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Set 1, Q2 | If so, what activity occurred? Please supply any emails, text messages or messages on any other platform between the ASIC commissioner and staff and members of federal Parliament and their staff. | Senator Bragg | 3 November 2022 | 18 November 2022 | ASIC interactions with parliamentarians |
Set 2, Q12 | Please provide a list of investigation records taken on Nuix insider trading allegation: a)In your answer please provide any affidavits, including an affidavit filed by Jenny Truong; b)Please supply internal reports on key management personnel and directors who have been investigated for insider trading; and Please supply any section 19 transcripts ASIC recorded with the consent of Nuix whistle-blowers. | Senator Bragg | 8 November 2022 | 5 December 2022 | Nuix Ltd |
Set 3, Q4 | Please provide a list of parties that were investigated including the company and the names of individuals. | Senator Bragg | 21 November 2022 | 5 December 2022 | Bronxx Pty Ltd and superannuation insider trading |
Set 3, Q5 | Please provide the names and positions of the ASIC officials involved in the investigation. | Senator Bragg | 21 November 2022 | 5 December 2022 | Bronxx Pty Ltd and superannuation insider trading |
Set 3, Q7 | Please provide legal advice provided to underpin the investigation. | Senator Bragg | 21 November 2022 | 5 December 2022 | Bronxx Pty Ltd and superannuation insider trading |
Set 4, Q1 | Please provide copies of any correspondence to Senators’ offices in relation to the motion proposing the inquiry. | Senator Bragg | 21 November 2022 | 25 November 2022 | ASIC interactions with parliamentarians |
Set 5, Q 1 | McGrath Nicol undertook a review of ALS, I understand this may have been given to ASIC. Please supply this document. | Senator Bragg | 22 November 2022 | 5 December 2022 | ALS Ltd |
Set 5, Q 3 | Please supply internal briefings, summaries and meeting notes connected with the ASIC investigation. | Senator Bragg | 22 November 2022 | 5 December 2022 | ALS Ltd |
Set 5, Q4 | Please supply all notices and recommendations relating to enforcement. | Senator Bragg | 22 November 2022 | 5 December 2022 | ALS Ltd |
Set 6, Q2 | Please provide any correspondence with the Minister regarding the PII claim. | Senator Bragg | 20 December 2022 | 2 March 2023 | Public interest immunity claims |
Set 7, Q2 | Please provide the legal advice which was used to justify a “no action” position in relation to “Black Hat”? | Senator Bragg | 20 December 2022 | 6 February 2023 | Nuix Ltd – Black Hat |
Set 8, Q3 | Can you confirm that ongoing investigations are being conducted into existing key Nuix management personnel? | Senator Bragg | 16 January 2023 | 6 February 2023 | Nuix Ltd |
Set 12, Q7 | Please provide all files connected to the Magnis insider trading case? | Senator Bragg | 2 February 2023 | 21 February 2023 | Magnis Energy Technlogies |