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Appendix 2

Witnesses who gave evidence at public hearings

CANBERRA, 24 JUNE 2009

Australian Securities and Investments Commission

BIRD, Ms Joanna, Senior Executive Specialist, Strategic Policy
COOPER, Mr Jeremy, Deputy Chairman
D’ALOISIO, Mr Tony, Chairman
ERSKINE, Mr Alex, Chief Economist
RICKARD, Ms Delia, Senior Executive Leader, Consumers and Retail Investors

MELBOURNE, 26 AUGUST 2009

MLC Limited

McINERNEY, Mr Dallas, Manager, Government and Regulatory Affairs
NUNN, Mr Richard, Executive General Manager, Advice and Marketing, MLC and NAB Wealth
TUCKER, Mr Steve, Chief Executive Officer

Financial Ombudsman Service

MAYNARD, Ms Alison, Ombudsman, Investments, Life Insurance and Superannuation

ANZ Banking Group

COHEN, Mr Geoff, Managing Director, Investment and Insurance
HODGES, Mr Graham, Deputy Chief Executive Officer
NASH, Ms Jane, Head of Government and Regulatory Affairs
SANTAMARIA, Mr Bob, Group General Counsel

CPA Australia Ltd

DAVISON, Mr Michael, Senior Policy Adviser, Superannuation
DRUM, Mr Paul, General Manager, Policy and Research

Accounting Professional and Ethical Standards Board

BLACK, Mr Stuart, Director/Board Member
DAY, Mr William, Director/Board Member
WIJESINGHE, Mr Channa, Technical Director

Guardian Financial Planning

BROWNING, Mr Steven, Executive Manager
CARTER, Mr David, Executive General Manager, Advice Solutions Suncorp

FinaMetrica Pty Ltd and Worcester Consulting

RESNIK, Mr Aaron Paul, Chief Executive Officer
WORCESTER, Mr Peter Alan, Managing Director

Argyle Lawyers

SMITH, Ms June, Principal

ARMSTRONG, Professor Anona, Private capacity

CANBERRA, 28 AUGUST 2009

Treasury

LIM, Mr Michael, Analyst, Investor Protection Unit, Corporations and Financial Services Division
MILLER, Mr Geoffrey, General Manager, Corporations and Financial Services Division
PARKER, Ms Cherie Rebecca, Analyst, Investor Protection Unit, Corporations and Financial Services Division
SELLARS, Mr Andrew, Senior Adviser, Corporations and Financial Services Division
SEWELL, Mr Mark Francis, Manager, Corporations and Financial Services Division

Financial Planning Association

BATTISTELLA, Mr Julian, Certified Financial Planner and Member
BLOCH, Ms Jo-Anne, Chief Executive Officer
CHONG, Mr Seng Wing, Member and Chair, Regulations Committee
SANDERS, Mr Deen, Deputy Chief Executive Officer and Head of Professionalism

Investment and Financial Services Association Ltd

BROGDEN, Mr John, Chief Executive Officer
CODINA, Mr Martin, Senior Policy Manager
O’REILLY, Mr David, Policy Director

Securities and Derivatives Industry Association

CLARK, Mr Douglas, Policy Executive
HORSFIELD, Mr David, Managing Director and Chief Executive Officer

Insurance Council of Australia

ANNING, Mr John Melville, General Manager Policy Regulation
THOMPSON, Ms Catherine Louise, Member Professional Indemnity Insurance Committee

Institute of Actuaries of Australia

COOK, Mr Anthony, Chairman, Wealth Management Committee
RAFE, Mr Barry Edwin, Vice President

