Quick Guide, 2019-20

Emergency management and disaster resilience: a quick guide

National Security and Safety

Author

Helen Portillo-Castro

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Overview

This quick guide provides information about domestic arrangements at the Commonwealth level to work with state and territory governments on emergency and disaster management and resilience. It also explains some basics about Australian involvement in international initiatives where disaster and emergency management efforts extend beyond Australian borders. Links to relevant sources are provided throughout, and the end of this quick guide offers a compilation of links to other key external resources.[1]

Disaster resilience—policy framework

The National Disaster Risk Reduction Framework, launched in April 2018, sets out the domestic basis for reducing disaster risk associated with natural hazards through domestic policy settings through to 2030. The framework identifies initial strategic outcomes, over the five-year period 2019–23, to inform decision-making across various sectors in the areas of:

  • investment and spending
  • public policy
  • development/land use
  • legislation and regulation and
  • program design and resource allocation.[2]

The initial strategic outcomes are intended to align with Australia’s commitment to the Sendai Framework for Disaster Risk Reduction 2015–2030, endorsed by the United Nations General Assembly as an international agreement on targets and priorities for action.[3]

Relief and recovery—policy and legislative arrangements

Each state and territory has in place legislation dealing with emergencies and disaster response within their own borders. It is under this legislation that authorised officials—for example, the Premier, Chief Minister or State Emergency Coordinator—can declare a ‘state of emergency’ or disaster.[4] Response coordination and planning for any emergency or disaster within any jurisdiction falls to the state or territory government. Hence, the financial burden of disaster recovery and relief falls principally and in the first instance on state and territory governments. However, arrangements exist for the Commonwealth to provide both financial and non-financial assistance.

Financial assistance

According to the 2018 National Disaster Risk Reduction Framework, ‘federal and state government spending on direct recovery from disasters is already around $2.75 billion per year’; with indirect costs ‘borne by many sectors across multiple years’.[5] Economic costs are anticipated to double before 2030, and to significantly increase over the coming decades.[6]

The Disaster Recovery Funding Arrangements (DRFA) is the principal mechanism for Commonwealth financial assistance to state and territory governments; whereas the Social Security Act 1991 (Cth) is also relevant to assistance to individuals. Alternatively or additionally, funding may be provided:

  • under Federal Financial Relations payments for specific purposes, as arranged from time to time (such as the National Disaster Resilience Program or the National Partnership on disaster risk reduction)[7]
  • in the form of grants payments to local government and non-government organisations that provide community services (for example, Financial Assistance Grants accessible to local government councils allow for those bodies to direct the untied grant funding to local priorities, including disaster-affected assets)[8] or
  • via tax concessions or exemptions (such as those attached to grants for primary producers affected in early 2019 by the north and far north Queensland monsoon trough).[9]

A $3.9 billion Emergency Response Fund will be established in the 2019–20 financial year.[10] State and territory governments may seek Commonwealth approval to draw up to $150 million from this fund in the event that there is a need for additional financial assistance—beyond what is supported by existing national disaster response programs for domestic incidents—following a significant and catastrophic natural disaster.[11]

Disaster Recovery Funding Arrangements

The DRFA provide a basis for the Commonwealth to enter into cost-sharing arrangements with state and territory governments where a disaster presents a significant financial burden. The DRFA is a form of contingent payment from the Commonwealth, stipulated in the Intergovernmental Agreement on Federal Financial Relations as follows:

D42 The Commonwealth may provide financial assistance, usually in the form of partial reimbursement, to the States and Territories for eligible expenditure incurred in relation to a defined disaster.

D43 Payments will be made on the terms and conditions determined in 2011 Natural Disaster Relief and Recovery Arrangements Determination Terms and Conditions, as amended from time to time by the Commonwealth.[12]

Up to 75 per cent of state expenditure on natural disasters can be eligible for reimbursement by the Commonwealth under the DRFA. Eligibility since November 2018 is contingent on claims meeting current terms and conditions, including relevant categories of assistance measures, thresholds, reimbursement rates and triggers. The categories of assistance measures attract different levels of financial assistance; and disbursement can be through grants or packages relating to recovery from specific disasters or emergencies.[13]

The DRFA categories are:

Category A – Emergency assistance for individuals.

