CRITICISMS
Criticisms of international safeguards fall into two broad categories.
First, there is a general critique of nuclear power and the prospects
of confining its application to civil purposes. The second criticism is
more focussed upon the Australian role. These categories are not self-contained
and a number of submissions which the Committee received based their criticism
of uranium exports from Australia at least partly on a lack of faith in
the international regime to regulate nuclear energy.
Major general criticisms focus on the destructive capacity of nuclear
power when used for military purposes, the ease with which, it is claimed,
civil facilities can be redirected to military ends, the brevity of notice
required for withdrawal from the Nuclear Non-Proliferation Treaty, the
existence of nations with nuclear interests outside the NPT system, the
fact that safeguards are based on verification not control, and the ease
with which it is considered that the safeguards system can be evaded.
The case of Iraq in the pre-Gulf War period, when it clandestinely developed
a nuclear military capacity, is cited as an illustration of the weaknesses
of the NPT safeguards system.
Professor J.A. Camilleri, Professor of Politics at La Trobe University,
Victoria, was especially critical of the NPT system generally and the
International Atomic Energy Agency in particular (S 72). In summary, Professor
Camilleri's views were that:
- there is a conflict between the IAEA's roles as a regulator and as
a promoter of nuclear energy. According to Professor Camilleri, "[t]his
dual function feeds the widespread perception that the IAEA may at times
be severely constrained in its capacity to carry out independent and
probing scrutiny of nuclear facilities" (S 72, 2).
- As Professor Camilleri states, "[t]he underlying aim [of safeguards]
is not prevention but timely warning of such diversion" (S72, 2).
- He observes that as nuclear technology develops, so too does the difficulty
of monitoring the civilian nuclear industry. Professor Camilleri states
that "Israel, India, Pakistan and South Africa have all demonstrated
that a full-scale nuclear test is not necessary for the acquisition
of a nuclear weapons capability" (S 72, 2). [These nations until
recently were not signatories to the NPT; only South Africa now is.]
- "In the case of Iraq, the IAEA's failure to discover substantial
nuclear weapons activities was not merely the result of deficient safeguards
or intelligence-collection-methods. Equally important was the lack of
political will on the part of Western governments who, for various economic
and strategic reasons, chose to turn a blind eye to Iraqi militarization.
The Iraqi nuclear programme offers compelling evidence that technical
improvements in the safeguards regime, however comprehensive or sophisticated,
do not in themselves constitute a guarantee of timely or effective detection."
(S 72, 3)
- Another case cited by Professor Camilleri is that of the People's
Republic of Korea which for a time proposed to withdraw from the NPT
and refused various IAEA requests to make inspections and for information
(S 72, 4).
- Despite a significantly increased workload, there has been little
sign of a commensurate increase in IAEA resources (S 72, 5).
- Professor Camilleri considers that "to have universal legitimacy,
IAEA safeguards will need to be much more transparent than is presently
the case, which will in turn require the agency to conduct 'any time,
any place' inspections at relatively short notice" (S 72, 5).
- Professor Camilleri's concerns also derived from what he considered
were the declining prospects of the nuclear industry (S 72, 6).
- In Professor Camilleri's opinion, "[t]he international safeguards
regime, despite recent improvements, does not provide a guarantee against
the clandestine diversion of nuclear facilities and materials. Even
if such diversion is detected, it does not follow that the response
of the international community will succeed in putting an end to a nuclear
programme. The risks of nuclear proliferation in the post-Cold War period
are perhaps greater than at any time since the early 1960s." (S
72, 8)
He also challenged the idea that there could be a difference between
the "peaceful" and "military" atom. Moreover, as he
emphasised in public evidence to the Committee, Australia's promotion
of non-proliferation would have greater legitimacy if Australia were not
a supplier of uranium (8 November 1996, 856-7).
These themes were present in several submissions: People for Nuclear
Disarmament (WA) stated that "[t]here is no way any Government in
Australia can claim that our uranium stays only in the realm of nuclear
power generation" (S 2, 8).
Mr Peter Milton was dismissive of the safeguards system: "I would
charge that Australia's bilateral agreements, with countries importing
Australian uranium, are not worth the paper they are written on, when
our Safeguards Office can be so easily fooled" (S 9, 5). [Mr Milton
was referring to an obligation exchange in 1988 described below.]
Mr Gavin Mudd warned of "a growing number of incidents, mostly in
eastern Europe, of the smuggling of nuclear materials and technology.
Although it is claimed that no weapons grade nuclear material has been
reported on the black market, the mere possibility that an illicit trade
could lead to terrorist groups or organised crime obtaining nuclear strike
capability is a very frightening prospect" (S 34, 5).
