Chapter 2
Concluded matters
2.1
This chapter considers the responses of legislation proponents to
matters raised previously by the committee. The committee has concluded its
examination of these matters on the basis of the responses received.
2.2
Correspondence relating to these matters is included at Appendix 1.
Australian Border Force Bill 2015
Portfolio: Immigration and Border
Protection
Introduced: House of Representatives, 25 February 2015
Purpose
2.3
The Australian Border Force Bill 2015 (the bill) provided the
legislative framework for the establishment of the Australian Border Force
(ABF) within the Department of Immigration and Border Protection (the
department), including establishing the role of the Australian Border Force
Commissioner (ABFC).
2.4
Measures raising human rights concerns or issues are set out below.
Background
2.5
The committee previously considered the bill in its Twenty-second
report of the 44th Parliament (previous report) and requested further
information from the Minister for Immigration and Border Protection as to the
compatibility of the bill with Australia's international human rights
obligations.[1]
2.6
The bill was referred to the Senate Legal and Constitutional Affairs
Legislation Committee on 5 March 2015, which tabled its report on 7 May 2015.
2.7 The bill passed both Houses of Parliament on 14 May 2015 and achieved
Royal Assent on 20 May 2015, becoming the Australian Border Force Act 2015
(the Act).
2.8 The committee requested a response from the minister by 5 June 2015.
However, the minister's response was not received by the committee until
29 March 2016.
2.9
As emphasised in the committee's Guidance Note 1, the committee sees its
human rights scrutiny task as primarily directed at ensuring that the
parliament has the necessary analysis and information to understand the
compatibility or otherwise of legislation before the parliament.[2]
The committee notes that, in this instance, the delay between the committee's
request to the minister for more information and the minister's response has
prevented the committee from providing its final remarks in a timely fashion.
Human rights considerations
2.10
Prior to the establishment of the ABF, there were approximately 8800
employees in the Department of Immigration and Border Protection and approximately
4900 employees in the Australian Customs and Border Protection Service (Customs
Agency).[3]
As a result of the Act, the workforces of the two agencies were combined and a
range of requirements and restrictions, which previously had only applied to
customs workers, were extended to the broader workforce of the department.
Those requirements include being subject to detailed investigations as to
employment suitability, certain exclusions from the protections under the Fair
Work Act 2009 and being subject to alcohol and drug testing.
2.11
The structure and composition of government agencies and departments is
entirely a matter for government. The committee does not question the rationale
or purpose of combining the two agencies.
2.12
Instead, the committee's concerns relate to the necessity and
proportionality of measures that restrict a range of human rights of those
employed by the integrated department. For example, proportionality
considerations require an examination of the necessity of extending the drug
and alcohol testing regime to cover a whole department of 13 700 employees
rather than just the 4900 employees involved in duties formally performed by
the Customs Agency. The nature and type of work performed by those subject to
these restrictions is relevant to the assessment of the proportionality of the
regime, as is the extent to which individuals performing similar roles in other
departments of state are subject to similar restrictions.
2.13
Accordingly, while the committee recognises the importance of having
strong probity measures to ensure that those with law enforcement powers are
subject to appropriate screening and oversight, much of the analysis below
questions whether it is necessary and proportionate to apply those same
measures to those not performing law enforcement functions in the broader
department.
Requiring immigration and border protection workers to complete an
organisation suitability assessment
2.14
Section 55 of the Act gives the Secretary of the Department of Immigration
and Border Protection (the secretary) the power to issue written directions in
connection with the administration of the department. Under section 55(4), the
directions may relate to the imposition of organisational suitability
assessments (OSA) on immigration and border protection staff. Section 26 of the
Act would also give the ABFC to the power to issue written directions requiring
completion of an OSA.
2.15
The statement of compatibility stated that the requirement to undertake
an OSA engaged the right freedom of assembly and association and the right to
privacy.
2.16
As the committee had little information about the type of matters that
will be included in an OSA, the committee considered that more information was
required to determine whether the imposition of an OSA engaged and limited
rights, including the type and nature of information required to be disclosed
as part of the assessment.
2.17
Accordingly, the committee sought further information as to the content
and nature of any proposed OSA, including the information required to be
disclosed as part of the assessment, which individuals will be required to
complete the OSA and the consequences of an adverse OSA for that individual's
employment. In light of this, the committee also sought further information as
to the human rights compatibility of imposing an OSA requirement under the Act.
Minister's response
As part of measures to increase the Department's resistance
to corruption and establish a strong integrity framework, the Secretary is able
to direct Immigration and Border Protection (IBP) workers to undertake an
organisational suitability assessment (OSA) (known as employment suitability
screening) and, where an Employment Suitability Clearance (ESC) is held, to
meet ongoing requirements. The requirement to obtain and maintain an ESC
reflects the Department's operating environment.
The Committee states that 'It is unclear why such assessments
are required across the department when such assessments are not routinely
applied in other Commonwealth departments.'
The Australian Government's Protective Security Policy
Framework (PSPF), and specifically the Personnel Security Guidelines
(October 2014), requires Commonwealth agencies to undertake general employment
screening to determine personnel's suitability to be entrusted with Australian
Government resources as well as agency specific checks to mitigate any
personnel security threats applicable to the agency that are not addressed by
general employment screening.
Agencies are to identify checks necessary to mitigate
additional agency personnel security risks where these are not addressed by
minimum employment screening.
'Some examples of character checks
may be, but are not limited to:
-
drug and alcohol testing
-
detailed financial probity checks,
including wealth and credit checks
-
psychological assessment
-
agency specific questionnaires or
other tests related to the industry, and
-
partial or full exclusions under
Part VIIC of the Crimes Act 1914 (Cth), the Spent Convictions Scheme
relating to engagement in positions covered by specific legislations to which
exemptions are given.'
Further, the PSPF provides that agencies ' ... are to manage
and assess the ongoing suitability of all personnel'. The requirements of the
PSPF regarding employment suitability screening are distinct from, and
additional to, the requirement on agencies to ensure that personnel with
ongoing access to Australian Government security classified resources hold
security clearances at the appropriate levels. Employment suitability screening,
known as OSA, was in place for a number of years for all staff of the former
Australian Customs and Border Protection Service (ACBPS). The requirement to
hold and maintain an ESC is the Department's additional employment suitability
screening measure, consistent with the PSPF and reflecting the particular
vulnerabilities and risks faced by the Department, including the Australian
Border Force (ABF).
The Department is responsible for managing the integrity of
the Australian border, a national strategic asset, which requires significant
trust. To retain the confidence of the Government and community the Department
must maintain a culture resistant to corruption.
The ESC process seeks to identify integrity risks based on a
person's character and the detection of any criminal associations. Employment
suitability screening may require IBP workers to declare any family, friends or
associates whose activities, for example a criminal history or associations
with organised crime or an Outlaw Motorcycle Gang, may be relevant to the
assessment of the worker's organisational suitability and the assessment of the
worker's honesty, integrity and trustworthiness.
Noting the Department's role, the restrictions on Articles 21
and 22 of the International Covenant on Civil and Political Rights (ICCPR) are
therefore necessary in the interests of national security, public safety,
public order and the protection of the rights and freedoms of others.
I acknowledge that some associations are unavoidable and it
is intended that relevant policies would not require IBP workers to relinquish
close familial ties. Together with the worker, my Department will conduct a
risk assessment of the individual's circumstances and the risk posed by
maintaining a declarable association with a family member.
I consider that restrictions imposed on IBP workers, such as
having to cease an association or declare further contact with such persons, is
proportionate to the interests of national security as there are procedures and
protections in place to ensure that the right to freedom of association is not
unduly restricted. For example, aftercare arrangements are put in place where
risks identified during employment suitability screening can be adequately and
cost effectively mitigated or managed. This provides support to employees in
terms of offering an alternative to not being granted an ESC.
Furthermore, strict protocols and procedures for conducting
employment suitability screening and rules of procedural fairness apply. Under
the screening process arrangements, employees with an adverse decision are
provided with the reason/s for the outcome and an opportunity to respond. Any
responses are reviewed by the decision maker prior to making the decision. The
only exception to this is if it relates to a matter otherwise protected by law.
The direction to obtain and maintain an ESC requires an
employee to provide personal information about themselves and their associates
in the form of a questionnaire so that screening can be undertaken to assess if
an employee is suitable from an integrity and character perspective.
I consider the requirement to provide personal information,
which may also impact on a person's reputation and that of other people, to be
proportionate to the interests of national security as there are procedures and
protections in place to ensure that the rights to privacy and reputation are
not unduly restricted.
Personal information obtained from an ESC screening process
may be accessed by members of the Employment Suitability Team, and members of
the Integrity and Professional Standards Branch, on a strict 'need to know'
basis and is stored in appropriately rated and secure containers and IT
systems. It is essential for members of the Employment Suitability Team to
disclose personal information to facilitate checks with a range of law
enforcement, intelligence and regulatory agencies. Personal information
collected, used, disclosed and stored during screening processes is in
accordance with the Privacy Act 1988 (the Privacy Act) and Part 6 of the
Australian Border Force Act 2015 (ABF Act).[4]
Committee response
2.18
The committee thanks the Minister for Immigration and Border
Protection for his response.
2.19
Some committee members noted that the minister's response highlights
that the measures are part of the Department's approach to building 'resistance
to corruption and establish[ing] a strong integrity framework.' These committee
members consider that the minister's response demonstrates a need for
department wide employment screening using an OSA. These committee members
further note the minister's advice that there are procedures and protections in
place in relation to aftercare arrangements and privacy safeguards to ensure
that employees' right to freedom of association and privacy and reputation are
not unduly restricted.
2.20
Accordingly, some committee members consider that the completion
of an organisational suitability assessment may be appropriate and necessary in
a law enforcement context and in maintaining a culture resistant to corruption,
if implemented with suitable safeguards. Based on the minister's response,
these committee members consider that the measure may be proportionate, and
thereby compatible with Australia's obligations under international human
rights law.
2.21
Other committee members support the following analysis. In light of the
information provided in the minister's response, the requirement that employees
of the department complete an organisational suitability assessment (OSA) engages
and limits the right to privacy as employees will be required to provide
significant personal information about their private life to their employer. In
addition, the OSA process may lead to individuals being required not to
associate with certain individuals, including family members. Accordingly, the
requirements of the OSA process engage and limit the right to freedom of
association and the right to protection of the family.
2.22
In terms of justifying the limitation on these rights, the minister's
response explains that the Act seeks to create an integrated Department of Immigration
and Border Protection in order to better manage the integrity of the Australian
border and that, as a law enforcement agency, it is responsible for maintaining
a culture resistant to corruption. The committee considers that this is a
legitimate objective for the purposes of international human rights law.
2.23
The minister's response further explains that the purpose of the OSA is
to identify integrity risks based on a person's character and to detect any
criminal associations. On this basis, the measure is rationally connected to
the legitimate objective as such screening is likely to identify risks to
probity and integrity in the department and improve compliance.
2.24
The minister's response explains that the OSA was in place for a number
of years for all staff of the former Customs Agency and that such a requirement
is consistent with the Australian Government's Protective Security Policy
Framework.
2.25
The Act empowers the secretary to require an OSA for all employees of
the integrated Department of Immigration and Border Protection – expanding the
individuals subject to those requirements from approximately 4900 to 13 700.
There is no information in the minister's response to suggest that the 8800
additional individuals who are now subject to the OSA requirements are
undertaking additional or varied duties or that the nature of their work has
changed significant as a result of the merger of the Customs Agency and the
department so as to justify the imposition of an OSA.
2.26
There are a range of public service functions that exist in other
departments of state which are comparable to those in the Department of
Immigration and Border Protection that are not subject to the requirements of
the Act. For example, staff in the Attorney-General's Department closely
support operational law enforcement and security agencies such as the AFP, ASIO
and the Australian Crime Commission (ACC). Those staff are not subject to an OSA.
Apart from the simple fact of the integration of the Customs Agency within the
department, there is no apparent reason why those who are not involved in law
enforcement roles either directly, or as part of necessary operational support,
should be subject to an OSA.
