Chapter 6
Capacity to police borders
6.1
Because PNG is the only state to share a land border with a neighbouring
country, border security across the Pacific is very much linked to maintaining
the integrity of oceanic borders. The vast maritime waters of the Pacific are
difficult and costly to police and states are vulnerable to the undetected
movement of sea craft, people and goods. This geography, coupled with limited
government capacity, also makes Pacific states vulnerable to transnational criminal
activity.[1]
In this chapter, the committee explores how the threat of transnational crime,
in particular unauthorised fishing and smuggling, is complicated by the region's
vast maritime boundaries. The committee examines the capacity of states to
manage and protect themselves against these forms of criminal activity and then
considers regional efforts to improve this capacity. In so doing, the committee
gives detailed consideration to Australia's Defence Cooperation Program and the
Pacific Patrol Boat Program.
Border management capability
6.2
In Australia, national security is the domain of the Federal Government
which remains responsible for matters of defence, security and border
management. Matters of community safety and local law and order are largely the
domain of state and territory governments. By contrast, across the Pacific,
both national and internal security is typically the responsibility of central
government. Principally because of their size, many states do not have a dedicated
military organisation.[2]
As a result, those activities that would ordinarily be undertaken by national
security and law enforcement agencies (for example maintaining territorial and
border integrity and the development of military statecraft) often become the
responsibility of agencies that are also responsible for community policing and
domestic law and order.[3]
6.3
Papua New Guinea, Fiji and Tonga are the only Pacific island states with
dedicated military organisations. The PNG Defence Force comprises about 2,500
personnel. Headquartered in Port Moresby, it has an infantry battalion in Port
Moresby and one in Wewak and an engineer battalion at Lae. The PNG Navy is made
up of around 400 people.
6.4
The Republic of Fiji Military Forces has 3,500 personnel plus reserves.
It comprises two regular and three reserve infantry battalions, an engineer
regiment, logistics battalion and a navy of around 300 people with several
patrol boats (including three Australian Pacific Patrol Boats, under the PPBP,
that are currently suspended).
6.5
The Tonga Defence Force has an authorised strength of 1,500, but active
force numbers of 450. It includes an infantry battalion, a navy of around 115
and three Australian supplied Pacific Patrol Boats, a tanker, a landing craft
and an airwing of two light aircraft.[4]
6.6
The Vanuatu Mobile Force, which became the paramilitary arm of the
Vanuatu Police Force in the late 1990s, is a light infantry force of about 200
men. They have a small maritime wing comprised of 29 people and one Australian Pacific
Patrol Boat.[5]
It is used to patrol in remote areas, frequently for long periods of time, across
the archipelago.[6]
6.7
Many agencies responsible for border management across the Pacific
encounter major capacity constraints. Policing borders and regulating the
movement of vessels throughout the region is made more difficult by the fact
that most Pacific island states have a limited ocean-going naval or policing
capacity. The Attorney-General's Department suggested:
Systems to monitor vessels' compliance are very limited in
the Pacific. As a consequence there is little control over what enters or
leaves many of these countries...[7]
6.8
This has serious implications for the sovereignty of states. One witness
suggested: 'a capacity to manage the maritime domain better is about an
assertion of national sovereignty'.[8]
6.9
In February 2009 a publication by the Jane's Information Group offered
the following assessment of the effectiveness of the PNG Navy:
The Papua New Guinea (PNG) Navy is scarcely able to carry out
its tasks and operations are routinely delayed or cancelled. As with the other
services the navy is underfunded and much of its equipment needs maintenance.