Mr Frank Miller was, inter alia, concerned that uranium loses its identity
upon conversion. In a more general critique, he warned that "[t]he
real risk with the IAEA safeguard system is that it gives people a false
sense of security. People have been thinking for years there are effective
safeguards and safety regimes in place. As long as people think the IAEA
safeguard system is effective, they will condone the expansion of uranium
mining and nuclear power"(S 35,10).
The limited staffing of the Australian Safeguards Office and of the IAEA
itself, and the lack of effective sanctions for breaches of the safeguards
regime, concerned Mary Bruce (S 48, 2-5).
The Minerals Council of Australia drew attention to the problem of weapons
proliferation, "albeit a fraction of what had been feared when the
NPT was set up, and none of the problem arises from the civil nuclear
cycle" (S 61,19).
The Tasmanian Greens considered that the "main weakness of the NPT
is that any country can withdraw with three months notice. Australia has
absolutely no way of forcing a country to maintain its agreement if, for
reasons of national security, it decides to develop nuclear weapons using
yellowcake imported from Australia" (S 66, 3).
Among the criticisms from the Movement Against Uranium Mining were weaknesses
in safeguards, especially in relation to plutonium, difficulty in supervising
uranium once it leaves Australia, the number of facilities not covered
by safeguards, loopholes in safeguards agreements, and the absence of
reliable sanctions (S 68).
The Australian Nuclear Association was also aware of the risk posed by
political instability. It proposed that Australia should only export uranium
to countries where there has been a political assessment that it does
not intend to divert material; being a signatory to the NPT ought not
be enough (S 71, 3). It also believed that exported uranium could be controlled
more effectively if it were converted in Australia, leased to user countries
and returned to Australia after use ( S 71, 6).
The Medical Association for Prevention of War had a fear of "a thriving
black market in radioactive substances, and no government guarantees can
make it impossible for Australian uranium, in transit, to be procured
by terrorists" (S 79, 15).
The Australian Conservation Foundation illustrated Australia-specific
concerns about exporting uranium: " . . . there is no guarantee that
fissionable material derived from Australian uranium will not end up in
nuclear weapons". The ACF was also critical of the IAEA: "The
ability of international arrangements to control the regulation of fissionable
materials is largely symbolic. The International Atomic Energy Agency,
in the conduct of inspections, can gain entry by invitation only. They
have no legally enforceable role in the policing and enforcement of safety
standards" (S 81, 18).
Friends of the Earth Sydney shared the concern that "atoms of Australian
uranium have ended up on the defence-related side of at least either the
French or the British nuclear fuel cycles" (S 40, Part 2, 8).
This enumeration of the criticisms of the safeguards system is formidable
but it is not unchallengeable either on pragmatic or conceptual grounds.
The Committee is conscious that the system is not self-regulating and
requires constant and continuing vigilance. Moreover, telling as some
criticisms are, they relate to countries such as India, Pakistan and Israel
which are among those which have not been persuaded to join the NPT.
The Committee's view that the safeguards system has to be treated both
seriously and constructively was in fact supported by a witness who was
basically critical. Ms J. Vallentine, Coordinator, People for Nuclear
Disarmament (PND), was asked at the Committee's hearings in Perth whether,
in view of PND's criticisms of international safeguards, the system should
be discontinued. Her answer was that "it is better having it than
not having it," adding that "it is not watertight - there are
a lot of loopholes" (20 January 1997, 946).
Ms Brenda Roy, also representing PND, added: "Surely the point of
criticising something or asking for it to be better is that you ask for
those safeguards to be tightened up and to be looked at so people can
see if they are in fact efficient safeguards. We are not saying, 'Well,
these safeguards don't work, so let's not have any' ."(ibid.)
Another consideration of concern to the Committee is whether all examples
of the failings of the system actually support the argument. A clear instance
is that of the People's Republic of Korea (PRK). Continuing attention
by the international system resulted in the suspension of the PRK's intention
to leave the NPT and there have been some steps taken to allay the apprehension
which many nations, including the PRK, have about nuclear development
in North Asia.
In a world without the safeguards system, the PRK and undoubtedly many
other countries in other regions as well, according to their perceptions
of their security interests, would press ahead to assemble a nuclear arsenal.
The NPT framework in this case is available to assist in the minimisation
and aversion of threatened nuclear development.
Considered in a longer range historical context, the NPT process, over
a generation, has secured increasing support. Success of the NPT may be
seen in the form of the slow growth in the number of nations with nuclear
weapons. As David Anderson advised the Committee: "It is often forgotten
how much longer the list of potential nuclear powers was two or three
decades ago, when it included countries like the Federal Republic of Germany,
Italy, Switzerland, Sweden, Japan, Saudi Arabia and Australia. Proliferation
of nuclear weapons has been far slower than expected at that time, when
it was widely believed that by now there would be as many as 25 nuclear
weapon states" (Anderson, 1).