2.27
Accordingly, other members of the committee consider that while it is
clear that the completion of an organisational suitability assessment may be
appropriate and necessary in a law enforcement context, it is not clear why it is
necessary to empower the secretary to impose an organisational suitability
assessment across the broader department. Accordingly, those committee members consider
that the measure may be disproportionate and thereby incompatible with
Australia's obligations under international human rights law.
Alcohol and drug testing of immigration and border protection workers
2.28
Part 5 of the Act sets out the legislative basis for the testing of
immigration and border protection workers for the presence of drugs and alcohol.
The committee considered that testing workers for drugs and alcohol engages and
limits the right to privacy.
Right to privacy
2.29
Article 17 of the International Covenant on Civil and Political Rights (ICCPR)
prohibits arbitrary or unlawful interferences with an individual's privacy,
family, correspondence or home. The right to privacy includes protection of our
physical selves against invasive action, including:
-
the right to personal autonomy and physical and psychological
integrity, including respect for reproductive autonomy and autonomy over one's
own body (including in relation to medical testing); and
-
the prohibition on unlawful and arbitrary state surveillance.
Compatibility of the measures with
the right to privacy
2.30
The statement of compatibility acknowledged that the drug and alcohol
testing regime engages the right to privacy. The statement of compatibility
stated that the regime serves a number of legitimate objectives, including:
-
ensuring that immigration and border protection workers are not
seen to condone drug importation; and
-
promoting a drug and alcohol free work place.[5]
2.31
The committee agreed that drug and alcohol free workplaces are
particularly important in a law enforcement context and that these provisions
largely mirror those that previously applied to customs workers. The committee
considered that the measures have a legitimate objective and that the measures were
rationally connected to that objective, in that a testing regime may encourage
compliance and otherwise provide the evidence to address failures to comply
with the regime.
2.32
However, the committee raised its concern that the regime's coverage
appears overly broad and there was an absence of sufficient safeguards in the
legislation. In particular, the committee noted that the Act largely leaves the
details of the alcohol and drug testing regime to regulations.
2.33
The committee considered that the imposition of a drug and alcohol
testing regime across the Department of Immigration and Border Protection
engaged and limited the right to privacy. The committee therefore requested the
advice of the Minister for Immigration and Border Protection as to whether the
measure was a proportionate means of achieving the stated objective,
particularly, whether there are effective safeguards over the measures.
Minister's response
Preventing the movement of illicit substances and prohibited
and restricted goods across the border is a core element of the Department's
responsibilities. Where individuals are privately participating in activities
that include the use and possession of illicit drugs, this behaviour is in
conflict with official duties.
The introduction of drug and alcohol testing is part of a
broader Drug and Alcohol Management Programme put in place by the Department.
This programme meets the Australian standards for drug and alcohol testing and
includes an education component to ensure IBP workers are aware of their
responsibilities and rights. The Department has worked closely with staff and
their representatives to develop policies that are transparent, fair and
consistent and allow the Department to ensure the integrity of the process and
the test results.
In the absence of a positive test, details of IBP workers
subject to drug and alcohol testing will only be accessible to:
-
members of the Drug and Alcohol
Management Programme team;
-
the laboratory technicians
analysing the collected samples; and
-
the Medical Review Officer.
Where an IBP worker returns a positive test, the matter is
referred to the Integrity and Professional Standards Branch for assessment
against the APS Code of Conduct.
In relation to drug and alcohol testing procedures, each
sample is only identified by a reference number, therefore neither the
laboratory staff nor the Medical Review Officer know the identity of the person
being tested until the Medical Review Officer verifies a sample has returned a
'positive' test. Prior to a test being positive, only members of the Drug and
Alcohol Management Programme team are able to match a reference number to an
individual staff member.
Further, the information is only used by, or disclosed to,
other workers/agencies in accordance with the Australian Privacy Principles.
The medical provider is also required to comply with the requirements under the
Privacy Act in collecting, using and disclosing personal information.
Prior to action being taken by the Department, the person
being tested is given an opportunity to discuss the results with the Medical
Review Officer. This information is used by the Medical Review Officer in
determining whether a verified positive result is within acceptable parameters
considering any declaration made by the individual being tested.
Any other information revealed about the person during this
process is only transmitted to the Department where it is determined the
information is likely to cause a significant hazard to the workplace and there
is a direct relationship to the individual's functions and potential integrity.
An example may include where a worker in a designated 'use of force' position
has not declared that they are taking medications that the Medical Review
Officer considers may impact on their ability to use a firearm.
The Committee states that whilst '...drug and alcohol testing
is not uncommon for law enforcement agencies, it would seem unusual for such a
regime to apply across a public service department. ... It is not clear ... why
immigration workers not engaged in the ABF should be subject to such a regime.'
Drug and alcohol testing was introduced to the former ACBPS
with the amendment of the Customs Administration Act 1985 in 2012. The
powers introduced into that Act mirror the powers provided now in the ABF Act.
Those powers facilitated a testing regime that applied to the whole of the
former ACBPS workforce, and not just persons in frontline, operational
positions. It is important to note other agencies that conduct drug and alcohol
testing such as the Australian Crime Commission and the Australian Federal
Police test their entire workforce, not just operational staff.
Whilst the ABF carries out significant law enforcement
functions, including detecting and disrupting the importation of prohibited
narcotics, the Department underpins and supports the ABF's operation in every
way. Additionally there is ready and fluid movement of personnel between the
Department and the ABF. As such, the risk posed to the integrity of the ABF's
functional effectiveness and reputation is not sufficiently managed by
restricting drug and alcohol testing to ABF personnel only. Were an employee of
the Department to be found to have used a prohibited narcotic, whether that
person is working in the ABF or in another departmental role, the reputational
risk to the Department as a whole is the same. And from a personnel security
risk perspective, an officer in the information technology or intelligence
divisions using prohibited narcotics poses just as significant a vulnerability
as a frontline officer working in an airport or a cargo examination facility.
The testing regime is proportionate to the interests of ensuring
the integrity and reputation of the Department as a whole, thus enhancing
community trust in the Department's capacity for managing the integrity of the
Australian border, a national strategic asset. To retain the confidence of the
Government and community, the Department must maintain a culture resistant to
corruption.
The requirement to provide personal information is considered
to be proportionate to the interests of national security as there are
procedures and protections in place to ensure that the rights to privacy and
reputation are not unduly restricted.
The absence of
sufficient safeguards and lack of limitations on intrusiveness and the
retention of records
The Australian Border Force (Alcohol and Drug Tests) Rule
2015 (the Rule) requires that a drug or alcohol test conducted for section
34, 35 or 36 of the ABF Act be conducted in a respectful manner, and in
circumstances affording reasonable privacy to the IBP worker. The Rule requires
that tests must not be conducted in the presence or view of a person whose
presence is not necessary for the purposes of the test, and that the test must
not involve the removal of more clothing than is necessary for the conduct of
the test, and more visual inspection that is necessary for the conduct of the
test. Further, if practicable, the test must be conducted by a person of the
same sex as the IBP worker. In collecting a hair sample for a drug test, the
authorised tester must use the least painful technique known and available,
must only collect the amount of hair necessary for the conduct of the test, and
cannot collect the sample from the IBP worker's genital or anal area or
buttocks.
The Rule limits the amount of information that may be
collected from a drug or alcohol test conducted for section 34, 35 or 36 of the
ABF Act to information relating to the detection of alcohol or prohibited
drugs. A body sample or other record relevant to a test must be kept in a
secure location unless destroyed in accordance with the Rule. A positive body
sample (one that does indicate the presence of alcohol or prohibited drugs)
must be destroyed no later than two years from the day of the test. A negative
body sample must be destroyed no later than 28 days after the day of the test.
The two year retention period for a positive test allows for disciplinary
action and any contest of such actions that may follow a positive result. Other
records relating to an alcohol or drug test may be retained until such time as
the IBP worker to whom the record relates ceases, for any reason to be an IBP
worker.[6]
Committee response
2.34
The committee thanks the Minister for Immigration and Border
Protection for his response.
Rules and procedures for alcohol and drug testing
2.35
The minister's response refers to the Australian Border Force
(Alcohol and Drug Tests) Rule 2015 (the Rule), which sets out in more
detail the processes and procedures for alcohol and drug testing within the department.
The committee has previously concluded that the Rule is compatible with the
right to privacy. Accordingly, the committee considers that in relation to the conduct
of the testing itself, there are sufficient safeguards to protect the right to
privacy.
Proportionality of applying the alcohol and drug regime
to the entire department
2.36
In relation to the proportionality of the alcohol and drug testing
regime more broadly, some committee members noted that the minister's response refers
to the introduction of entire workforce testing for the Customs Agency
(introduced in 2012) and that similar agencies, such as the Australian Crime
Commission and the Australian Federal Police, test their entire workforce.
2.37
In addition, the minister explains that there is a ready and fluid
movement of personnel between the department and the ABF and that, as a result,
the risk posed to the integrity of the ABF's functional effectiveness and
reputation is not sufficiently managed by restricting drug and alcohol testing
to ABF personnel only.
2.38
Accordingly, some committee members consider that an alcohol and
drug testing regime is appropriate for employees whose function is primarily
law enforcement and that the minister has provided reasons why it is necessary
and proportionate for this drug and alcohol testing regime to apply to all
employees of the broader department. Accordingly, these committee members
consider that the measure may be compatible with the right to privacy.
2.39
Other committee members support the following analysis. In relation to
the proportionality of the alcohol and drug testing regime more broadly, the
committee's initial analysis was principally concerned with the extension of
the regime beyond those in operational roles (and roles directly supporting
operational roles) within the ABF to the department as a whole.
2.40
As set out above in relation to the requirement that all employees of
the department may be required to undergo an OSA, the Act now subjects all
employees of the integrated Department of Immigration and Border Protection to
a drug and alcohol testing regime expanding the individuals subject to those
requirements from approximately 4900 to 13 700. The minister's response
notes that entire workforce testing was introduced for the Customs Agency in
2012 and that similar agencies, such as the Australian Crime Commission and the
Australian Federal Police, test their entire workforce. However, there is no
information in the minister's response to suggest that the 8800 additional
individuals who are now subject to these requirements are undertaking
additional or varied duties or that the nature of the work has changed significantly
as a result of the merger of the Customs Agency and the department so as to
justify the imposition of a drug and alcohol testing regime.
2.41
There are many typical public service positions within the broader
Department of Immigration and Border Protection that would appear to remain
unrelated to the law enforcement functions of the ABF. There is no apparent
justification for extending drug and alcohol testing to these employees where
it is not required for other public service employees performing similar roles in
other departments of state.
2.42
The minister explains that there is a ready and fluid movement of
personnel between the department and the ABF and that, as a result, the risk
posed to the integrity of the ABF's functional effectiveness and reputation is
not sufficiently managed by restricting drug and alcohol testing to ABF
personnel only. However, no information is provided as to the degree and extent
of movement between the department and the ABF.
2.43
Moreover, while the fluidity may impose management challenges on those
responsible for the ABF and the department, it is not clear from the minister's
response why the only available option is to impose a drug and alcohol testing
regime on the entire department. Accordingly, it would appear that this is not
the least rights restrictive approach to managing the integrity risks posed by
those undertaking law enforcement functions while under the influence of
illicit substances.
2.44
Accordingly, other members of the committee consider that while an
alcohol and drug testing regime is appropriate for employees whose function is
primarily law enforcement, it is not clear why it is necessary to subject all
employees of the broader department to this drug and alcohol testing regime.
Accordingly, those committee members consider that the measure may be
incompatible with the right to privacy as the measures are broader than
necessary.
Minister's response
The lack of criteria
about what the Secretary or ABF Commissioner might consider in prescribing a
prohibited drug
The concern of the committee is noted; however, it is not
always appropriate to be overly prescriptive in primary legislation. I consider
that the benefits of providing a definition are outweighed by the risks arising
from [the] evolving and changing nature of the drug environment.
Providing a definition of a 'prohibited drug' will confine
the ability of the Department to meet the challenges presented by new drugs and
will undermine the ability of the Department to maintain a drug free workplace.