The navy's four patrol craft provided under the Australian Pacific Patrol Boat
programme are barely effective; fuel costs and maintenance problems mean that
often only one boat is available for sea duty at any time. The heavy landing
craft have high upkeep costs and are near or at the end of their effective
life. They may be disposed of in the near future. Although the patrol boats may
be at times serviceable, the size of the task of patrolling an Exclusive
Economic Zone (EEZ) with three sea borders is too great for the navy. According
to the Chief of Staff, Captain Aloysius Tom Ur, the navy is heavily reliant for
information about the presence of foreign ships in PNG's 200-mile EEZ on daily
reports supplied by US satellite surveillance cover.[9]
6.10
Added to this capacity challenge is the number of sea craft that move
through the area on any given day. Associate Professor Andreas Schoenhardt
claims:
There are about 5,000 vessels transiting the Pacific on any
given day. Large shipments may be unloaded from a mother ship into a smaller
vessel, and can subsequently go in hiding at the many small, uninhabited islets
and atolls, waiting for the next step. Rapidly expanding regional
transportation links to Asia, North and South America is also a factor and is
likely to increase the use of islands as a transit area.[10]
6.11
Identifying the vulnerability of Pacific island states to criminal
activity, Associate Professor Schoenhardt has also argued:
...archipelagic coastlines, sea borders, and vast areas of
ocean are difficult, if not impossible, to patrol, especially for countries
with limited financial, technical, and human resources. This makes it easy,
especially for small vessels to remain undetected and cross international
borders clandestinely.[11]
6.12
These capacity constraints reduce the ability of states to deal with the
movement of people and goods, illegal fishing, customs surveillance and
quarantine.
6.13
Volume I of this report identified how ill-equipped bureaucracies
struggle to deliver services that require both technical skills and advanced
technology, while Chapter 3 of this volume drew attention to the limited
policing capacity of states to deal with the demands of day-to-day policing. Chapter
3 also suggested that law and justice sectors struggle to effectively support
law enforcement initiatives. Each of these factors has serious repercussions
for the capacity of states to respond to transnational crime.
6.14
Reduced law enforcement capacity, or even the perception of immunity
from law enforcement, will make states vulnerable to criminal activity and
transnational crime. In recognition of this, the Pacific Islands Forum has
sought to improve the capacity of the region's justice sector through
developing model legislation addressing transnational organised crime, illicit
drugs, weapons control and transport security. It has also been urging states
to enact this legislation.[12]
However, the Forum has acknowledged problems with implementation, stating that
'the enactment of the legislative commitments, particularly under the Nasonini
Declaration, appear piecemeal and slow'.[13]
Regional efforts to enhance fisheries compliance
6.15
As suggested in the previous chapter, many Pacific island states have
limited success in monitoring the movement of vessels in their EEZs and
struggle to detect illegal, unregulated and unreported fishing activity. DFAT,
which described illegal fishing as 'the most pervasive Pacific wide security
challenge', suggested that there were two major problems: first, that the size
of the EEZs make them 'impossible to police effectively', and second, that
Pacific island states struggle to prosecute the illegal, under-reported and
concealed fishing which occurs in their EEZs.[14]
6.16
There are two central organisations responsible for facilitating greater
cooperation and coordination among the Pacific island countries and with
distant water fishing nations: the Pacific Islands Forum Fisheries Agency (FFA)
and the Western and Central Pacific Fisheries Commission (WCPFC).
6.17
The FFA has a pivotal role in strengthening regional multilateral
frameworks to permit the more effective exchange of information in relation to
fisheries and maritime law enforcement.[15]
These challenges are acknowledged in the Pacific Plan which gives priority to developing
and implementing strategies and associated legislation for maritime and aviation
security and surveillance.[16]
As suggested in the previous chapter, licensed distant fishing vessels must be
registered with the FFA.
6.18
Established in 2005, the WCPFC was initiated by members of the FFA and developed in association with distant water fishing nations.[17]
The WCPFC provides for the establishment of monitoring, control and
surveillance measures that enforce the application of conservation and
management measures for fisheries in the region.[18]
The WCPFC has had some success prosecuting the illegal and under-reported
fishing which occurs in their EEZs.[19]
Since 2007, the WCPFC has operated an Illegal, Unreported
and Unregulated (IUU) Vessel List. This is the only publicly available
information on unauthorised vessels fishing in the EEZs.[20]
6.19
The following table provides a record of unauthorised vessels identified
in EEZs, 2007–2008.