All but six countries are now signatories to the NPT. As Mr Ian Cousins
of DFAT told the Committee: "We need to convince the remaining six
countries to join the Nuclear Non-Proliferation Treaty" (8 November
1996, 803). More tellingly, again in the words of Mr Cousins:
We now have a permanent Nuclear Non-Proliferation Treaty with
near universal adherence. The process of nuclear disarmament has started
and weapons are being dismantled. All five nuclear weapon states have
agreed to halt nuclear testing. Four of the five nuclear weapon states
have announced that they have ceased production of fissile material
for weapons purposes . . . Nuclear export controls have been strengthened
and are now more widely applied. The principles on which Australia's
nuclear export policy is based are now more widely recognised and applied
by other nuclear exporters. (8 November 1996, 803)
Another sign of the strengthening of the safeguards system, not least
in the wake of the Gulf War and disclosures about clandestine developments
by Iraq, is that the strictness of standards internationally has come
closer to that applied by Australia from the inception of exporting in
the late 1970s.
As noted, several of those who lodged submissions sought to challenge
the equivalence and proportionality principles. One effect of uranium
exports from Australia is that that proportion of nuclear material coming
from Australia is available only for civil purposes. None of those stressing
the possibility that atoms from uranium originating in Australia should
not physically find their way into military use actually thought it necessary
to outline the argument or its rationale. It was assumed to be self-evident.
Not everyone will find the theory self-evident, either in its own terms,
in relation to uranium exported from Australia, or in a more general context
- whether Australia should ban the export of any commodity which could
hypothetically, or potentially, find its way into a military application.
A more sustainable and compelling argument would concentrate on whether
Australia, by exporting uranium, contrary to stated policy, was contributing
to nuclear proliferation. DFAT's proposition that "Exports of Australian
uranium do not contribute to the ability of N[uclear] W[eapon] S[tates]
to produce fissile material for their weapons programs" went unchallenged
(S 60, II.28, 11). Similarly unchallenged was DFAT's assertion that "Australian
safeguards policy and practice has been and remains to ensure that AONM
makes no contribution whatsoever to non-peaceful activities in these NWS"
(II.28, 11).
It may be added that even if there was a plausible challenge to the validity
of the principles of equivalence and proportionality, it is the case that
none of the evidence submitted to the Committee went beyond exposing the
possibility that atoms from uranium mined in and exported from Australia
might have been used for an explosive purpose.
The principles of equivalence and proportionality are the only practical
basis for controlling utilisation of uranium mined in Australia in the
nuclear fuel cycle. So far the philosophical case for these principles
also remains firm. The more uranium (or AONM) in the fuel cycle which
is effectively subject to Australia's safeguards, the less uranium (or
AONM) there is which is potentially available for military purposes.
The Committee shares the apprehensions of Professor Camilleri and
Mary Bruce that resources assigned for safeguards programs and developments
are not keeping pace with developments in the nuclear industry. The
Committee has noted progressive reduction in the staffing of the Australian
Safeguards Office and its requirement for a measure of flexibility in
order to accommodate training and fostering of constructive and informed
links internationally. Most of its responsibilities have an international
focus on its capacity to maintain real contact with both the IAEA and
other state control agencies.
As David Anderson has described, in the aftermath of the Gulf War there
has been a substantial overhaul of safeguards. Iraqi violations, in the
words of one analyst, revealed deficiencies rather than inefficiencies
in the classical system of safeguards. The Iraqi violations furnished
a timely reminder that a fundamental reappraisal of safeguards was essential.
This is occurring under the rubric of what is known as "Programme
93+2". "Programme 93+2" is an IAEA initiative aimed at
increasing the effectiveness and cost efficiency of safeguards, embracing
greater transparency, new methodologies and a more systematic evaluation
of information held by IAEA concerning states' nuclear and nuclear-related
activities (S 60, II. 16-22).
Even so, as Anderson has shown, there is still much more to do in revamping
safeguards for the post-Cold War era. There are old, unresolved matters
concerning IAEA powers and their exercise in relation to sovereign states,
in addition to the challenge of technology. Another unresolved matter
is control of nuclear materials outside the safeguards system. Increasingly
large stockpiles of plutonium is another long-standing matter which is
still very much on the safeguards agenda.
Finally, it needs to be emphasised that safeguards are not a panacea.
As Ian Cousins informed the Committee, "the actual product of safeguards
[is] confidence (8 November 1996, 813)." Confidence is both essential
to the workings of the safeguards system, and its major outcome. But
the safeguards system needs constant attention to work. Australia has
a long record of contributing to the vitality of safeguards, international
and otherwise. It is a record which should be maintained.