Defining the term by legislative instrument will provide a lawful and flexible
mechanism to allow the Secretary and ABF Commissioner to respond quickly to
this ever-changing environment.
Further, this instrument is a disallowable instrument in
accordance with the Legislative Instruments Act 2003 and is subject to
scrutiny by Parliament. Any determination made by the Secretary or ABF
Commissioner will be subject to oversight by Parliament.[7]
Committee response
2.45
The committee thanks the Minister for Immigration and Border Protection
for his response.
2.46
The committee agrees with the minister's assessment that it is not
always appropriate to be overly prescriptive in primary legislation. However,
the committee's primary concern was that the Act enables the ABFC or secretary
to expand the drugs that are prohibited for immigration and border protection
workers beyond those that are defined as a narcotic substance. No limitation is
placed on this power, such as a requirement that the ABFC or the secretary must
be satisfied that the drug is illegal and/or has a demonstrated deleterious
effect on an individual's ability to perform their functions as an immigration
and border protection worker. In the absence of such restrictions, the power
granted to the ABFC and the secretary would appear broader than is necessary
and therefore not the least rights restrictive approach.
2.47
As set out above, no limitation is placed on the power to
prescribe a drug as prohibited, such as a requirement that the Australian
Border Force Commissioner or Secretary of the Department of Immigration and
Border Protection must be satisfied that the drug is illegal and/or has a
demonstrated deleterious effect on an individual's ability to perform their
functions as an immigration and border protection worker. Accordingly, the Australian
Border Force Act 2015 permits the alcohol and drug testing regime to be
expanded to substances where there is no evidence of a link between that
substance and illegal behaviour or poor work performance. Accordingly, the
committee considers that the measure may be incompatible with the right to
privacy as the measures are broader than strictly necessary.
Exemption of Fair Work Act where an immigration or border protection worker
is terminated for serious misconduct
2.48
Part 4 of the Act provides that if the secretary terminates the
employment of an APS employee in the department and the secretary or the ABFC
reasonably believes that the employee's conduct or behaviour amounts to serious
misconduct, the secretary or the ABFC may make a declaration to that effect. The
effect of the declaration is that provisions of the Fair Work Act 2009 (Fair
Work Act) dealing with unfair dismissal, and notice of termination or payment
in lieu, will not apply to the APS employee. The committee considered that
these measures engage and limit the right to just and favourable conditions at
work.
Right to just and favourable
conditions of work
2.49
The right to work and rights in work are protected by articles 6(1), 7
and 8(1)(a) of the International Covenant on Economic, Social and Cultural
Rights (ICESCR).[8]
2.50 The UN Committee on Economic, Social and Cultural Rights has stated that
the obligations of state parties to the ICESCR in relation to the right to work
include the right not to be deprived of work unfairly.
Compatibility of the measures with
the right to just and favourable conditions of work
2.51
The statement of compatibility noted that the provisions in Part 4
engaged and limited the right to just and favourable conditions of work. The
statement of compatibility did not specifically and explicitly set out the
legitimate objective of the measures. The statement of compatibility did
explain that the measures were necessary to ensure the ability of the
department to carry out its functions effectively. How the provisions of the
Fair Work Act relating to unfair dismissal may limit the ability of the
department to carry out its functions effectively was not explained.
2.52
The committee therefore sought the advice of the Minister for Immigration
and Border Protection as to whether Part 4 is compatible with the right to just
and favourable conditions of work, and particularly, whether the proposed
changes are aimed at achieving a legitimate objective; whether there is a
rational connection between the limitation and that objective; and whether the
limitation is a reasonable and proportionate measure for the achievement of
that objective.
Minister's response
Section 32 of the ABF Act provides that the Secretary or the
ABF Commissioner may make a written declaration of serious misconduct where the
Secretary or the ABF Commissioner reasonably believes that an employee's
conduct or behaviour amounts to serious misconduct and is having or is likely
to have a damaging effect on the professional self‑respect or morale of
some or all of the APS employees in the Department or the reputation of the
Department. This power may only be exercised once a person's employment has
been terminated by the Secretary or delegate, and does not reduce the obligation
on the Department to accord the person a fair process in determining whether or
not they have breached the Code of Conduct, and, if they have, whether they
should be dismissed as a sanction for that breach.
The declaration cannot be used for behaviour that falls short
of the definition of serious misconduct. Serious misconduct is defined as
corrupt conduct engaged in, a serious abuse of power, or a serious dereliction
of duty, or any other seriously reprehensible act or behaviour, whether or not
acting, or purporting to act, in the course of the worker's duties. This
definition is consistent with the definition that was in the Customs
Administration Act 1985, and the definition currently in the Australian
Crime Commission Act 2002 and the Australian Federal Police Act 1979.
It is intended that the serious misconduct declaration will
minimise the risk of reinstatement. Although reinstatement may be rarely
ordered in practice, formally under the Fair Work Act 2009 it is the
remedy of first resort: see s. 390. Therefore, the application of the Fair Work
Act may result in the person having to be reinstated, and reinstated relatively
quickly. This poses significant risks to the Government and the community in
light of the expanded law enforcement role of the Department, and that the
workforce is exposed to increased attempts by criminal elements to penetrate,
compromise and corrupt officers. In the first place, if the Fair Work
Commission's review of a dismissal were to result in a person being reinstated,
this would send a mixed signal to the community and the workforce about the
tolerance of serious misconduct within the Department. Avoiding sending this
message, and enhancing the ABF's capability to deal with serious misconduct,
should be upheld as a legitimate objective in the same way the limitation on
Part 3-2 of the Fair Work Act was upheld when it was introduced in section 15A
of the Customs Administration Act 1985. In the second place, to the
extent that the Fair Work Commission's unfair dismissal jurisdiction operates
speedily, so that a person can be reinstated within a couple of months, there
is a risk that a person could be returned to the workforce before the
Department has been able, for example, to implement measures to prevent the
particular mechanism for corruption exploited by the person being reinstated.
Equally, there is a risk that a person, who, for example, has engaged in
seriously reprehensible behaviour, could be returned to the workforce before
morale in the Department, or the Department's reputation in the community, has
had a chance to recover.
The limitation regarding Part 3-2 of the Fair Work Act is
reasonable and proportionate because alternative avenues remain to seek
remedies (though only exceptionally a remedy similar to reinstatement) under
Part 3-1 (general protections claims). The ABF Commissioner's written
declaration of serious misconduct will be a reviewable decision under the Administrative
Decisions (Judicial Review) Act 1977 (ADJR Act). The option of judicial
review under [the] ADJR Act should be considered an adequate alternative
because it provides a mechanism to ensure that the decision to terminate
employment was reasonable in the circumstances, with less chance that the Government
and the community is exposed to the risk that an employee who has engaged in
corrupt conduct is reinstated to a position of public trust and confidence.
This provision mirrors the declaration provision that applied
to former ACBPS employees, both those in operational roles and non-operational
roles, under section 15A of the Customs Administration Act and it is proposed
to replicate its effect across the integrated Department. Section 15A of the
Customs Administration Act was modelled on the declaration of serious
misconduct provisions applicable to Australian Crime Commission and Australian
Federal Police staff. The provision was introduced into the Customs
Administration Act in 2012 as part of a series of measures designed to increase
the resistance of the ACBPS to corruption and to enhance the range of tools
available to ACBPS to respond to suspected corruption. At this time the
Committee scrutinised this provision and was satisfied that this measure is
compatible with the right to an effective remedy. It is therefore appropriate
to reiterate that while Article 2(3)(a) of the ICCPR is based on the premise
that any person who has their rights or freedoms violated shall have an
effective remedy, Article 2(3)(b) qualifies this right more prescriptively.
Article 2(3)(b) states that the right shall be '...determined by competent
judicial, administrative or legislative authorities, or by any competent
authority provided for by the legal system of the state and to develop the
possibilities of judicial remedy.' In the same way that former ACBPS
workers were still considered to have an avenue to seek redress for their
dismissal through the ADJR Act, workers affected by section 32 of the ABF Act
have the same avenue to develop the possibilities of judicial remedy to their
dismissal.[9]
Committee response
2.53
The committee thanks the Minister for Immigration and Border
Protection for his response.
2.54
The minister's response demonstrates that the measures pursue the
legitimate objective of national security through effective border control. In
enhancing the department's power to deal with serious misconduct by its
employees, which may undermine border protection, the measure is rationally
connected to that objective.
2.55
The minister's response notes that section 32 of the Act mirrors the
declaration provision that previously applied to Customs Agency employees, both
those in operational roles and non-operational roles. The Act would simply
apply this provision across the entire integrated Department of Immigration and
Border Protection. The response also notes that the committee previously
considered the original provision in relation to the Customs Agency when it was
introduced in 2012 and considered that the measure was compatible with the
right to an effective remedy.
2.56
In terms of proportionality, section 32 of the Act permits the secretary
or the ABFC to abrogate the existing right of a current APS employee of the
department to challenge the fairness of a decision to dismiss them for serious
misconduct. The committee's initial analysis recognised that this section 32
power may be reasonable in its application to operational ABF staff. Such
powers are comparable to those of the Australian Federal Police Commissioner
and the CEO of the ACC in relation to their respective workforces. The
committee recognised the particular necessity of strong powers to protect the
integrity and probity of law enforcement agencies.
2.57
However, there are many typical APS roles within the broader Department
of Immigration and Border Protection. The minister's response provides no
apparent justification for excluding employees in these roles from the Fair
Work Act remedies available to other APS employees in other departments of
state. These protections are important components of just and favourable conditions
of work.
2.58
The minister's response focuses on concerns that in the absence of
section 32 in the Act, the Fair Work Commission may order the department to
reinstate an employee found to have engaged in serious misconduct.
2.59
While the power to order reinstatement is available to the Fair Work
Commission under s 309 of the Fair Work Act 2009, it is available as a
remedy in the event that the person is found to have been unfairly dismissed,
that is, 'the dismissal was harsh, unjust or unreasonable' (s 385). Moreover,
the Fair Work Commission may be satisfied that, notwithstanding that a
dismissal was unfair, reinstatement is inappropriate (s 390(3)).
2.60
The only time the Fair Work Commission is
likely to require reinstatement is if it were satisfied that a decision to
dismiss for serious misconduct was wrong; that is, that the misconduct did not
occur. It is highly unlikely that reinstatement would be ordered if the Fair
Work Commission were satisfied that the individual had engaged in serious
misconduct. First, while there may be room for
interpretation as to when a dismissal is reasonable in certain circumstances, it
can be expected that dismissal is reasonable if an employee has in fact engaged
in serious misconduct. Second, even if, hypothetically, the dismissal were
unreasonable in such circumstances, reinstatement is highly unlikely to be the
remedy ordered. The minister acknowledges that reinstatement is rarely ordered
in practice.
2.61
Accordingly, it is unclear to the committee on what basis the minister
considers that the 'application of the Fair Work Act may result in the person
having to be reinstated and reinstated relatively quickly' where the individual
concerned had in fact engaged in serious misconduct.
2.62
Finally, if an employee was reinstated because the Fair Work Commission
had found that an employee had not engaged in serious misconduct, this would
arguably send a signal to the community that the department follows due process
rather than sending a 'mixed signal' to the community regarding the probity of
the department.
2.63
As set out above, the committee recognises that Part 4 of the Australian
Border Force Act 2015 may be reasonable in its application to operational Australian
Border Force staff. However, there are many typical public service positions
within the broader Department of Immigration and Border Protection and there is
no apparent justification for excluding them from Fair Work Act 2009 remedies
available to other public service employees in other departments of state. Accordingly,
the committee considers that the measure may be incompatible with the right to just
and favourable conditions of work.
Power to delay resignation to complete investigation into serious
misconduct
2.64
Part 3 of the Act gives the secretary or the ABFC the power to delay an
employee's resignation by up to 90 days in circumstances where the employee may
have engaged in serious misconduct, to allow further investigation of that
conduct.
2.65
These measures engage and limit the right to just and favourable
conditions at work because this limits an employee's ability to determine their
date of termination. It may limit their ability to obtain alternative
employment in circumstances where they are technically still employed in the department.