Table 6.1. Vessels nominated by Pacific island states
for inclusion in the WCPFC's Illegal, Unreported and Unregulated Vessel List in
2007 and 2008[21]
Vessel Name |
Vessel Flag |
Offence |
Yin Chen No.1 |
Chinese Taipei |
Fishing illegally inside Cook Islands' EEZ |
Athena F |
Venezuela |
Suspected of fishing illegally inside Cook Islands'
EEZ |
Jinn Feng Tsair No. 1 |
Chinese Taipei |
Breach of licensing condition inside Federated States
of Micronesia |
Daneila F |
Venezuela |
Fishing illegally inside French Polynesia's EEZ |
Chu Huai No. 638 |
Chinese Taipei |
Fishing illegally inside Tonga's EEZ |
Ugavi |
Ecuador |
Fishing illegally inside Cook Islands' EEZ |
Buena Suerte J–107, J–53, J–96, J–116, J–107c |
PNG (Philippines
nationality) |
Breach of PNG fishing license conditions (5 vessels) |
6.20
Recently there have also been examples of compensation being paid for
EEZ violations. In December 2008, it was reported that the Taiwanese owners of
a vessel, who were prosecuted for illegal fishing in Tongan waters in January
2008, paid 500,000 Tonga Pa'anga (approximately $367,471) to the Tongan
Government. Tonga's bid for compensation had been supported by the FFA.[22]
In October 2008, it was reported that a Japanese vessel was fined Solomon
Islands $2.1million (approximately $450,000) for breaching its fishing license
conditions. The vessel was found to have transshipped at sea on two separate
occasions and failed to supply fishing records to the Solomon Islands' Ministry
of Fisheries and Marine Resources.[23]
Australia's efforts to enhance fisheries compliance
6.21
AusAID explained to the committee that most of Australia's efforts to
assist Pacific island states enhance fisheries compliance takes place through
funding to the Secretariat of the Pacific Community (which has a maritime
resources division), the FAA and the WCPFC.[24]
Outside of these contributions to regional organisations, Australia also works
with a number of national fishing authorities including Kiribati and Nauru.
Some of this work focuses on the administration, application and collection of
licences.[25]
6.22
ACIAR informed the committee of work it had been doing to increase
Pacific capacity to engage in international fora. Funded by AusAID and the
Foreign Fisheries Agency, ACIAR commissioned a study and discussed it with a
range of parties, including DFAT, AusAID and the Forum Fisheries Agency. According
to ACIAR:
We hired some experts in Pacific islands fisheries matters to
consider the issue of capacity and what gaps existed that were inhibiting the
ability of the Pacific island countries to engage effectively in international
fora and to also manage their domestic fisheries, as well as manage fleets from
other countries that engage in fishing activities within areas under their
jurisdiction, specifically within their exclusive economic zones. That study identified
a range of gaps that needed to be filled.[26]
6.23
The AFP also contributes to improving fisheries compliance in Solomon
Islands through assisting Solomon Islands Police Force develop maritime
capability through allowing them to use two small vessels, currently owned by
the AFP.[27]
Defence Cooperation Program
6.24
The Defence Cooperation Program (DCP) provides a range of
capacity-building, training and infrastructure projects to assist Pacific
island states improve their security. In the 2008–09 financial year, the DCP
provided $51.11 million in regional assistance. The bulk of this assistance was
directed towards the Pacific Patrol Boat Program.[28]
6.25
As suggested in Volume I, the 21-year-old Pacific Patrol Boat Program
(PPBP) forms an important part of Australia's endeavours to help Pacific island
states improve their maritime security. The PPBP seeks to build capacity in
quarantine enforcement, search and rescue, disaster relief, medical evacuation
and general police work. It also provides Pacific island states with an
independent capability to monitor and manage maritime resources. At the Pacific
Islands Forum Plenary Opening Ceremony, in Cairns in August 2009, Prime
Minister Rudd stated:
Australia is committed to assisting Pacific island countries
protect their fisheries—a vital resource for the region—combating transnational
crime and strengthening their maritime security.
