating Officer
Mr Scott Evans, Company Secretary
Financial Services Council
Ms Bianca Richardson, Policy Director Investments and Global Markets [by video link]
Governance Institute of Australia Ltd
Ms Megan Motto, Chief Executive Officer
Ms Catherine Maxwell, General Manager, Policy and Advocacy
Tuesday, 27 June 2023
Australian Parliament House
Main Committee Room
Canberra
Department of the Treasury (on behalf of the Foreign Investment Review Board)
Ms Roxanne Kelley, Deputy Secretary Corporate and Foreign Investment Group
Mr Chris Tinning, First Assistant Secretary, Foreign Investment Division
Dr Ben Evans, Assistant Secretary, Compliance Branch, Foreign Investment Division
Australian Securities and Investments Commission
Mr Joe Longo, Chair
Ms Sarah Court, Deputy Chair
Ms Karen Chester, Deputy Chair
Ms Danielle Press, Commissioner
Mr Warren Day, Chief Operating Officer
Mr Chris Savundra, General Counsel
Mr Yanco Greg, Executive Director Markets Group
Mr Nathan Bourne, Senior Executive Leader, Market Infrastructure
Cboe Australia
Mrs Emma Quinn, President
Mr Benjamin Phillips, Head of Post Trade
Mr Michael Somes, General Counsel
Mr Asika Wickramasinghe, Senior Legal Counsel
EY
Mr Roberto Fitzgerald, Partner
Mr Hanny Hassan, Partner
Mrs Leigh Walker, Risk Management & Independence Leader, Partner
Friday, 20 October 2023
Australian Parliament House
Main Committee Room
Canberra
ASX Cash Equities Clearing and Settlement Advisory Group
Mr Alan Cameron AO, Independent Chair [by video link]
Australian Financial Complaints Authority
Mr David Locke, Chief Ombudsman & CEO
Dr June Smith, Deputy Chief Ombudsman
Mr Justin Untersteiner, Chief Operating Officer
The Takeovers Panel
Mr Allan Bulman, Chief Executive
Mr Andrew Bubniw, Deputy General Counsel
Australian Securities Exchange
Mr Damian Roche, Chairman
Ms Helen Lofthouse, Managing Director & CEO
Mr Tim Whiteley, Chief Information Officer
Mr David Curran, Non-Executive Director and Chair of Technology Committee
Australian Securities and Investments Commission
Mr Joseph Longo, Chair
Ms Karen Chester, Deputy Chair
Ms Sarah Court, Deputy Chair
Ms Kate O'Rourke, Commissioner
Mr Warren Day, Chief Executive Officer
Mr Chris Savundra, General Counsel
Mr Greg Yanco, Executive Director - Regulation and Supervision [by video link]
Ms Calissa Aldridge, Executive Director - Markets
Mr Benjamin Cohn-Urbach, Senior Executive Leader - Markets Infrastructure
Ms Jane Eccleston, Senior Executive Leader - Superannuation and Life Insurance [by video link]
Ms Leah Sciacca, Senior Executive Leader - Financial Advisers and Investment Managers [by video link]
Friday, 3 November 2023
Stamford Plaza Melbourne
111 Little Collins st
Melbourne
Australian Securities and Investments Commission
Mr Joseph Longo, Chair
Ms Sarah Court, Deputy Chair
Ms Karen Chester, Deputy Chair
Ms Kate O'Rourke, Commissioner
Mr Warren Day, Chief Executive Officer
Mr Chris Savundra, Executive Director - Legal Services
Mr Greg Yanco, Executive Director - Regulation and Supervision
Ms Calissa Aldridge, Executive Director - Markets
Mr Benjamin Cohn-Urbach, Senior Executive Leader - Markets Infrastructure
Ms Jane Eccleston, Senior Executive Leader - Superannuation and Life Insurance
Ms Leah Sciacca, Senior Executive Leader - Financial Advisers and Investment Managers
Corrections to Evidence
129 June 2023: Correspondence from the ASX to the committee regarding the ASX’s decision making process for the CHESS replacement project.
24 August 2023: Correspondence from Ms Sarah Court, Deputy Commissioner, ASIC, regarding evidence given at a public hearing on 27 June 2023 on the nature of the Tax Practitioner Board findings against Mr Peter-John Collins.
324 November 2023: Correspondence from ASIC regarding evidence given at a public hearing on 3 November 2023 on the use of computers to make administrative decisions.
427 October 2023: Correspondence from the ASX regarding Questions on Notice asked at a public hearing 20 October 2023 on the Reserve Bank of Australia’s 2022/23 Assessment of ASX Clearing and Settlement Facilities report.