Right to just and favourable
conditions of work
2.66
The right to work and rights in work are protected by articles 6(1), 7
and 8(1)(a) of the ICESCR.[10]
More information is provided at paragraph [2.50] above.
Compatibility of the measures with
the right to just and favourable conditions of work
2.67
The statement of compatibility noted that the provisions in Part 3
engaged and limited the right to just and favourable conditions at work. The
statement of compatibility did not explicitly set out the legitimate objective
of the measures.
2.68
The committee therefore sought the advice of the Minister for
Immigration and Border Protection as to whether Part 3 was compatible with the
right to just and favourable conditions of work, and particularly, whether the
proposed changes are aimed at achieving a legitimate objective; whether there
is a rational connection between the limitation and that objective; and whether
the limitation is a reasonable and proportionate measure for the achievement of
that objective.
Minister's response
Provisions in the ABF Act allow the Secretary or ABF
Commissioner to defer an employee's date of resignation by up to 90 days from
written notification of resignation by the employee where the Secretary or ABF
Commissioner reasonably believes an employee has engaged in serious misconduct
or is being investigated for such conduct. This enables the finalisation of any
investigation, determination of breach of the APS Code of Conduct and
consideration of whether to impose the sanction of termination of employment.
Under current provisions of the Public Service Act, an
investigation into a breach of the APS Code of Conduct can continue after an
APS employee has resigned. However, there is no provision to apply a sanction
to the person once they are no longer an employee. This provision allows the
resignation to be delayed so that any investigation can be concluded, and where
warranted, a sanction can be applied.
It enables the Department to address incidences of serious
misconduct, including corruption, through an investigation and subsequently to
terminate an employee if serious misconduct is found to have occurred. This is
considered an important demonstration to employees, the Government and the
wider community of the Department's commitment to professionalism and high
standards of integrity and its unwillingness to tolerate conduct that threatens
these values.
The right to work includes the right of everyone to the
opportunity to gain his or her living by work which he or she freely chooses or
accepts. Rights in work include the enjoyment of just and favourable conditions
of work. I consider that this measure does not unduly restrict the right to
work or rights in work because the effect of this provision would not require
the employee to continue or resume duties during the period of investigation.
It is intended that an employee who is being investigated for serious misconduct
would be suspended from duties in accordance with section 28 of the Public
Service Act and regulation 3.10 of the Public Service Regulations 1999.[11]
Committee response
2.69
The committee thanks the Minister for Immigration and Border
Protection for his response.
2.70
The committee considers that the minister's response has
demonstrated that the provisions in the Australian Border Force Act 2015
which allow the Secretary of the Department of Immigration and Border
Protection (the secretary) or Australian Border Force Commissioner (the ABFC) to
defer an employee's date of resignation by up to 90 days where the secretary or
ABFC reasonably believes an employee has engaged in serious misconduct or is
being investigated for such conduct, is likely to be compatible with the right
to just and favourable conditions of work.
Mandatory reporting of immigration workers' associations with known
criminals
2.71
Section 26 of the Act gives the ABFC the power to issue written
directions in connection with the administration of the ABF. Similarly, section
55 of the Act gives the secretary the power to issue written directions in
connection with the administration of the department. The statement of
compatibility stated that this would include a direction that immigration and
border protection workers 'declare associations and other relevant
information.'[12]
The statement of compatibility indicated that the department will require
workers to disclose associations with criminals and/or those involved in
misconduct.
2.72
The statement of compatibility suggested that this engaged the rights to
freedom of assembly and association and the right to privacy and reputation.
2.73
In order to assess the compatibility of a direction that may require
immigration and border protection workers to declare their associations, the
committee sought a copy of the draft order and detailed information as to how
the department proposes to implement the order in practice.
Minister's response
The provision of the ABF Act which enables the ABF
Commissioner to issue directions requiring an IBP worker to report alleged
serious misconduct or alleged criminal activity, by or involving an IBP worker,
replicates a similar power that applied to employees of the former ACBPS under
the Customs Administration Act. The Customs Administration Act provision was
introduced in 2012 as part of a package of integrity measures designed to
increase the resistance of the ACBPS to corruption and to enhance the range of
tools available to the ACBPS to respond to suspected corruption. At the time of
the proposed amendments to the Customs Administration Act in 2012, the
Committee scrutinised this provision and was satisfied that this measure is
compatible with the right to minimum guarantees in criminal proceedings.
The former ACBPS Chief Executive Officer issued a direction
in reliance on the Customs Administration Act provision in late 2012. That
direction operated without incident, and was supported by internal guidelines
and instructions.
On 1 July 2015, the Department relevantly published an
Associated Document to the Instruction and Guideline on Employment Suitability
Screening, regarding Declarable Associations which provides further
information, as does the Secretary's Direction (under subsection 55(1) of the
ABF Act) on Integrity Measures. These documents are available on the
Department's website at the following link:
http://www.border.gov.au/about/access-accountability/integrity[13]
Committee response
2.74
The committee thanks the Minister for Immigration and Border
Protection for his response.
2.75
The committee refers to its analysis above in relation to
organisational suitability assessments and the human rights concerns raised by
a requirement that Department of Immigration and Border Protection workers
disclose certain known associations to their employer.
Requirement to disclose information that may incriminate an individual
2.76
Section 26 of the Act gives the ABFC the power to issue written
directions in connection with the administration of the ABF. Section 26(4)
provides that the directions may include a requirement that immigration and
border protection workers report serious misconduct and/or criminal activity by
an immigration and border protection worker. Section 26(8) provides that if a
person is required to provide information under a direction issued under
section 26, that they are not excused from providing information on the grounds
it might incriminate them. Similarly, section 55 gives the secretary comparable
powers in connection with the administration of the department.
2.77
As the Act includes provisions that require individuals to provide self‑incriminating
information, the committee considered that the Act engaged and limited the
protection against self-incrimination – a core element of fair trial rights.
Right to a fair trial and fair hearing rights
2.78
The right to a fair trial and fair hearing is protected by article 14 of
the ICCPR. The right applies to both criminal and civil proceedings, to cases
before both courts and tribunals and to military disciplinary proceedings. The
right guarantees to all persons a fair and public hearing by a competent, independent
and impartial tribunal established by law.
2.79
Specific guarantees of the right to a fair trial in the determination of
a criminal charge guaranteed by article 14(1) are set out in article 14(2) to
(7). These include the presumption of innocence (article 14(2)) and minimum
guarantees in criminal proceedings, such as the right to not to incriminate
oneself (article 14(3)(g)) and a guarantee against retrospective criminal laws
(article 15(1)).
Compatibility of the measures with
the right to a fair trial and fair hearing rights
2.80
The statement of compatibility identified that the measures engage the
right to be free from self-incrimination. The statement of compatibility
provided no justification for the limitation on the protection against
self-incrimination. The committee noted that the bill includes a use immunity
which prevents 'the self‑incriminating evidence being used in most legal
proceedings' against the person required to disclose the evidence.[14]
The committee noted that there is no justification for the exceptions provided
to the use immunity and no justification for the absence of a derivative use
immunity.[15]
2.81
The committee therefore sought the advice of the Minister for
Immigration and Border Protection as to whether the limitations on the right to
freedom from self-incrimination are compatible with the right to a fair trial,
and particularly, whether the proposed changes are aimed at achieving a
legitimate objective; whether there is a rational connection between the
limitation and that objective; and whether the limitation is a reasonable and
proportionate measure for the achievement of that objective.
Minister's response
The intention of the power of the Secretary and the ABF
Commissioner to impose mandatory reporting requirements is to promote full
disclosure by IBP workers of misconduct which they observe or are involved in,
so that action can be taken against IBP workers involved in corruption.
Mandatory reporting contributes to a culture that does not ignore or condone
corruption, serious misconduct or illegal activities, and where staff are
supported to speak up. It is important that the Department be able to act on
and undertake further investigations in relation to information obtained under
these powers.
The effect of a derivative use immunity would be to ensure
that any information derived by the Department, or another law enforcement
agency, from a self-incriminatory disclosure could never be used to take action
against the person who made that disclosure. Due to the nature of corruption
offences, there are often few or no witnesses other than those directly
involved in the corrupt conduct, and it may be difficult to obtain evidence
other than that derived from the person's admissions. If a person makes
admissions of corrupt conduct under this provision, and that admission is
substantiated by further investigations undertaken based on that admission, it
is important that appropriate action can be taken against the person.
The ABF Act provides for the Secretary or the ABF
Commissioner to be able to issue directions about mandatory reporting as well
as other matters regarding the administration and control of the Department and
the ABF. In the course of considering the application of the abrogation of the
privilege against self-incrimination, a deliberate decision was taken to limit
the breadth of orders to which the potential provision would apply. This reflected
the approach under the Customs Administration Act. I consider that the current
provision provides a balance between the public benefit in compelling the
provision of information concerning possible corrupt activity affecting the
Department and the privilege against self‑incrimination.[16]
Committee response
2.82
The committee thanks the Minister for Immigration and Border
Protection for his response.
2.83
The requirement of mandatory reporting is limited to serious misconduct
by a worker; and criminal activity involving a worker where the serious
misconduct or criminal activity affects, or is likely to affect, the
operations, responsibilities or reputation of the department. Accordingly, the
requirement of mandatory reporting is limited to employees in relation to matters
directly affecting (or likely) to affect their employer and does not extend to
criminal activity more broadly.
2.84
The Act includes a 'use immunity' so that information disclosed by a
worker may not be used against them in any proceeding. As set out in the
minister's response a 'derivative use immunity' is not provided so as to ensure
that the information may be used to further investigate an individual who has
engaged in serious misconduct or criminal activity. Ordinarily, the committee
looks to both a 'use' and a 'derivate use' immunity to justify limitations on
the protections against self-incrimination. However, in the context of the
limited nature of the requirement to disclose and the department's role in
national security, the provision appears justified.
2.85
Accordingly, the committee considers that the requirement
that immigration and border protection workers report serious misconduct and/or
criminal activity, even if that might incriminate them, is likely to be
compatible with the right to a fair trial.
Secrecy provisions
2.86
Part 6 of the Act includes an offence provision which criminalises the
disclosure by an immigration and border protection worker of any information
obtained by a person in their capacity as an immigration protection worker. A breach
of the penalty provision is subject to a maximum penalty of two years in
prison.
2.87
The offence provision includes limited exceptions which permit
disclosure in circumstances including where:
-
it is permitted by the secretary of the department;
-
the disclosure is required by an order of a court or tribunal;
-
the disclosure is required by the Law Enforcement Integrity
Commissioner Act 2006; or
-
disclosure is necessary to prevent a serious threat to the life
or health of an individual.
2.88
These exceptions reverse the onus of proof and place an evidential
burden on the defendant to establish (prove) that the statutory exception
applies in a particular case. The committee considered that reversing the
burden of proof engaged and limited the right to be presumed innocent.
2.89
The committee also considered that the offence provision engages and may
limit the right to an effective remedy. The committee also considered that the
offence provision limits the right to freedom of expression as it would limit
the disclosure by individuals of information gained in the course of their work
with the department, including discussions that may be in the public interest.
Right to a fair trial (presumption
of innocence)
2.90
Article 14(2) of the ICCPR protects the right to be presumed innocent
until proven guilty according to law. Generally, consistency with the
presumption of innocence requires the prosecution to prove each element of a
criminal offence beyond reasonable doubt.
2.91 An offence provision which requires the defendant to carry an evidential
or legal burden of proof, commonly referred to as 'a reverse burden', with
regard to the existence of some fact engages and limits the presumption of
innocence. This is because a defendant's failure to discharge the burden of
proof may permit their conviction despite reasonable doubt as to their guilt.
2.92
Reverse burden offences will be likely to be compatible with the
presumption of innocence where they are shown by legislation proponents to be
reasonable, necessary and proportionate in pursuit of a legitimate objective.
Compatibility of the measure with
the right to a fair trial
2.93
The statement of compatibility did not identify the offence provision as
engaging the right to a fair trial. Accordingly, it did not seek to justify its
compatibility with human rights.