As part of Australia's ongoing commitment, Australia will
provide continued support for the Pacific Patrol Boat Program and in
consultation with our Pacific partners work towards a new maritime security
program to follow it.[29]
6.26
As noted above, the PPBP represents a significant proportion of the DCP
for Pacific island states. For seven of them—the Federated States of
Micronesia, Republic of Marshal Islands, Palau, Kiribati, Samoa, Cook Islands
and Tuvalu—the PPBP is Australia's only form of Defence engagement. The portion
of the DCP spent in these countries is therefore 100 percent. For other Pacific
Defence relationships, the PPBP is one part of a broader Defence cooperation program,
with proportions as follows:
Table 6. 2 PPBP as percentage of DCP[30]
Nation |
Percentage
of the DCP that relates to the PPBP |
Papua
New Guinea |
22 % |
Solomon
Islands |
63 % |
Vanuatu |
50 % |
Tonga |
34 % |
Fiji |
Relationship
currently suspended |
6.27
DFAT described the PPBP as 'the centrepiece of Australia's Defence
engagement with the Pacific'.[31]
Such a claim is supported by statements made in the Defence White Paper which
restated Australia's commitment 'to enhance the capacity of regional countries
to enforce their sovereignty, protect their resources and counter transnational
crime':
For over 20 years, the Pacific Patrol Boat Program, and other
measures designed to assist in the development of maritime security capacity,
have been a feature of our Defence cooperation in the Pacific. Our aim has been
to assist our neighbours to develop the capacity to protect their maritime
resources and enforce sovereignty. The Government has directed Defence, the
Department of Foreign Affairs and Trade and other Australian Government
agencies to develop an approach to regional maritime security that reflects Australia's
commitment to assisting our neighbours in these areas in future.[32]
6.28
Under the PPBP, Australia has donated 22 Pacific Class Patrol Boats to
12 Pacific island countries.[33]
6.29
In June 2009, Defence informed the committee that the program was now
fully funded and had been allocated $427 million to see it through to 2028
when the last boat would reach the end of its life.[34]
In 2008–2009, the direct expenditure on the PPBP was expected to be $28.5 million.[35]
Defence has budgeted $36.5 million for the PPBP in 2009–10. The $36.5 million budgeted
for 2009–10 is an increase of $8 million from the previous year and largely due
to the accelerated Life Extension Program (LEP) which is anticipated to be
completed by 2011. The LEP will result in an almost doubling of the number of patrol
boats undergoing major works this financial year. According to Brigadier Andrew
Nikolić, the
Pacific patrol boats are halfway through their life extension refits, with the
first of the 22 boats not due to reach the end of its extended design life
until 2017–2018.[36]
Defence spending on the PPBP will be around $40 million per annum in 2010–11
and 2011–12, as the LEP peaks. Spending from 2012–13 will reduce to around $30 million,
progressively decline over the remaining life of the program.[37]
6.30
The PPBP is supported by 30 RAN maritime surveillance and technical advisers
who are currently working in-country.[38]
Defence has an Australian Navy maritime surveillance adviser and one or two
technical advisers in each country supported by the program.[39]
Australia also provides logistic support, spare parts and expertise to repair
the vessels and train for all patrol boat crews.[40]
Solomon Islands police and
Australian navy officer (image courtesy of Defence).
6.31
In states without a dedicated military organisation, Defence interacts
with local police forces. Air Commodore Anthony Jones explained:
The patrol boat program was initially provided to give these
nations the ability to protect their exclusive economic zones. Prior to that
date, most of them did not have any patrolling capacity or ability to get out
to the 200-mile limit and actually patrol or protect their fisheries, in
particular. Many of those nations, prior to that point, had no patrol boat
capabilities, so they were learning their skills, if you like, on these boats
from the ground up. The patrol boat program has provided training and support
since its inception to increase the capabilities and skills of the maritime
wings, involved in the patrol boat program, of both the military and police.[41]
6.32
Earlier in the chapter the committee noted comments by the Jane's
Information Group on the limitations of the PPBP in PNG identifying the
problems related to their cost, maintenance and reach. These comments were
reinforced in a recent ASPI publication which noted that the program cannot
operate without Australia's support and that the vessels are falling well short
of their capacity for days at sea.[42]
These shortcomings were reiterated by Defence. Brigadier Nikolić identified numerous
factors that had contributed to reducing the effectiveness of the PPBP:
Crewing, operating and maintaining the boats is a recipient
nation responsibility that is difficult for most Pacific Island states to
achieve, predominantly due to funding constraints. The rising cost of fuel, for
example, varies greatly between the countries, and this has increased
dependence on Australia for financial supplementation. [43]
6.33
Air Commodore Jones also raised concerns about the cost of fuel and the
ability of recipient governments to support the program. He explained that the
boats average around 36 days a year on patrol out of an average of 55 days a
year at sea for the vessels. According to the Air Commodore, Defence would be
looking for 'at least 100 days a year to effectively patrol the EEZs of these
countries'.[44]
Even so, he indicated one or two patrol boats 'is not really the most effective
way of guarding against illegal fishing or illegal activities'.[45]
The table on the following page summarises sea days for 2008 and the first half
of 2009. It shows clearly that in many cases the number of days spent on patrol
falls far short of expectations. There was no data available for Fiji following
the suspension of the program.
