Part III
Post resolution procedures
Chapter 11
Lessons to be learned and the McCarthy review
11.1
After Nigel Brennan returned to Australia, DFAT conducted a
lessons-learned exercise, as it does after all of major consular cases. The minister
also asked that Mr John McCarthy review those lessons learned.[1]
In this chapter, the committee considers the findings of both undertakings.
Lessons learned exercise
11.2
The department conducted an internal lessons learned exercise soon after
Mr Brennan returned to Australia. In doing so, DFAT officers talked to other
agencies that were involved in the IDETF process in order to identify lessons
learned which were then shared across government.[2]
In October 2010, Mr James Batley, First Assistant Secretary, informed the
Senate Foreign Affairs, Defence and Trade Legislation Committee that the
fundamental lesson or conclusion that DFAT has drawn from its lessons learned
exercise was that:
...the government’s basic position of principle in these
kidnapping cases of not offering funds for ransom remains appropriate. There
are a range of other issues that have come to our attention about relationships
between the department and the families and other agencies. But I think that in
general the conclusion was that in terms of the department’s institutional
response we did all that could reasonably have been expected.[3]
11.3
The Secretary of the department added that DFAT had learned many lessons
from this review and had already implemented or were in the process of
implementing the recommendations:
We reviewed it ourselves and we also got in a former senior
officer to independently review the review. So we have had a couple of goes
over it.[4]
11.4
As noted throughout this report, the committee, however, was of the view
that there were areas where DFAT could have improved its performance
particularly in respect of the relationship between government agencies and the
kidnapped victims and their families.
McCarthy review
11.5
The minister commissioned a former DFAT Deputy Secretary, John McCarthy,
to conduct an independent review of the lessons learned and to make
recommendations.[5]
He was engaged under a separate contract in April 2010 with contract dates from
16 April 2010 to 16 June 2010.[6]
Ms Bird explained that Mr McCarthy looked at the government's handling of Mr
Brennan's case, 'talked to those involved, talked to Nigel Brennan's family and
then put his recommendations on top of what we had done internally'.[7]
See Appendix 5 for the terms of reference for Mr McCarthy's review.
11.6
The department shared a sanitised version of the review with the
Canadian Government. A copy of the review was also provided to other government
agencies involved in the process to 'facilitate a complete and informed
interdepartmental roundtable to consider the recommendations and any changes to
policy for handling kidnapping cases'.[8]
11.7
The McCarthy Review broadly affirmed the procedures in place to deal
with kidnapping situations, including the no-ransom policy, but noted some
specific areas where the government could strengthen its approach. Ms Bird
noted that Mr McCarthy's twenty-one recommendations were broken down into five
categories:
- preparing for future kidnapping cases;
- response to kidnapping;
- assistance provided to family members of kidnap victims;
- media; and
- intelligence.
11.8
DFAT's submission provides a summary of the McCarthy report, the key
recommendations and the accompanying department's response and are reproduced as
follows:
- The Government should be clear in its travel warnings and in the
travel booklet issued with every new passport about the risk of kidnapping and
the government’s refusal to pay ransoms.
- While the Department highlights the kidnap threat effectively in
its travel advisories and has made the no ransom policy clear publicly, it is
in the process of making this fundamental principle clearer in all travel
publications.
- Establish a regular, high level and whole of government
coordinating group to ensure a core group remains abreast of kidnapping issues
and to form the nucleus of a future response.
- An IDETF of key agencies has met to discuss the recommendations
of the McCarthy Review. This group will form the nucleus of a regular
coordinating group.
- Consider establishing a bipartisan convention on handling of
abductions, particularly those with a national security element.
- The Minister for Foreign Affairs has directed DFAT to provide
further recommendations on establishing a bipartisan convention and the
Opposition have indicated that they are supportive in principle.
- The establishment of a regular consultative mechanism with partner
countries, to discuss the broad complexities of kidnapping cases and
opportunities for cooperation.
- DFAT will be meeting with partner countries as part of regular
consular talks soon. Kidnapping is one agenda item and we will look to develop
further cooperation with our partners on this issue.
Response to kidnappings
The general perception of the McCarthy Review is that the
whole-of-government response worked well. Government agencies were sufficiently
seized of the priority of the case and remained engaged throughout. There were
no serious shortcomings with information flows or cooperation between agencies.
Nonetheless, some areas of improvement were identified, including relating to
strengthening of the Emergency Response Team (ERT).
Assistance to be provided to family members of kidnap
victims
A key role for the Department is the assistance provided to
family members. The McCarthy Review recommended that the high level of consular
assistance provided to families be continued. It mentioned in particular:
- The Government must make clear to next of kin from the outset
what it can and cannot do in an international kidnapping case, including an
explanation of the no ransom policy and its implications for the handling of
kidnapping cases.
- Next of kin should be briefed on what to typically expect in a
kidnapping case.
- We are currently preparing a written guide for families on what
to expect if a family member is kidnapped.
- If next of kin wishes to proceed with a contractor it would be in
everyone’s interest to provide them with the names of a couple of companies
known to the Government that might be able to help.
- If the victim is not insured, the Government should be prepared
to provide some limited funding to the family to cover airfares, locating a
contractor etc, but not a sum which could be considered large enough to
constitute part of a ransom.
Media
The McCarthy Review noted that the media management
throughout the Brennan case was beneficial and recommended that tight media
management be repeated in future cases, including encouraging news agencies to
minimise coverage in the interests of the hostage.