2.94
The committee therefore sought the advice of the Minister for
Immigration and Border Protection as to whether the offence provisions which
includes a reverse evidentiary burden was compatible with the right to a fair
trial, and particularly, whether the proposed changes are aimed at achieving a
legitimate objective; whether there is a rational connection between the
limitation and that objective; and whether the limitation is a reasonable and
proportionate measure for the achievement of that objective.
Minister's response
Part 6 of the ABF Act does not change or alter what any
criminal prosecution of an alleged breach must prove. An individual who is
subject to a prosecution remains innocent until found guilty by a court and the
offence in no way limits a defendant's right to a fair trial or limits their
right to be presumed innocent. The onus remains on the prosecution to prove
each element of the offence beyond reasonable doubt. If the defendant is
claiming a defence to a breach of the prohibition on recording or disclosure of
protected information, he or she bears the evidential burden in relation to
whether one or more of the exceptions applied to his or her recording or
disclosure. This evidential burden of proof in relation to exceptions to an
offence is set out in subsection 13.3(3) of the Criminal Code, not Part
6 of the ABF Act. That is that any defendant who wishes to deny criminal
responsibility bears an evidential burden in relation to that matter. This
evidential burden applies to all offences across the Commonwealth. An
evidential burden in relation to a matter means the defendant bears the burden
of adducing or pointing to evidence that suggests a reasonable possibility that
the matter exists or does not exist.
The secrecy and disclosure provisions of Part 6 of the ABF
Act reflect section 16 of the Customs Administration Act which regulated the
disclosure of protected information and provided an offence of prohibited
disclosure of protected information punishable by a maximum penalty of two
years imprisonment. As the Explanatory Memorandum for the ABF Act noted, the
Department, including the ABF, creates, receives and uses critical and
important information on a daily basis, including critical intelligence and
personal information, much of which is sensitive and complex. As such, it is
appropriate that measures that were in place when the ABCPS was a separate
agency be applied to the Department as a whole. As noted above with respect to
alcohol and drug testing, the Department underpins and supports the ABF's
operation in every way and as such, the receipt, creation and use of sensitive
and complex information is not limited to personnel in the ABF, but rather are
spread throughout the Department. For these reasons, I consider that the
secrecy offence pursues a legitimate aim. That is to ensure the integrity of
the Department's handling of protected information by appropriately deterring
other entrusted persons from engaging in conduct which leads them to breach the
prohibition.
Given that aim of the secrecy offence, I consider that the
burden to be borne by a defendant in denying criminal responsibility by
adducing or pointing to evidence that suggests a reasonable possibility that an
exception exists to a given disclosure, is reasonable and proportionate to
achieving the aim of the secrecy offence. I further note that the provision is
consistent with those of other agencies with law enforcement and national
security responsibilities, such as the AFP.
For these reasons, I consider that the new strict liability
offence is not inconsistent with the presumption of innocence set out in
article 14(2) of the ICCPR.[17]
Committee response
2.95
The committee thanks the Minister for Immigration and Border
Protection for his response.
2.96
As set out above, Part 6 of the Act includes an offence provision which
criminalises the disclosure by an immigration and border protection worker of
any information they have obtained in their capacity as an immigration and
border protection worker. The offence provision includes limited exceptions.
These exceptions reverse the onus of proof and place an evidential burden on
the defendant to establish (prove) that the statutory exception applies in a
particular case.
2.97
As noted above at [2.91], an offence provision which requires the
defendant to carry an evidential or legal burden of proof, commonly referred to
as 'a reverse burden', with regard to the existence of some fact engages and
limits the presumption of innocence. Where a statutory exception, defence or
excuse to an offence is provided in proposed legislation, these defences or
exceptions must be considered as part of a contextual and substantive
assessment of potential limitations on the right to be presumed innocent in the
context of an offence provision. Reverse burden offences will be likely to be
compatible with the presumption of innocence where they are shown by
legislation proponents to be reasonable, necessary and proportionate in pursuit
of a legitimate objective. Claims of greater convenience or ease for the
prosecution in proving a case will be insufficient, in and of themselves, to
justify a limitation on the defendant's right to be presumed innocent.
2.98
This approach to assessing the proportionality of reverse burden
offences is consistent with the Attorney General's Department's Guide to
Framing Commonwealth Offences, which explains that:
Offence-specific defences reverse the fundamental principle
of criminal law that the prosecution must prove every element of the offence.
Therefore, a matter should only be included in an offence-specific defence, as
opposed to being specified as an element of the offence, where:
-
it is peculiarly within the
knowledge of the defendant, and
-
it would be significantly more
difficult and costly for the prosecution to disprove than for the defendant to
establish the matter.[18]
2.99
A number of the exceptions to the offence provision do not appear to be
peculiarly within the knowledge of the defendant nor does there appear to be
any apparent reason why those exceptions would be more difficult and costly for
the prosecution to prove than the defendant.
2.100
For example, the offence provision could have been drafted to require
the prosecution to prove beyond reasonable doubt that the secretary did not
consent to the disclosure rather than imposing a burden on the defendant to
prove on the balance of probabilities that the secretary did in fact consent to
the disclosure. Accordingly, it is the specific construction of the offence
provision that gives rise to evidentiary burdens on the defendant and not
simply the broader criminal law as suggested in the minister's response.
2.101
Beyond describing the department's operational context, the minister's
response does not provide detailed information in relation to the
appropriateness of the defendant being required to carry an evidential burden
in relation to each of the specific matters in the offence provision.
2.102
Accordingly, the offence provision, which includes a
reverse evidentiary burden, is likely to be incompatible with the right to a
fair trial.
Right to an effective remedy
2.103
Article 2 of the ICCPR requires state parties to ensure access to an
effective remedy for violations of human rights. State parties are required to
establish appropriate judicial and administrative mechanisms for addressing
claims of human rights violations under domestic law. Where public officials
have committed violations of rights, state parties may not relieve perpetrators
from personal responsibility through amnesties or legal immunities and
indemnities. Accessing effective remedies requires an ability to access
information which may identify human rights violations.
2.104
State parties are required to make reparation to individuals whose
rights have been violated. Reparation can involve restitution, rehabilitation
and measures of satisfaction—such as public apologies, public memorials,
guarantees of non‑repetition and changes in relevant laws and
practices—as well as bringing to justice the perpetrators of human rights
violations.
2.105
Effective remedies should be appropriately adapted to take account of
the special vulnerability of certain categories of person including, and
particularly, children.
Compatibility of the measure with
the right to an effective remedy
2.106
The statement of compatibility did not identify the measure as engaging
the right to an effective remedy. Offence provisions that prohibit the
disclosure of government information may prevent relevant information coming to
light that would enable human rights violations to be addressed as required by
the right to an effective remedy. That is, the prohibition on disclosing
information by government employees may adversely affect the ability of
individual members of the public to know about possible violations of human
rights and therefore seek redress for such potential violations.
2.107
As the statement of compatibility did not identify the right to an
effective remedy as engaged, no justification for the limitation on the right was
provided.
2.108
The committee therefore sought the advice of the Minister for
Immigration and Border Protection as to whether the offence provisions was
compatible with the right to an effective remedy, and particularly, whether the
proposed changes are aimed at achieving a legitimate objective; whether there
is a rational connection between the limitation and that objective; and whether
the limitation is a reasonable and proportionate measure for the achievement of
that objective.
Minister's response
The Public Interest Disclosure Act 2013 (PID Act)
provides protection to 'whistleblowers' who provide information in breach of
the provisions of Part 6 of the proposed ABF Act, where the disclosures are
made in accordance with the PIO Act. This protection is the same as that which
was provided previously in respect of breaches of section 16 of the Customs
Administration Act.
The secrecy offence provided by Part 6 of the ABF Act
provides several exemptions to the offence, including if the disclosure is done
in accordance with Part 6 itself, or if the disclosure is required or
authorised by or under a law of the Commonwealth, State or Territory. The PIO
Act will, in certain circumstances, protect an entrusted person who discloses
protected information in contravention of Part 6 of the ABF Act (for example if
the disclosure was made by an entrusted person who was not authorised to make
the disclosure under sections 44 and 45 of the ABF Act).
Under the PIO Act, the disclosure must relate to 'disclosable
conduct'. 'Disclosable conduct' is set out in section 29 and includes, for
example, conduct engaged in by a public official in connection with their
position as a public official that contravenes a law of the Commonwealth. The
disclosure must also be a 'public interest disclosure', the requirements for
which are set out in section 26 the PIO Act. For example, a person may only
make an external disclosure provided all of the following requirements are met:
- the
discloser previously made an internal disclosure regarding the information
being disclosed externally; and
- the
discloser believes that either: the investigation (under Part 3) was
inadequate; or the response to an investigation was inadequate; or the
investigation was not completed within the time limit (90 days, or longer if
extension granted - section 52 of the PIO Act); and
- disclosure
is not, on balance, contrary to the public interest (see section 26(3) of the
PIO Act); and
- no
more information is publically disclosed than is reasonably necessary to
identify the instance(s) of disclosable conduct; and
- the
information does not consist of, or include intelligence information (defined
in section 41 of the PIO Act); and
- none
of the conduct with which the disclosure is concerned relates to an
intelligence agency.
The PIO Act provides immunity from any civil, criminal or
administrative liability for making the disclosure in accordance the PIO Act.
Therefore, even if disclosure under the PIO Act breaches Part 6 of the ABF Act,
the entrusted person would not be subject to criminal liability for the offence
under Part 6.[19]
Committee response
2.109
The committee thanks the Minister for Immigration and Border
Protection for his response.
2.110
In light of the minister's advice that if a disclosure is made consistent
with the Public Interest Disclosure Act 2013 it would not be a breach of
Part 6 of the Australian Border Force Act 2015, the committee considers
that the offence provision is likely to be proportionate and compatible with
the right to an effective remedy.
Right to freedom of opinion and
expression
2.111
The right to freedom of opinion and expression is protected by article
19 of the ICCPR. The right to freedom of opinion is the right to hold opinions
without interference and cannot be subject to any exception or restriction. The
right to freedom of expression extends to the communication of information or
ideas through any medium, including written and oral communications, the media,
public protest, broadcasting, artistic works and commercial advertising.
2.112
Under article 19(3), freedom of expression may be subject to limitations
that are necessary to protect the rights or reputations of others, national
security, public order,[20]
or public health or morals. Limitations must be prescribed by law, pursue a
legitimate objective, be rationally connected to the achievement of that
objective and a proportionate means of doing so.[21]
Compatibility of the measure with
the right to freedom of expression
2.113
The statement of compatibility did not identify the offence provision as
engaging the right to freedom of expression. Accordingly, it did not seek to
justify its compatibility with human rights. The offence provision criminalises
the disclosure of any information which an individual has come across in the
course of their work with the department.
2.114
The committee therefore sought the advice of the Minister for
Immigration and Border Protection as to whether the bill was compatible with
the right to freedom of opinion and expression, and particularly, whether the
proposed changes are aimed at achieving a legitimate objective; whether there
is a rational connection between the limitation and that objective; and whether
the limitation is a reasonable and proportionate measure for the achievement of
that objective.
Minister's response
By restricting 'entrusted persons' from communicating
protected information, the secrecy and disclosure provisions limit freedom of
expression. However, this restriction is considered necessary for the
protection of public order and Australia's national security as the Department
and the ABF within it will regularly create, receive and use sensitive and
complex information including intelligence and personal information.
I consider that this measure is a proportionate and
reasonable way to achieve this objective as the provision includes a
comprehensive framework to regulate the disclosure of this information in
appropriately controlled circumstances.[22]
Committee response
2.115
The committee thanks the Minister for Immigration and Border
Protection for his response. In light of the information provided by the
minister, which explains the operational context in which the department
operates, and the foregoing information regarding public interest disclosure,
the committee considers that the offence provision is likely to be
proportionate and compatible with the right to freedom of expression.