6.34
The costs of running the program are significant and Defence advised
that the rising cost of fuel throughout 2008 meant that each day at sea could
cost up to $10,000 per boat per sea day.[46]
This was also identified in the Jane's security assessment for PNG noted above.
Defence reviews the performance of the program in each nation annually and
examines days at sea, training, maintenance and logistical support. Following
these reviews Defence adjust their cooperation to assist where necessary.[47]
Table
6.3 PBPP sea days for 2008 and first half of 2009
Boat
Name |
Country |
Patrol |
SAR/Medivac |
Gov/VIP |
Other |
Total |
2009 |
2008 |
2009 |
2008 |
2009 |
2008 |
2009 |
2008 |
2009 |
2008 |
TE KUKUPA |
Cook
Islands |
29 |
59 |
0 |
0 |
0 |
10 |
9 |
4 |
38 |
73 |
TEANOAI* |
Kiribati |
33 |
22 |
0 |
0 |
0 |
3 |
10 |
7 |
43 |
32 |
LOMOR* |
Marshall
Islands |
23 |
21 |
0 |
13 |
7 |
22 |
0 |
0 |
30 |
56 |
REMELIIK* |
Palau |
8 |
45 |
0 |
0 |
0 |
3 |
2 |
1 |
10 |
49 |
NAFANUA* |
Samoa |
9 |
30 |
5 |
1 |
0 |
8 |
4 |
4 |
18 |
43 |
TE MATAILI |
Tuvalu |
31 |
28 |
1 |
4.5 |
11 |
5.5 |
0 |
0.5 |
43 |
38.5 |
TUKURO* |
Vanuatu |
8 |
31 |
0 |
3 |
24 |
19 |
2 |
0 |
34 |
53 |
AUKI |
Solomon
Islands |
12 |
42 |
0 |
6 |
1 |
0 |
17 |
4 |
30 |
52 |
LATA |
Solomon
Islands |
10 |
65 |
3 |
0 |
14 |
5 |
4 |
9 |
31 |
79 |
Solomon
Islands Total |
22 |
107 |
3 |
0 |
15 |
5 |
21 |
13 |
61 |
131 |
INDEPENDENCE |
FSM |
38 |
79 |
3 |
2 |
0 |
1 |
19 |
5 |
60 |
87 |
MICRONESIA |
FSM |
0 |
28 |
0 |
0 |
6 |
4 |
16 |
6 |
22 |
38 |
PALIKIR* |
FSM |
28 |
73 |
0 |
4 |
0 |
30 |
0 |
3 |
28 |
110 |
FSM Total |
64 |
180 |
3 |
6 |
6 |
35 |
35 |
14 |
108 |
235 |
NEIAFU |
Tonga |
0 |
0 |
0 |
0 |
7 |
0 |
12 |
0 |
19 |
0 |
PANGAI |
Tonga |
0 |
34 |
0 |
0 |
0 |
20 |
0 |
1 |
0 |
55 |
SAVEA |
Tonga |
3 |
18 |
2 |
1 |
0 |
20 |
2 |
18 |
7 |
57 |
Tonga Total |
3 |
52 |
2 |
1 |
7 |
40 |
14 |
19 |
26 |
112 |
MORESBY |
PNG |
23 |
16 |
0 |
3 |
0 |
0 |
9 |
28 |
32 |
47 |
DREGER |
PNG |
38 |
13 |
0 |
0 |
4 |
3 |
18 |
10 |
60 |
26 |
SEADLER |
PNG |
0 |
24 |
0 |
2 |
0 |
0 |
6 |
23 |
6 |
49 |
RABAUL |
PNG |
0 |
0 |
0 |
0 |
0 |
0 |
6 |
1 |
6 |
1 |
PNG Total |
61 |
53 |
0 |
5 |
4 |
3 |
39 |
62 |
104 |
123 |
*Notes:
- Kiribati–RKS TEANOI underwent a LEP
in mid 2008, reducing the number of sea days.