Intelligence
The McCarthy Review considered the intelligence role in the
context of a kidnapping and made some recommendations concerning the use of
intelligence material.[9]
11.9
DFAT officials identified two of the recommendations as particularly
significant—making clear at the outset, in the case of a kidnap for ransom,
what the options might be for the family and, that DFAT 'establish across the
relevant agencies and departments a high-level group particularly on this issue
of kidnapping'. According to Mr Philp, this group would hold regular meetings
to ensure that DFAT maintains 'contact across the different agencies and the
level of expertise and contingency planning'.[10]
He informed the committee that the group has already been established and would
continue to meet.
11.10
DFAT submitted that the recommendations 'will inform future strategies for
dealing with kidnap cases'. It stated further:
The Department has been working closely with other relevant
government agencies, to implement Mr McCarthy's recommendations as part of a
broader, whole of government effort to ensure that the lessons learned inform
planning for our response to any future kidnapping events.[11]
11.11
The committee has considered the recommendations where relevant in this
report and welcomes the department's quick and positive response to the
McCarthy review and its recommendations. The committee now turns, however to
the actual review process itself.
Review of the review
11.12
Throughout this report, the committee has referred to the importance of
working closely and sympathetically with the families of a kidnap victim and
with the victims on their release and return to Australia. The lessons learned
exercise and the McCarthy review provided an ideal opportunity for the
department to reconcile any differences with the Brennan family or to answer
any of their questions.
11.13
The committee knows from Mr Martinkus' evidence that DFAT did not
contact him after his return to Australia but that the AFP interviewed him.
This lack of interest in his welfare still rankles with Mr Martinkus.
11.14
Mr Brennan was released on 25 November 2009.[12]
He informed the committee that on numerous occasions he sought a debriefing
from the department.[13]
As noted in chapter 8, a meeting eventually took place in Canberra on 10 June
2010.[14]
Mr Brennan's account of his eagerness to have a debriefing, however, does not
match the explanation provided by the department. On 2 June 2010, when asked
about the delay in interviewing the Brennan family, Mr Greg Moriarty, First
Assistant Secretary explained:
I think it is fair to say that for an initial period of time
it was very important for Mr Brennan and his family to deal with the issues
that were obviously caused by that very traumatic experience. We have for
several months sought to put arrangements in place to have a discussion with Mr
Brennan and members of his family. We have just been unable to do that. They
are keen to do so, and we are keen to put those arrangements in place and have
a debriefing session with him.
...
There were certainly discussions with Mr Brennan in Kenya
prior to his return to Australia, including with our officials and with law
enforcement officials. That sort of hot debrief, if you like, was able to get
some information. There are also issues to do with the circumstances that he
found himself in, the trauma and the stress. That was also tackled very early.
Now we have had time to go over the issues and he and his family have also had
time to think about the issues, to think about the messages they want to pass
on to us about how the case was handled, their impressions, their feelings,
where they think they have something to add to our future approach to these
types of issues. That is not something you would want to do in the very early
stages after a release. We have had some time. We have sought for several
months to put in place arrangements for that longer discussion with Mr Brennan
and his family. Those arrangements are being worked through but the meeting has
yet to take place.[15]
11.15
As noted above, a meeting eventually took place a week later and over
six months after Mr Brennan's return to Australia. DFAT informed the committee that
the meeting was 'a productive and positive session'. Mr Batley explained
further:
Indeed, we continue to remain in touch with the family. I do
not have particular details on the outcomes of the discussions. Indeed, I am
not sure that I have the family’s agreement to disclose what was discussed in any
case.[16]
11.16
Again, the department's perception of this meeting stands in stark
contrast to that of the Brennan family. Throughout this report, the committee
has noted the family's disappointment and frustration in failing to obtain
satisfactory explanations to many of their questions. Indeed, Mr Brennan told
the committee that for him there are 'so many unanswered questions, and you
will see I have got 110 questions in my submission'.[17]
According to Mr Brennan, he did not think that he or his family had seen the
recommendations or the notes or minutes taken from the debrief with the DFAT
and the AFP.[18]
Interestingly, in her submission to the committee Mrs Bonney asked, 'What was
the aim of the debriefs of Nigel and other Brennan family members with DFAT, the
AFP and John McCarthy?'[19]
11.17
It should also be noted that although Mr McCarthy made findings and a
recommendation in respect of handling the media, he did not invite the
Bundaberg NewsMail to comment, or talk to its staff about, the paper's
relationship with government agencies during Mr Brennan's time in captivity.[20]
Recommendation 8
11.18
The committee believes that, after every major incident overseas,
an internal review should be undertaken (the committee notes that DFAT
indicated that it does so as a matter of course). This internal review should
provide all agencies that formed part of the response team with necessary
feedback on their performance and also on the performance of the team as a
whole. The committee noted, however, that often the victim and his or her family
would like to be part of a debriefing. In light of this finding, the committee
recommends that:
- the government ensure that DFAT as the lead agency invites the
victim and his/her family and friends to a debriefing from the
whole-of-government emergency response task force including the sub unit
responsible for providing support to the family. Further that:
- if accepted, this offer of a debriefing is to be a two way
exchange of information providing the family with the opportunity to have their
questions answered; and
- DFAT offer to cover the costs for the victim, family and
friends to attend the debriefing.
11.19
The committee notes that it has also suggested that DFAT offer to
provide both Mr Martinkus and the Brennan family with a debriefing in order to
allow them to reconcile discrepancies in their respective accounts of the
circumstances of the kidnappings and to provide them with the opportunity to
ask unanswered questions (see paragraph 8.37).
Conclusion
11.20
The committee is concerned that the lessons with respect of the level of
information provided to the family are yet to be learned. Involving the victim
and his or her family in a debriefing that involves an exchange of information and
consulting with them about the findings would certainly help them bring their
ordeal to an end. This type of engagement may seem a small, insignificant
undertaking, even a waste of time, for a government department but for the
victim and family such a meeting would be important and should be recognised as
such.
Senator Alan Eggleston
Chair
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