Fairer Paid Parental Leave Bill 2015
Portfolio:
Social Services
Introduced: House
of Representatives, 25 June 2015
Purpose
2.116
The Fairer Paid Parental Leave Bill 2015 (the bill) seeks to
amend the Paid Parental Leave Act 2010 (PPL Act) to:
-
provide that from 1 July 2016 primary carers of newborn children
will no longer receive both employer-provided primary carer leave payments
(such as maternity leave pay) and the full amount of parental leave pay under
the government-provided paid parental leave (PPL) scheme; and
-
remove the requirement for employers to provide paid parental
leave to eligible employees, unless an employer chooses to manage the payment
to employees and the employees agree for the employer to pay them.
2.117
Measures raising human rights concerns or issues are set out below.
Background
2.118
The bill reintroduced a measure previously introduced in the Paid
Parental Leave Amendment Bill 2014 (PPLA bill), which would remove the
requirement for employers to provide paid parental leave to eligible employees.
The PPLA bill was introduced into the House of Representatives on 19 March 2014
and is currently before the Senate. The committee considered the PPLA bill in
its Fifth Report of the 44th Parliament and requested further
information from the Minister for Small Business as to the compatibility of the
measures with the right to social security, rights at work and the right to
equality and non-discrimination.[23]
The committee then considered the minister's response in its Eighth Report
of the 44th Parliament.[24]
2.119
The committee previously considered the bill in its Twenty-fifth
Report of the 44th Parliament (previous report) and requested further
information from the Minister for Social Services as to the compatibility of
the bill with the right to social security, right to work and maternity leave,
and the right to equality and non‑discrimination.[25]
Schedule 1—Adjustment to primary carer pay
2.120
Schedule 1 to the bill would amend the PPL Act to provide that from
1 July 2016 primary carers of newborn children will no longer receive
both employer‑provided primary carer leave payments (such as maternity
leave pay) and the full amount of parental leave pay under the
government-provided PPL scheme.
2.121
Primary carers who are entitled to receive employer-provided parental
leave payments will not be eligible to receive payments under the government's
PPL scheme, unless their employer-provided payments are valued at less than the
total amount of payments under the government's PPL scheme.
2.122
The committee considered in its previous report that the reductions in
PPL payments for primary carers who receive employer-funded primary carer leave
payments engage and may limit the right to social security, rights at work and
the right to equality and non‑discrimination.
Right to social security
2.123
The right to social security is protected by article 9 of the
International Covenant on Economic, Social and Cultural Rights (ICESCR). This
right recognises the importance of adequate social benefits in reducing the
effects of poverty and plays an important role in realising many other
economic, social and cultural rights, particularly the right to an adequate
standard of living and the right to health.
2.124
Access to social security is required when a person has no other income
and has insufficient means to support themselves and their dependents.
Enjoyment of the right requires that sustainable social support schemes are available
to people in need; adequate to support an adequate standard of living and
health care; accessible; and affordable (where contributions are required).
2.125
Specific situations which are recognised as engaging a person's right to
social security, include health care and sickness; old age; unemployment and
workplace injury; family and child support; paid maternity leave; and
disability support.
Compatibility of the measure with
the right to social security
2.126
The amendments in Schedule 1 to the bill would revise the existing
provisions so that primary carers can receive only one form of parental leave
pay. As primary carers who receive employer-funded parental leave pay will have
their government-funded entitlements reduced or removed under the bill, the
amendments therefore engage the right to social security.
2.127
The statement of compatibility explains that the right to social
security is engaged by the measure, but does not acknowledge that the right is
limited.
2.128
The committee's usual expectation where a measure may limit a human
right is that the accompanying statement of compatibility provide a reasoned
and evidence-based explanation of how the measure supports a legitimate
objective for the purposes of international human rights law.
2.129
The committee therefore sought the advice of the Minister for Social
Services as to whether the proposed changes are aimed at achieving a legitimate
objective; whether there is a rational connection between the limitation and
that objective; and whether the limitation is a reasonable and proportionate
measure for the achievement of that objective.
Minister's response
The objective of the proposed amendments included in Schedule
1 of the Bill is to create savings. As you are aware, the Australian Government
remains committed to returning the Budget to surplus as soon as possible and as
a result, I have had to look for areas where money can be saved.
Currently, new parents (usually birth mothers) are able to
receive payments under the PPL scheme of up to 18 weeks at the rate of the
National Minimum Wage (that is, up to $11,826) regardless of whether they also
receive primary carer pay[26]
from their employer.
Given the tight budgetary position of the Government and the
need to apportion payments to families in the most fair and effective manner,
the current arrangement is no longer sustainable and expenditure will be more
effective in other areas. Expanding government investment in areas such as
child care helps advance rights relating to choice, independence and the
opportunity to work. There is widespread community support for this investment,
but we need to fund this from somewhere.
The proposed amendments in this Bill will target PPL to those
new parents who need it most because they do not have access, or have only
limited access, to paid leave from their employer to care for a newborn or
recently adopted child. This change will deliver almost $1 billion in savings
that can be redirected to other key areas to support families, such as child
care.
Right to social security
The committee's report explains that access to social
security is required when a person has no other income and has insufficient
means to support themselves and their dependants. Analysis by my Department of
data from the PPL evaluation[27]
indicates that 53 per cent of new parents will not be affected by this measure
and therefore will not have their right to social security limited in any way.
Of the remaining parents, their rate of PPL will be reduced in accordance with
the primary carer pay that they receive from their employer. While I accept
that this will result in a reduction in the support that they receive through
the PPL scheme, it does not mean that these parents will have insufficient
means to support themselves and their dependants. These new parents will have
at least the same amount of paid parental leave as those new parents who are
supported through the PPL scheme. Given this, and given the crucial objective
to create savings to allow expenditure in other key areas of benefit to
families, I see this as a reasonable and necessary change and am confident that
there are sufficient protections in place through the provision of income
support and family assistance to support the social security rights of these
parents.[28]
Committee response
2.130
The committee thanks the Minister for Social Services for his
response.
2.131
Schedule 1 to the bill would amend the PPL Act to provide that primary
carers of newborn children will no longer receive both employer‑provided
primary carer leave payments and the full amount of parental leave pay under
the government-provided PPL scheme. In reducing the social security support
available to new parents, the measure is a retrogressive measure for the
purposes of international human rights law. A retrogressive measure may be
justified if the measure pursues a legitimate objective, the measure is
rationally connected to that objective and is otherwise proportionate.
2.132
As previously noted, the committee has consistently recognised that
under international human rights law budgetary constraints are capable of
providing a legitimate objective for the purpose of justifying reductions in
government support that impact on economic, social and cultural rights.[29]
As the amendments would allow for substantial savings to the federal budget,
the measure is also likely to be rationally connected to this objective.
2.133
In terms of proportionality, the committee notes the minister's advice
that affected parents who receive parental leave payments from their employer will
have at least the same amount of paid parental leave as those new parents who
are supported through the PPL scheme and that the measures do not leave any
parents without any form of parental leave income support.
2.134
The committee's assessment of the removal of the adjustment to
primary carer pay against article 9 of the International Covenant on Economic,
Social and Cultural Rights (right to social security) is that the measure is
compatible with international human rights law.
Right to work and the right to
maternity leave
2.135
The right to work and rights in work are protected by articles 6(1), 7 and 8(1)(a) of the ICESCR.[30]
2.136
The UN Committee on Economic Social and Cultural Rights has stated that
the obligations of state parties to the ICESCR in relation to the right to work
include the obligation to ensure individuals their right to freely chosen or
accepted work, including the right not to be deprived of work unfairly,
allowing them to live in dignity. The right to work is understood as the right
to decent work providing an income that allows the worker to support themselves
and their family, and which provides safe and healthy conditions of work.
2.137
The right to work may be subject only to such limitations as are
determined by law and compatible with the nature of the right, and solely for
the purpose of promoting the general welfare in a democratic society.
2.138
The right to maternity leave is protected by article 10(2) of the ICESCR
and article 11(2)(b) of the Convention on the Elimination of All Forms of
Discrimination against Women (CEDAW). Further provisions are contained within
articles 3 and 9 of the ICESCR and articles 4(2) and 5(b) of the CEDAW.
2.139
The UN Committee on Economic, Social and Cultural Rights has stated that
the obligations of state parties to the ICESCR in relation to the right to
maternity leave include the obligation to guarantee 'adequate maternity leave
for women, paternity leave for men, and parental leave for both men and women'.[31]
2.140
In addition, the CEDAW requires state parties to implement measures to
eliminate discrimination against women in the field of employment. Particular
obligations include:
To introduce maternity leave with pay or with comparable
social benefits without loss of former employment, seniority or social
allowances.[32]
2.141
Accordingly, CEDAW recognises that adequate provisions for maternity
leave are a critical component of the right to work.
Compatibility of the measure with
the right to work
2.142
The statement of compatibility for the bill states that Schedule 1 is
likely to engage rights at work, including the right to maternity leave, but
does not address the limitation of this right.
2.143
The committee's usual expectation where a measure may limit a human
right is that the accompanying statement of compatibility provide a reasoned
and evidence-based explanation of how the measure supports a legitimate
objective for the purposes of international human rights law.
2.144
The committee therefore sought the advice of the Minister for Social
Services as to whether the proposed changes are aimed at achieving a legitimate
objective; whether there is a rational connection between the limitation and
that objective; and whether the limitation is a reasonable and proportionate
measure for the achievement of that objective.
Minister's response
The proposed amendments do not interfere with the existing
rights under the Fair Work Act 2009 to access 12 months of unpaid
parental leave without loss of employment or seniority within the workplace,
noting that Australia has a reservation in relation to Article 11(2)(b) of the
Convention on the Elimination of All Forms of Discrimination Against Women.
The evaluation of the PPL scheme found that, following the
introduction of PPL, higher income mothers did not significantly change the
amount of leave they took after the birth or adoption of their child. In
contrast, mothers who were on lower incomes, self-employed or casually employed
significantly extended the time they took off work after the birth of their
child.[33]
Further analysis undertaken by my Department using the PPL
evaluation survey data shows that those mothers with higher incomes are more
likely to have access to primary carer pay and that mothers who were on lower
incomes, self-employed or casually employed were less likely to have access to
primary carer pay.
As detailed earlier, there is a substantial concern in the
community and in government that access to affordable quality child care is a
barrier to participation for many women. Increasing workforce participation
and, through this, opportunity, is a priority approach for all working age
people. As the safety net already provided by the scheme will remain in place
for women most in need, the measure is considered reasonable and proportionate
because it will contribute savings to be redirected to deliver other measures
considered in the community to be more effective ways of increasing
participation opportunity – and therefore the progressive realisation of
rights. As identified in the 2015 Intergenerational Report, increasing
workforce participation is a core priority for maintaining and improving
standards of living.[34]
Committee response
2.145
The committee thanks the Minister for Social Services for his
response.
2.146
The committee notes the minister's advice regarding the government's
budgetary position, and that the amendments would redirect expenditure to other
measures aimed at increasing workforce participation.
2.147
As noted above at [2.131], the committee has consistently recognised
that under international human rights law budgetary constraints are capable of
providing a legitimate objective for the purpose of justifying reductions in
government support that impact on economic, social and cultural rights.[35]
The committee further considered that the measure is likely to be rationally
connected to its objective.
2.148
Noting the minister's advice that the existing PPL scheme provides a minimum
safety net which will continue if the measures are implemented, the committee
considers that the amendments are likely to be proportionate to the stated
objective.
2.149
The committee's assessment of the removal of the adjustment to
primary carer pay against articles 6(1), 7 and 8(1)(a) of the International
Covenant on Economic, Social and Cultural Rights (right to work and the right
to maternity leave) is that the measure is compatible with international human
rights law.
Right to equality and non-discrimination
2.150
The right to equality and non-discrimination is protected by articles 2
and 26 of the International Covenant on Civil and Political Rights
(ICCPR).
2.151
This is a fundamental human right that is essential to the protection
and respect of all human rights. It provides that everyone is entitled to enjoy
their rights without discrimination of any kind, and that all people are equal
before the law and entitled without discrimination to the equal and
non-discriminatory protection of the law.