- Samoa–MV NAFANUA underwent biennial
slipping in late 2008, reducing the number of sea days.
- Vanuatu–the Police Commissioner
used RVS TUKURO for non patrol duties and did not replace the fuel used,
resulting in DCP stopping provision of fuel for 6 months and affecting patrol
days.
- RMI–LOMOR underwent a LEP in late
2008, and was unserviceable for two months in early 2009.
- FSM–MICRONESIA has been undergoing
LEP since April 2009, and has not conducted patrols.
- Cook Islands–TE KUKUPA underwent
biennial slipping in 2008, reducing the number of sea days.
- Tuvalu–HMTSS TE MATAILI underwent
biennial slipping in late 2008, reducing its time at sea.
- Palau–Critical defect in REMELIIK
has precluded normal operations since mid-March 09.
- The PBPP with Fiji has been suspended.
Aerial surveillance
6.35
Australia recently sought to improve the quality of information
available on fishing activity and vehicle movements through an aerial
surveillance pilot project.[48]
This, in part, was to test the veracity of claims made by some distant fishing
nations, that their fish catch is drawn from the high seas when it was
suspected that it had been fished from within EEZs. Supplementary funding of
$500,000 was given to the FFA to develop a Regional Monitoring, Control and
Surveillance Strategy. As part of this process, the FFA conducted a trial to
assess the viability of using aerial surveillance resources and systems to
enhance maritime surveillance activities in the southwest Pacific.
6.36
The FAA contracted aerial surveillance equipment and personnel from an
Australian commercial surveillance provider, Surveillance Australia. The
aircraft used for the trial was a Reims-Cessna F406 twin turboprop aircraft
fitted with a range of surveillance equipment and it was operated from Rabaul,
Papua New Guinea.
6.37
A recent audit and assessment process found:
- that the aircraft and systems were highly suitable;
- the aircraft and systems were interoperable with systems used by
the Pacific Class Patrol Boats; and
- the pilot provided cost-effective surveillance.
6.38
The key drawback was the transit cost to more distant areas in the
Pacific and that the Reims-Cessna F406 would be limited to mid-range distances.
The recommendations that arose from the trial were that:
1. The concept of using commercial aircraft for maritime surveillance be
accepted as a viable option of some areas in the southwest Pacific.
2. The Reims-Cessna F406 aircraft be considered suitable for inshore and
mid-range surveillance operations in relatively close proximity to Australia
(i.e. PNG, Solomon Islands, Vanuatu) due to potential transit costs.
3. A second, comprehensive trial be conducted in 2009 using aircraft more
suitable for working over longer distances and in remote operating areas to
further test the concept of commercial aerial surveillance for the region.
AusAID reported that
the trial clearly supported the concept of using purpose-fitted commercial
aircraft for maritime surveillance.[49]
Committee view
6.39
The committee is encouraged by the FFA's plan to develop a Regional
Monitoring, Control and Surveillance Strategy and believes that such a strategy
has the potential to provide a critical surveillance capability, particularly
if it is interoperable with the PPBP vessels. The committee believes that this
interoperability is essential.
6.40
The committee supports the PPBP and its intention to give Pacific island
states a critical surveillance capability that would allow them to monitor
independently and manage maritime resources. The committee recognises that the
program also assists in areas such as disaster relief, quarantine, and search
and rescue. While the committee considers that it is important that the PPBP
continue, it is concerned with the number of days these vessels spend at sea.
The committee is concerned with this underutilisation and believes that it
demonstrates a significant capacity limitation. Even when states are provided
with the vessels to improve their maritime and border security, they simply do
not have the financial, technological and human capacity to use them to their
potential. The committee is strongly of the view that other donors should be
encouraged to support the program even to the extent of providing fuel and
funding maintenance. Indeed, the committee can see great advantage in
developing a regional approach to maintaining and developing this program
further. The committee therefore encourages Defence to continue to work with
bilateral partners to determine how the Pacific Patrol Boat Program can provide
a more effective maritime surveillance capability.