CAIRNS, 1 SEPTEMBER 2009

DALLE CORT, Mr Gus (Gildo), Private capacity

BATES, Mr Quentin Michael, Private capacity

BATES, Mrs Sandra, Private capacity

DALE, Mr Jack Kenneth, Private capacity

DALE, Mrs Frances Norinne, Private capacity

Open Microphone Session

BOTH, Mr Mark, Private capacity

FOWLER, Mr Jason Robert, Private capacity

GRAINER, Mr Francis John, Private capacity

GRAINER, Mrs Sandra Alice, Private capacity

MACCOLL, Mrs Kathleen (Kate), Private capacity

McCLEAN, Ms Margaret Teresa, Private capacity

TUCK, Ms Joanne Mary Alice, Private capacity

WEIR, Mr Mark, Private capacity

TOWNSVILLE, 2 SEPTEMBER 2009

McCULLOCH, Mr David Robert, Private capacity

DEVNEY, Mrs Kristy Lee, Private capacity

RICHARDS, Mrs Carmela, Private capacity

QUINTON, Ms Desley, Private capacity

ABDY, Ms Lorna, Private capacity

DIXON, Mr Paul, Private capacity

DIXON, Mrs Jill, Private capacity

POWER, Mr Trevor Mark, Private capacity

JACKSON, Mr Andrew, Private capacity

Open Microphone Session

LYNHAM, Mr Graham, Private capacity

REYNOLDS, Mr Steve, Private capacity

AHERN, Mr Anthony Harry James, Private capacity

SCOTT, Mrs Cheryl Diann, Private capacity

RASMUSSEN, Mr Graeme Jorgen, Private capacity

BRISBANE, 3 SEPTEMBER 2009

CASSIMATIS, Mr Emmanuel, Private capacity

Australian Investors Association

FORSYTH, Mr Jolyon, President
McKENZIE, Mr Scott, Vice-President
KING, Ms Sharron, Private capacity

Storm Investors Consumer Action Group

ANDERSON, Mr Graham John, Secretary/Treasurer
O’BRIEN, Mr Noel Terence, Co-Chairman
WEIR, Mr Mark Robert, Co-Chairman
JELICH, Mr Radomir (Ron), Private capacity
McARDLE, Mr Sean, Private capacity

Stonehouse Wealth Management

HANCOCK, Mr Benjamin William, Partner/Senior Adviser

SYDNEY, 4 SEPTEMBER 2009

Institute of Chartered Accountants in Australia

ELVY, Mr Hugh, Head, Financial Planning
WHITE, Mr Lee, General Manager, Leadership and Quality

Trustee Corporations Association of Australia

ATKIN, Mr John, Managing Director, Trust Company Ltd; and Executive Committee Member
FITZGERALD, Mr Anthony George, Managing Director, State Trustees Ltd; and National President

Association of Financial Advisers Ltd

BATEMAN, Mr Dennis, National Treasurer
KALANTZIS, Ms Christina, Co-chair, Government and Policy Committee, Association of Financial Advisers; and Principal, Alexis Compliance and Risk Solutions Pty Ltd
KLIPIN, Mr Richard, Chief Executive Officer
NOWAK, Mr Michael, Queensland Chair, GenXt Committee, and Adviser
TAGGART, Mr James, National President

Quantum Financial Services Australia 

MACKAY, Mr Tim, Director and Certified Financial Planner
MACKAY, Ms Claire, Director and Certified Financial Planner

Commonwealth Bank of Australia

COHEN, Mr David Antony Keith, Group General Counsel
COMYN, Mr Matthew Peter, Executive General Manager, Equities and Margin Lending
FRENCH, Dr Brendan James, General Manager, Customer Relations
GUNNING, Mr Timothy James, General Manager, Commonwealth Financial Planning
McEWAN, Mr Ross Maxwell, Group Executive, Retail Banking Services
NAREV, Mr Ian Mark, Group Executive Manager, Business and Private Banking

CHOICE

FREEMAN, Ms Elissa, Senior Policy Officer

Professional Investment Services

EVANS, Mr Grahame, Managing Director
PETRIK, Miss Bianca, Corporate Development Manager

CANBERRA, 16 SEPTEMBER 2009

Australian Securities and Investments Commission

BIRD, Ms Joanna, Senior Executive Specialist, Strategic Policy
D’ALOISIO, Mr Tony, Chairman
HANRAHAN, Dr Pamela, Senior Executive Leader, Investment Managers
KOROMILAS, Ms Deborah, Senior Executive Leader, Financial Advisers
MEDCRAFT, Mr Greg, Commissioner
RICKARD, Ms Delia, Senior Executive Leader, Financial Literacy and Consumers and Retail Investors

Bank of Queensland

KANGATHARAN, Mr Ram, Chief Financial Officer
LIDDY, Mr David, Managing Director and Chief Executive Officer

CANBERRA, 28 OCTOBER 2009

Macquarie Bank Limited

SHEPPARD, Mr Richard, Managing Director and CEO
VAN DER WESTHUYZEN, Mr Peter, Executive Director

Commonwealth Bank

COHEN, Mr David, Group General Counsel
COMYN, Mr Matthew, Executive General Manager, Equities & Margin Lending
FRENCH, Dr Brendan, General Manager Customer Relations
NAREV, Mr Ian, Group Executive, Business & Private Banking
NORRIS, Mr Ralph, Chief Executive Officer

 

Transcripts of the public hearings were published on the inquiry webpage at:

http://www.aph.gov.au/senate/committee/corporations_ctte/fps/hearings/index.htm

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