2.152
The ICCPR defines 'discrimination' as a distinction based on a personal
attribute (for example, race, sex or religion),[36]
which has either the purpose (called 'direct' discrimination), or the effect
(called 'indirect' discrimination), of adversely affecting human rights.[37]
The UN Human Rights Committee has explained indirect discrimination as 'a rule
or measure that is neutral on its face or without intent to discriminate',
which exclusively or disproportionately affects people with a particular
personal attribute.[38]
Compatibility of the measure with
the right to equality and non-discrimination
2.153
Where a measure impacts on particular groups disproportionately, it
establishes prima facie that there may be indirect discrimination. As
women are the primary recipients of the paid parental leave scheme, reductions
to this scheme under the bill will disproportionately impact upon this group.
2.154
The statement of compatibility does not address the limitation in terms
of its potential to indirectly discriminate against women.
2.155
If a provision has a disproportionate negative effect or is indirectly
discriminatory it may nevertheless be justified if the measure pursues a
legitimate objective, the measure is rationally connected to that objective and
the limitation on the right to equality and non-discrimination is a
proportionate means of achieving that objective.
2.156
The committee therefore sought the advice of the Minister for Social
Services as to whether the proposed changes are aimed at achieving a legitimate
objective; whether there is a rational connection between the limitation and
that objective; and whether the limitation is a reasonable and proportionate
measure for the achievement of that objective.
Minister's response
The changes detailed in this Bill preserve the existing
safety net of the value of 18 weeks' payment at the National Minimum Wage for Eligible
primary carers, primarily benefiting mothers. The changes do not interfere with
the existing rights under the Fair Work Act 2009 to access 12 months of
unpaid parental leave without loss of employment or seniority within the
workplace, leaving the key protection against discrimination in place. The
continuation of the PPL scheme remains a clear reminder that it is appropriate
and desirable to take time out from the workplace to care for a newborn or
newly adopted child.
Evening out the access to paid maternity leave is considered
reasonable and proportionate as it contributes savings to other measures that
are beneficial to women. Targeting expenditure remains an essential part of
balancing the distribution of available resources with the most effective
measures for addressing barriers and creating opportunity.[39]
Committee response
2.157
The committee thanks the Minister for Social Services for his
response.
2.158
As noted above at [2.131], under international human rights law
budgetary constraints are capable of providing a legitimate objective for the
purpose of justifying reductions in government support that impact on economic,
social and cultural rights.[40]
The committee further considered that the measure is likely to be rationally
connected to its objective.
2.159
Noting the minister's advice that the existing PPL scheme provides a
minimum safety net which will continue if the measures are implemented, the
committee considers that the amendments are likely to be proportionate to the
stated objective.
2.160
The committee's assessment of the removal of the adjustment to
primary carer pay against articles 2, 16 and 26 of the International Covenant
on Civil and Political Rights (right to equality and non-discrimination) is
that the measure is compatible with international human rights law.
Shipping Legislation Amendment Bill 2015
Portfolio: Infrastructure and
Regional Development
Introduced: House of Representatives, 25 June 2015
Purpose
2.161
The Shipping Legislation Amendment Bill 2015 (the bill) sought to provide
a new framework for the regulation of coastal shipping in Australia, including:
-
replacing the existing three tiered licensing system with a
single permit system available to Australian and foreign vessels, which will
provide access to the Australian coast for a period of 12 months;
-
establishing a framework of entitlements
for seafarers on foreign vessels engaging or intending to engage in coastal
shipping for more than 183 days;
-
allowing for vessels to be registered on the Australian
International Register if they engage in international shipping for a period of
90 days or more; and
-
making consequential amendments and repealing the Coastal
Trading (Revitalising Australian Shipping) (Consequential Amendments and
Transitional Provisions) Act 2012.
2.162
Measures raising human rights concerns or issues are set out below.
Background
2.163
The committee previously considered the bill in its Twenty-seventh
Report of the 44th Parliament (initial report) and requested further
information from the Minister for Infrastructure and Regional Development as to
the compatibility of the bill with the right to just and favourable conditions
of work.[41]
2.164
The committee then considered the minister's response in its Thirty-fourth
Report of the 44th Parliament (previous report), and requested
additional information in order to finalise its consideration of the bill.[42]
2.165
The bill was negatived in the Senate on 26 November 2015.
Notwithstanding that the bill is no longer on the legislative agenda; the
committee's practice is to conclude its consideration of legislation for the
information of the legislation proponent and parliament.
12-month permit system for access to Australian coastal shipping
2.166
Under the bill, vessels registered under the laws of a foreign country would
not be subject to Australian crew requirements unless they declare on their permit
that they intend to engage in coastal shipping for more than 183 days during
the permit period, or, if the vessel actually engages in coastal shipping for
more than 183 days during the permit period. Accordingly, under the proposed
permit system, foreign vessels would be able to operate in Australian coastal
waters and not pay their workers in accordance with Australian laws provided that
the vessel spends less than six months in Australian waters in any given 12-month
period.
2.167
Accordingly, the committee considered in its initial report that the measure
engages and may limit the right to just and favourable conditions at work as
the bill may permit individuals to be paid less than Australian award wages
whilst working in Australian coastal waters.
Right to just and favourable
conditions of work
2.168
The right to work and rights in work are protected by articles 6(1), 7
and 8(1)(a) of the International Covenant on Economic, Social and Cultural
Rights (ICESCR).[43]
2.169
The UN Committee on Economic, Social and Cultural Rights has stated that
the obligations of state parties to the ICESCR in relation to the right to work
include the obligation to ensure individuals their right to freely chosen or
accepted work, including the right not to be deprived of work unfairly,
allowing them to live in dignity. The right to work is understood as the right
to decent work providing an income that allows the worker to support themselves
and their family, and which provides safe and healthy conditions of work.
2.170
The right to work may be subject only to such limitations as are
determined by law and are compatible with the nature of the right, and solely
for the purpose of promoting the general welfare in a democratic society.
Compatibility of the measure with
the right to just and favourable conditions of work
2.171
The committee previously considered that to the extent that the bill may
expand the number of individuals working in Australian coastal waters on below
Australian award wages, the bill may limit the right to just and favourable
conditions of work.
2.172
The committee therefore sought the advice of the Minister for
Infrastructure and Regional Development as to the human rights compatibility of
the bill. The minister's response stated that it did not consider the right to
just and favourable conditions of work to be engaged by the measure.
2.173
In considering the minister's response, the committee noted that the
bill sought to reduce the barriers faced by foreign vessels in providing
Australian coastal shipping services. Those ships would be operating between
Australian ports and almost exclusively in Australian territorial waters. As
such, those ships would fall within Australia's jurisdiction for the purposes
of international human rights law.
2.174
The committee further noted that to the extent that the bill would
result in more individuals working on ships undertaking interstate trade within
Australia on less than Australian award wages, the bill would limit the right
to just and favourable conditions of work. The loss of Australian jobs and
their replacement by employees working on lower foreign wages is acknowledged
in the regulatory impact statement (RIS) attached to the explanatory memorandum
to the bill.[44]
2.175
However, there was no information in the response or statement of
compatibility to demonstrate that there are not other less rights restrictive
ways to achieve this objective. For example, the RIS explains that the
modelling undertaken for the cost-benefit analysis of the measures in the bill
did not include the cost of the potential loss of Australian seafarer jobs.[45]
2.176
Accordingly, the committee sought further information from the Minister
for Infrastructure and Regional Development as to whether the limitation on
just and favourable conditions of work is proportionate, in particular, with
reference to the economic benefits of the bill and the impact on Australian
jobs in the domestic shipping industry.
Minister's response
I note the Committee's assessment
that the Bill raises questions as to whether its measures are a justified
limitation on the right to just and favourable conditions of work.
While I note the further
questions raised in the report, I can only reiterate that the Australian
Government considered that the measures contained in the Bill were reasonable,
necessary and proportionate to achieving the legitimate objective of ensuring
efficient and reliable coastal shipping services as part of the national
economy.
The Bill would have resulted in
significant positive impacts across the Australian economy. With regards to
Australian jobs specifically, a more competitive and efficient coastal shipping
industry as a result of the Bill would have led to more jobs in the whole
economy, as well as in the on‑shore maritime industry specifically.
In addition, a cost benefit
analysis commissioned by the Department of Infrastructure and Regional
Development measured the impact of the proposed reforms as being an economic
benefit of $667.4 million over a 20 year period. The economic benefits
therefore justify the measures contained in the Bill. Unfortunately, however,
the Bill was defeated in the Senate in November 2015.[46]
Committee response
2.177
The committee thanks the Minister for Infrastructure and Transport
for his response.
2.178
The minister's response states that 'a more competitive and efficient
coastal shipping industry... would have led to more jobs in the whole economy, as
well as in the on‑shore maritime industry specifically', and refers to
overall benefits highlighted by economic modelling commissioned by the
Department of Infrastructure and Regional Development. However, the quantum of
jobs created in the economy as a whole is not specifically explained in the
minister's response.
2.179
Moreover, the response refers to the impact of the proposed reforms as
being an economic benefit of $667.4 million over a 20 year period. However, as
the committee previously noted, this modelling specifically excluded the cost
of the potential loss of Australian seafarer jobs and so it is not possible to
unequivocally conclude that the bill would have a net positive impact overall.[47]
2.180
The economic benefits of the bill are an important component of an
assessment of the proportionality of the bill, that is, the value to be created
as a consequence of limiting the right to just and favourable conditions of
work for those engaged in domestic shipping.
2.181
In addition, it is necessary to consider whether there are any
alternative options available to the government that would produce comparable
economic benefits without the loss of Australian seafarer jobs. This would be a
least rights restrictive approach for the purposes of international human
rights law. The minister has not provided further information in this respect.
2.182
Accordingly, the committee's assessment of the 12-month permit
system for access to Australian coastal shipping by foreign flagged vessels
against articles 6(1), 7 and 8(1)(a) of the International Covenant on Economic,
Social and Cultural Rights (right to just and favourable conditions of work) is
that the minister's response does not sufficiently justify the measure for the
purposes of international human rights law and the measure may be incompatible
with Australia's obligations under international human rights law.
Social Services Legislation Amendment (Family Payments Structural Reform
and Participation Measures) Bill 2015
Portfolio:
Social Services
Introduced: House
of Representatives, 21 October 2015
Purpose
2.183
The Social Services Legislation Amendment (Family Payments Structural
Reform and Participation Measures) Bill 2015 (the bill) sought to amend the A
New Tax System (Family Assistance) Act 1999 to:
-
increase family tax benefit (FTB) Part A fortnightly rates by
$10.08 for each FTB child in the family up to 19 years of age;
-
restructure FTB Part B by increasing the standard rate by
$1000.10 per year for families with a youngest child aged under one;
introducing a reduced rate of $1000.10 per year for single parent families with
a youngest child aged 13 to 16 years of age and extending the rate to
couple grandparents with an FTB child in this age range; and removing the
benefit for couple families (other than grandparents) with a youngest child 13
years of age or over; and
-
phase out the FTB Part A and Part B supplements.
2.184
The bill also sought to amend the Social Security Act 1991 to
increase certain youth allowance and disability support pension fortnightly
rates by approximately $10.44 for recipients under 18 years of age.
2.185
Measures raising human rights concerns or issues are set out below.
Background
2.186
Similar amendments to the FTB Part B reforms in the bill were previously
introduced in the Social Services and Other Legislation Amendment (2014 Budget
Measures No. 2) Bill 2014, which the committee considered in its Ninth
Report of the 44th Parliament and Twelfth Report of the 44th
Parliament.[48]
2.187
The committee previously considered the bill in its Thirtieth Report
of the 44th Parliament (previous report), and requested
further information from the Minister for Social Services as to its
compatibility with the right to social security and right to an adequate
standard of living.[49]
2.188
The bill passed both Houses of Parliament on 30 November 2015 and
received Royal Assent on 11 December 2015, becoming the Social Services
Legislation Amendment (Family Payments Structural Reform and Participation
Measures) Act 2015 (the Act).
2.189
The Act as passed included a number of amendments to the original bill.
These amendments include removing Schedule 3 of the bill, which would have
phased out FTB supplements; as well as removing Schedule 1 (relating to payment
rates) and certain sections of Schedule 2 (relating to the eligibility for
increased and reduced rates of FTB Part B).