Recommendation 3
6.41
The committee notes that the Defence White Paper 2009 indicates
that Australian government departments are developing a framework for enhancing
regional maritime security. The committee sees potential for other donors to
make a valuable contribution in this area. It therefore recommends that, in
developing this framework, these departments consider the advantages of
elevating the Pacific Boat Patrol Program into a regional initiative, supported
by the Pacific Islands Forum and other donors.
Improving maritime surveillance
6.42
Regulation and management of borders is limited by the fact that most
states do not have a dedicated naval organisation. It is also constrained by
the size of their regional maritime administrations. Across the Pacific,
maritime administrations typically range in size from two to ten professionals.
Australia, by comparison, has about 256 employees in its Maritime Safety
Authority (with 202 Canberra based and 54 in regional offices).[50]
6.43
It would appear that any sustained improvements in the area of maritime
surveillance will depend on data collection and analysis, information sharing
and response coordination. The committee notes that in a recent ASPI report, Dr
Sam Bateman and Dr Anthony Bergin suggested that there is insufficient
information sharing and little integration or maritime security-related data in
the region.[51]
In that report, they recommended establishing a Regional Maritime Coordination
Centre (RMCC):
A regional maritime surveillance and enforcement regime is
required that reflects a whole of region and a whole of government surveillance
concept to overcome the current segmented approach with regional maritime
security spread between functions and agencies both regionally and nationally.[52]
6.44
The proposed RMCC would collect, fuse and analyse all sources of data;
manage and schedule regional air and surface assets; receive bids for
surveillance time from regional countries; provide recommendations for action
to individual countries; coordinate response from regional or national assets;
coordinate funding from aid donors plus national contributions; and liaise with
national 'points of contact'. The proposed RMCC would have two branches: a centre
that would support operations, including brokering information sharing and
acting as the joint coordination centre for multilateral operations; and a
management group that would develop strategy, provide training, maintain a
register of qualified surveillance operators, and 'maintain reporting links to Forum
Regional Security Committee'. It would also maintain treaties, agreements and
meetings and analyse information.[53]
Resources would be managed through a tiered approach, with some assets
remaining under national control 'but air surveillance and offshore response
capabilities should be provided regionally'. The RMCC would have both coastal
(response) and ocean going (patrol) vessels.[54]
Policy direction would come from the Forum Leaders through the Forum
Secretariat and the Forum Regional Security Committee. The report suggests that
this 'supra-national enforcement responsibility...is no doubt a big step for
sovereignty-protective PICs [Pacific Island Countries]'.[55]
6.45
The committee sees merit in this suggestion and considers that the
proposed centre could incorporate other capacities such as an Automatic
Identification Systems (AIS). The Department of Infrastructure, Transport,
Regional Development and Local Government explained to the committee how port
security and maritime identification systems could be enhanced through an AIS:
One of the key directions at the moment in the maritime side
is what they call AIS, automatic identification systems. I am aware that Border
Protection Command, who is leading some of that effort in Australia, has had some initial conversations in the region about our capacity to share information
about where ships are in the region. The value of that for us in Australia, of course, is that there are whole categories of vessels moving around the
region and then onto the Australian coast that we would certainly like to be
more aware of. In return, we can make the countries more aware of it. Having
listened to queries about illegal forestry and those sorts of things—a lot of
that is going out by ship—a capacity to manage the maritime domain better is
about an assertion of national sovereignty. Certainly, automatic identification
systems are one issue that is relevant in this context.[56]
6.46
DFAT has outlined the need for a 'new multilateral Pacific umbrella
treaty-level agreement', patterned on the Niue Treaty Subsidiary Agreement
model:
This mechanism to protect regional fisheries would provide
for the exchange of law enforcement data, cross-vesting of law enforcement
powers and the use of fisheries data for other law enforcement issues.[57]
6.47
In the following chapter, the committee also outlines the similarity
between this proposal and the work being undertaken by the Pacific
Transnational Crime Network (PTCN).
Efforts to combat smuggling
6.48
As suggested above, archipelago states, spread over a vast area, can
face significant obstacles when it comes to border security. These obstacles
are often amplified by significant capacity constraints which limit the ability
of states to police borders and regulate the movement of people and goods.
