Appendix 1


Submissions Received

  1. Mr Paul Moran
  2. Dean Evans & Associates Pty. Limited
  3. Empirical Capital Pty Ltd
  4. Accounting Professional & Ethical Standards Board
  5. Finance Sector Union
  6. Financial Planning Association of Australia Limited
    • 6.1 Supplementary Submission
    • 6.2 Supplementary Submission
  7. FINSIA
  8. Professor Justin O'Brien & Dr George Gilligan
  9. National Insurance Brokers Association of Australia
  10. Mr Keith Compton
  11. Superannuation Consumers' Centre
  12. AMP
  13. Australian Financial Markets Association
  14. Association of Financial Advisers Ltd
  15. CPA Australia & Chartered Accountants Australia and New Zealand
  16. Consumer Credit Legal Service WA
  17. Deloitte Touche Tohmatsu
  18. Insurance Council of Australia
  19. National Seniors Australia
  20. CHOICE
  21. Mr Robert Brown
  22. Industry Super Australia & Australian Institute of Superannuation Trustees
  23. BT Financial Group
  24. Association of Independently Owned Financial Professionals
  25. Australian Securities and Investments Commission
  26. Financial Services Council
  27. Australian Bankers' Association
  28. Customer Owned Banking Association
  29. SMSF Professionals' Association of Australia
  30. Professor Charles Sampford
  31. Mr Peter Corrie
  32. Mr Richard Bungey
  33. Financial Ombudsman Service
  34. Axiom Wealth
  35. Professional Standards Authority
  36. Challenger Ltd
  37. Mortgage and Finance Association of Australia
  38. Banking and Finance Consumers Association
  39. Mr Anthony Burke

Additional information received by the committee

  1. Tabled Document: Proposed Education and Professional Standards Framework, received from the Financial Planning Association of Australia, received 14 October 2014.

Answers to questions on notice

  1. Answer to questions on notice asked at a public hearing on 13 October 2014, received from Mortgage and Finance Association of Australia on 14 October 2014.
  2. Answer to written questions on notice sent on 29 October 2014, received from Professor George Gilligan and Professor Justin O'Brien on 13 October 2014.
  3. Answer to questions on notice asked at a public hearing on 13 October 2014, received from Professor George Gilligan on 6 November 2014.
  4. Answers to questions on notice asked at a public hearing on 14 October 2014, received from the Australian Bankers Association on 4 November 2014.
  5. Answers to written questions on notice sent on 29 October 2014, received from the Australian Bankers Association on 13 November 2014.
  6. Answers to questions on notice asked at a public hearing on 14 October 2014, received from the Association of Financial Advisers on 3 November 2014.
  7. Answers to questions on notice asked at a public hearing on 14 October 2014, received from the Customer Owned Banking Association on 3 November 2014.
  8. Answers to questions on notice asked at a public hearing on 14 October 2014, received from the Financial Services Council on 3 November 2014.
  9. Answers to questions on notice asked at a public hearing on 13 October 2014, received from the Finance Sector Union on 3 November 2014.
  10. Answers to questions on notice asked at a public hearing on 13 October 2014, received from the SMSF Professionals Association of Australia on 3 November 2014.
  11. Answers to questions on notice asked at a public hearing on 13 October 2014, received from Treasury on 3 November 2014.
  12. Answers to written questions on notice sent on 29 October 2014, received from Treasury on 14 November 2014.
  13. Answers to questions on notice asked at a public hearing on 14 October 2014, received from Australian Securities and Investments Commission on 7 November 2014.
  14. Answers to written questions on notice sent on 29 October 2014, received from Australian Securities and Investments Commission on 17 November 2014.
  15. Answers to written questions on notice sent on 29 October 2014, received from Financial Services Institute of Australasia on 11 November 2014.
  16. Answers to questions on notice asked at a public hearing on 13 October 2014, received from CPA Australia and Chartered Accountants Australia and New Zealand on 3 November 2014.
  17. Answers to questions on notice asked at a public hearing on 14 October 2014, received from the Financial Planning Association of Australia on 29 October 2014.

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