Category B – Emergency assistance for the repair of essential public assets and to support primary producers and small businesses recover from a disaster event.

Category C – A community recovery package that is intended to support a holistic approach to the recovery of regions, communities or sectors severely affected by an eligible disaster.

Category D – Covers ‘exceptional circumstances’, in the opinion of the Commonwealth, to alleviate distress or damage.[14]

The DRFA allow for advance payment from the Commonwealth where the cost of responding to a severe disaster ‘is likely to be greater than the state can manage in the short-term’.[15] State and territory governments can reinvest DRFA funding towards to ‘natural hazard mitigation activities’ where efficiencies are realised from reconstruction projects.[16]

The assistance measures and funding available under the DRFA do not bind or limit state and territory government expenditure where Commonwealth financial assistance is not called upon for mitigation or recovery efforts.[17]

Individual assistance: Disaster Recovery Payment and Disaster Recovery Allowance

The Australian Government provides financial assistance to individuals through the Department of Social Services in the form of:

  • the Disaster Recovery Payment—a one-off payment to eligible Australian residents who are adversely affected by a major disaster and
  • the Disaster Recovery Allowance—a fortnightly payment for up to 13 weeks for eligible individuals whose income has been affected by a major disaster.

These individual assistance payments are both contingent on the responsible minister making a determination that an event is a major disaster.[18]

Non-financial assistance

The Australian Government collaborates with state and territory governments on emergency or disaster preparedness, management and recovery. The Department of Home Affairs holds Commonwealth responsibility for this role, performed through the Emergency Management Australia division—Australia’s national disaster management organisation.

Emergency Management Australia:

Emergency Management Australia’s functions also form part of governance arrangements and operational capabilities underpinning the Australian Government’s responsiveness to emergencies that do not relate to natural hazards, but to national security risks (such as terrorism) that present significant threats to public safety, public health and/or critical infrastructure.[22] Under Part IIIAAA of the Defence Act 1903 (Cth), the ADF may be called upon to assist in the event of ‘domestic violence’ (for example, civil unrest or a terrorist incident).[23]

Recent and upcoming Australian involvement in international initiatives

Australia will host the 2020 Asian Ministerial Conference on Disaster Risk Reduction, a biennial regional summit held under the auspices of the United Nations Office for Disaster Risk Reduction.[24] The Ulaanbaatar Declaration, which was the outcome of the 2018 conference in Mongolia, set a target to ‘substantially increase the number of countries with national and local disaster risk reduction strategies’ by the time the next conference is held in Brisbane in June 2020.[25] The 2020 conference is ‘expected to produce a political declaration on disaster risk reduction and an updated regional action plan’.[26]

Delivered primarily through the Department of Foreign Affairs and Trade, Australia’s aid program provides funding for disaster risk reduction, resilience and relief efforts through its humanitarian programs. The Australian Government pledged in its 2017 Foreign Policy White Paper to increase overall funding for humanitarian programs to $500 million per annum, up from $433.8 million in 2016–17.[27] In this context, the Australian Government typically considers that ‘$1 invested in risk reduction can save up to $15 in the aftermath of a disaster’.[28]

Australia is an ASEAN partner nation and cooperated with the ASEAN Coordinating Centre for Humanitarian Assistance on disaster management (AHA Centre) to conduct the 2018 East Asia Summit International Disaster Assistance Workshop series. Australian participation in this multinational workshop series included all levels of government and a number of non-government stakeholders, to test a plausible scenario that exhausted Australia’s response capabilities and resources and prompted a call for international assistance. The outcome of this workshop series is to inform the next iteration of Australia’s Catastrophic Disaster Planning Capability Roadmap, which ‘will support the development of guidelines on requesting and managing international assistance in support of existing systems, and will support a better understanding of how domestic arrangements can be repurposed’.[29]

Links to other key resources