States need to develop their capacities to regulate the movement of air and sea
through developing effective customs and quarantine while simultaneously
maintaining immigration and border management systems to assist with identity
management and document and data analysis.
6.49
Evidence contained in the previous chapter suggested that the Pacific
Ocean is used for the transhipment of illicit drugs and weapons, and that
states are vulnerable to such activity because they frequently have weak
surveillance capacity, limited border management at ports and airports and
underdeveloped legislative and/or law enforcement systems.[58]
The Pacific Islands Forum Secretariat informed the committee that customs and
border agencies across the Pacific could be improved to tackle malpractice and
corrupt behaviour.[59]
DFAT also suggested that 'The success of border management systems at ports and
airports remains patchy'.[60]
6.50
The Pacific Islands Forum Secretariat has identified the need for the
region to work together to deal with smuggling:
Maritime security not only for fisheries purposes but also
for the interdiction of contraband and the protection of borders is a key
priority in a region where the ocean is basically one of our interlocking and
most compelling avenues for partnership between the countries. We are an island
area and, basically, the seas of the Pacific are where a lot of our trade and interaction
take place.[61]
Customs
6.51
In order to assist with the administration of customs throughout the
region, and strengthen the integrity and accountability of customs institutions,
the Pacific Islands Forum has established the Oceania Customs Organisation
(OCO). The OCO brings together 23 customs administrations of Oceania
(Australasia, Melanesia, Micronesia and Polynesia) and seeks to improve the
efficiency and effectiveness of their customs administrations.[62]
The OCO is currently completing a regional legislative template for customs administrations.
In June 2009, Secretary General Slade stated:
The next step is for the Secretariat and the Oceania Customs
Organisation to work together with national Customs Administrations and
Attorneys-General in adapting this Model Law. It is hoped that through this
exercise the adapted customs legislative framework will suit the national legal
infrastructure and take into account resource implications.[63]
6.52
While Australia contributes to improving the capacity of customs activities
across the Pacific through its participation in the OCO, Australia's work is
focused on PNG and Solomon Islands, countries that are deemed to have a 'shared
border' with Australia. Activities focus on managing risks to Australia and
building the capacity of partner countries' customs service.[64]
Customs is involved in numerous border security programs with PNG, these include:
- PNG–Australian Customs Border Security Project (BSP), a
Customs-to-Customs partnership aimed at improving PNG Customs border management
and enforcement capabilities;
- PNG and Australian Customs Twinning Scheme (PACTS), an
AusAID-funded project of reciprocal officer placement;
- Re-establishing the Australia–PNG Joint Cross Border Patrols.[65]
6.53
In 2007, the Attorney-General's Department established the South Pacific
Precursor Control Forum (SPPCF) to help build the capacity of the legal and
policy sector in Pacific island states to deal with drug-related security
challenges, in particular, the manufacture and transhipment of amphetamine-type
stimulants and their precursor chemicals. In September 2008, ten member
countries agreed to four priority areas for future work: awareness raising,
information sharing, legislative reform and provision of technical assistance. The
Attorney General's Department has also recently assisted the Pacific Islands
Forum Secretariat in the development of its Model Illicit Drug Control Bill.[66]
Committee view
6.54
The committee can see virtue in the creation of a Regional Maritime
Coordination Centre (RMCC) but it is concerned about the capacity of Pacific
island states to maintain such a centre. It is also concerned with the
potential for duplication of surveillance initiatives. In the following
chapter, the committee considers the work done by the Pacific Transnational
Crime Network (PTCN) and acknowledges comments by the AFP that suggest that
they are exploring interoperability between the PTCN and the Pacific Patrol
Boat Program. The committee believes that it is possible that the surveillance,
analysis and coordination function that is proposed for the RMCC could
potentially be undertaken by the PTCN.
Recommendation 4
6.55
The committee has noted the limited maritime surveillance capability of
Pacific island states. It therefore recommends that the Australian Government
give specific attention to the way the region could improve information sharing
and develop a 'supra-national' enforcement capability through, for example, the
proposal for a Regional Maritime Coordination Centre. In so doing, the committee
suggests that the government give particular attention to the ability of states
to maintain and contribute to such a facility, as well as the importance of
avoiding duplication in Australia's security assistance initiatives.
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