Reduced rate of Family Tax Benefit Part B
2.190
Schedule 2 of the Act reduces the rate payable of FTB Part B for single
parent families with a youngest child aged 13 to 16 to $1000.10 per year
(currently $2737.50) and would remove FTB Part B for couple families (other
than grandparents) with a youngest child aged 13 or over.
2.191
The committee previously considered that these changes to FTB Part B engage
and limit the right to social security and right to an adequate standard of
living.
Right to social security
2.192
The right to social security is protected by article 9 of the International
Covenant on Economic, Social and Cultural Rights (ICESCR). This right
recognises the importance of adequate social benefits in reducing the effects
of poverty and plays an important role in realising many other economic, social
and cultural rights, particularly the right to an adequate standard of living
and the right to health.
2.193
Access to social security is required when a person has no other income
and has insufficient means to support themselves and their dependents.
Enjoyment of the right requires that sustainable social support schemes are:
-
available to people in need;
-
adequate to support an adequate standard of living and health
care;
-
accessible (providing universal coverage without discrimination
and qualifying and withdrawal conditions that are lawful, reasonable,
proportionate and transparent; and
-
affordable (where contributions are required).
2.194
Under article 2(1) of the ICESCR, Australia has certain obligations in
relation to the right to social security. These include:
-
the immediate obligation to satisfy certain minimum aspects of
the right;
-
the obligation not to unjustifiably take any backwards steps that
might affect the right;
-
the obligation to ensure the right is made available in a
non-discriminatory way; and
-
the obligation to take reasonable measures within its available
resources to progressively secure broader enjoyment of the right.
2.195
Specific situations which are recognised as engaging a person's right to
social security, include health care and sickness; old age; unemployment and
workplace injury; family and child support; paid maternity leave; and
disability support.
Compatibility of the measure with
the right to social security
2.196
The statement of compatibility acknowledged that the measures engage the
right to social security.
2.197
The committee noted in its previous report that while ensuring the
sustainability of the social security scheme is likely to be a legitimate
objective for the purposes of international human rights law, a legitimate
objective must be supported by a reasoned and evidence-based explanation.
2.198
To be capable of justifying a proposed limitation of human rights, a
legitimate objective must address a pressing or substantial concern and not
simply seek an outcome regarded as desirable or convenient. No information is
provided in the statement of compatibility as to why the reforms are necessary
from a fiscal perspective or how the proposed measure will ensure the
sustainability of the social welfare scheme.
2.199
In terms of the proportionality of the measure, no information is
provided as to the impact of these changes on families and how those families
will meet their living expenses with the reduced rates of FTB Part B or how the
measures have been targeted to avoid undue economic hardship. No information is
provided as to why the changes to FTB Part B are structured around the age of
the child and not the income of the family. Accordingly, no information is
provided as to how the measure is the least rights restrictive way of achieving
a legitimate objective.
2.200
The committee's usual expectation where a limitation on a right is
proposed is that the statement of compatibility provide an assessment of
whether the limitation is reasonable, necessary, and proportionate to achieving
a legitimate objective. The committee notes that to demonstrate that a
limitation is permissible, legislation proponents must provide reasoned and
evidence-based explanations of why the measures are necessary in pursuit of a
legitimate objective.
2.201
The committee therefore sought the advice of the Minister for Social
Services as to whether the proposed changes are aimed at achieving a legitimate
objective; whether there is a rational connection between the limitation and
that objective; and whether the limitation is a reasonable and proportionate
measure for the achievement of that objective.
Right to an adequate
standard of living
2.202
The right to an adequate standard of living is guaranteed by article
11(1) of the ICESCR, and requires state parties to take steps to ensure the
availability, adequacy and accessibility of food, clothing, water and housing
for all people in Australia.
2.203
In respect of the right to an adequate standard of living, article 2(1)
of the ICESCR also imposes on Australia the obligations listed above in
relation to the right to social security.
Compatibility of the measure with
the right to an adequate standard of living
2.204
For some low income families receipt of FTB Part B may be important in
realising an adequate standard of living. The measure, in reducing (or
removing) FTB Part B for families with the youngest child aged 13 to 16, may
engage and limit the right to an adequate standard of living.
2.205
The statement of compatibility did not specifically address how the
measures are compatible with the right to an adequate standard of living.
2.206
The committee's usual expectation where a measure may limit a human
right is that the accompanying statement of compatibility provide a reasoned
and evidence-based explanation of how the measure supports a legitimate
objective for the purposes of international human rights law.
2.207
The committee therefore sought the advice of the Minister for Social
Service as to whether the proposed changes are aimed at achieving a legitimate
objective; whether there is a rational connection between the limitation and
that objective; and whether the limitation is a reasonable and proportionate
measure for the achievement of that objective.
Removal of family tax benefit supplements
2.208
Schedule 3 of the bill would phase out the FTB Part A supplement by
reducing it to $602.25 a year from 1 July 2016 and to $302.95 a year from
1 July 2017, before withdrawing it entirely from 1 July 2018. The FTB
Part B supplement will be reduced to $302.95 a year from 1 July 2016 and to
$153.30 a year from 1 July 2017, before also being withdrawn from 1 July 2018.
2.209
The FTB Part A and B supplements are components of the rate of family
tax benefit, and are added into the rate after the end of the relevant income
year when certain conditions are satisfied.
2.210
The committee previously considered that the removal of family tax
benefit supplements engages and limits the right to social security and right
to an adequate standard of living.
Right to social security
2.211
The right to social security is contained within article 9 of the ICESCR.
More information is set out above at paragraphs [2.192] to [2.195].
Compatibility of the measure with
the right to social security
2.212
The statement of compatibility noted that the measure engages the right
to social security and explained that the measures are nevertheless justified.
2.213
However, as noted above in relation to Schedule 2 of the bill, while
ensuring the sustainability of the social security scheme is likely to be a
legitimate objective for the purposes of international human rights law, a
legitimate objective must be supported by a reasoned and evidence-based
explanation. No information is provided in the statement of compatibility as to
why the reforms are necessary from a fiscal perspective or how the proposed
measure will ensure the sustainability of the social welfare scheme.
2.214
In terms of proportionality the statement of compatibility notes that:
Families affected by this measure are still eligible to
receive fortnightly payments of family tax benefit to assist with the costs of
raising children.[50]
2.215
While the continued availability of family tax benefit will be important
for many families, this does not explain why removing the family tax benefit
supplement for all families (regardless of income) is proportionate.
2.216
The committee therefore sought the advice of the Minister for Social
Services as to whether the proposed changes are aimed at achieving a legitimate
objective; whether there is a rational connection between the limitation and
that objective; and whether the limitation is a reasonable and proportionate
measure for the achievement of that objective.
Right to an adequate standard of
living
2.217
The right to an adequate standard of living is contained within article
11(1) of the ICESCR. More information is set out above at paragraphs [2.202] to
[2.203].
Compatibility of the measure with
the right to an adequate standard of living
2.218
The statement of compatibility explained that the measure engages the
right to an adequate standard living, but does not specifically address how the
measure is compatible with that right.
2.219
The committee therefore sought the advice of the Minister for Social
Services as to whether the proposed changes are aimed at achieving a legitimate
objective; whether there is a rational connection between the limitation and that
objective; and whether the limitation is a reasonable and proportionate measure
for the achievement of that objective.
Minister's response
The Committee requested clarification on three aspects of the
measures proposed in the Bill. Please find below the requested details.
Whether there is reasoning or evidence that establishes
that the stated objective addresses a pressing or substantial concern or
whether the proposed changes are otherwise aimed at achieving a legitimate
objective.
The objective of the family payment reform measures is to
ensure that the family payments system remains sustainable in the long term.
The United Nations Committee on Economic. Cultural and Social Rights recognises
that a social security scheme should be sustainable, and that the conditions
for benefits must be reasonable and proportionate.
The Australian income support system relies more heavily on
income testing and directs a higher share of benefits to lower-income groups
than any other country in the Organisation for Economic Cooperation and
Development (OECD).
As a result, Australia has one of the most targeted and
efficient systems of social security benefits of any OECD country. Australia
gives over 12 times more in transfer payments to the poorest fifth of
households than to the wealthiest fifth of households (see insidestory.org.au/how-fair-is-australias-welfare-state).
As outlined in the McClure review, despite this highly
effective targeting, demographic changes are expected to place pressure on the
budget, meaning it is important to ensure that costs are constrained.
Similarly, the report notes there is also an opportunity to contribute to
economic growth through measures that promote greater levels of participation
and improved labour force productivity.
The need to constrain costs is supported by analysis of the
2015-16 Budget by Dr Shane Oliver, the Chief Economist of AMP Capital. This
analysis highlighted that government spending increased rapidly between 2006-07
and 2008-09 and has not been unwound, meaning that current government spending
was exceeding revenue. Without corrective action, this situation will impact
the ability of the economy to respond to any future downturns or to withstand
the impacts of demographic shifts that are expected to create further pressure
on government spending (see www.ampcapital.com/olivers-insights/may-2015/the-2015-16-australian-budget).
Whether there is a rational connection between the
limitation and the objective
While overall spending on social welfare continues to
increase as a share of Gross Domestic Product (GDP), Australia still spends
comparably less than the OECD average, largely as a result of this targeted
approach. Australian spending on social welfare increased from 10.2 per cent of
GDP in 1980 to 19 per cent in 2014, compared to the OECD average of 15.4 per in
1980 and 21.6 per cent in 2014.
However, when considering just family assistance payments,
Australian spending has been consistently above the OECD average as a share of
GDP.
This increasing share can also be seen in the composition of
social spending from 1980 to 2009. As a share of GDP, government spending on
family assistance in Australia has tripled from 0.9 per cent in in 1980 to 2. 7
per cent in 2012, the most recent year for which comparable data is available
(see OECD social expenditure database stats.oecd.org).
The number of families who receive Family Tax Benefit has
declined over time, down from 1.72 million in 2010-11 to 1.62 million in
2012-13. Despite this decline in the number of recipients, the cost continues
to rise with expenditure increasing by almost a billion dollars over the last
three financial years for which data is available, up from $18.9 billion in
2010-11 to $19.8 billion in 2012-13.
Whether the limitation is a reasonable and proportionate
measure for the achievement of that objective
The Australian Government supports families with the direct
costs of raising dependent children through Family Tax Benefit Part A or youth
income support payments, with a family's rate of assistance determined by
family income. These payments have the primary objective to ensure that all
children have access to a basic acceptable standard of living.
Family assistance provides additional support to families
with one main income through Family Tax Benefit Part B to recognise and support
the role of parents and other carers as carers and members of the workforce.
The design of Family Tax Benefit Part B has a workforce participation focus and
is not based on a family income test, but a primary earner and a secondary
earner income test.
The level of financial support provided by Family Tax Benefit
Part B is higher for families with a youngest child aged four and under in
recognition of the higher need for parental provision of direct care of
children, and reduced when a youngest child turns five (moving into compulsory
education) and primary carers have a greater capacity to move into the
workforce or increase their workforce participation.
Where a youngest child has reached the age of 13, the
Government considers it appropriate to expect primary carers to engage in the
workforce, or increase their workforce participation. While this measure will
reduce a family's rate of family assistance once their youngest child turns 13,
this measure does not limit an individual's right to social security and they
will retain access to income support or social security payments for
themselves, and assistance for dependent children through Family Tax Benefit
Part A or youth income support payments. The proposed changes also acknowledge
that grandparent and single parent carers may have more difficulty increasing
workforce participation, and this is why these families would continue to
receive a level of assistance once the relevant children turn 13.
Under current rules, Family Tax Benefit customers need to
provide estimated annual income to receive their entitlement by fortnightly
instalment, with their actual entitlement determined after an entitlement year
through the reconciliation process. The Family Tax Benefit supplements were
announced in 2004 (when there was a budget surplus of over $13 billion) in
response to high levels of reconciliation debt experienced by the Family Tax
Benefit population. This debt was often due to families not being able to
accurately predict changes in income or changes in circumstances such as a
return to work. In comparison, individuals in receipt of income support have
their entitlement determined on base year parental income (verified income from
a previous financial year) and fortnightly personal income. The phasing out of
the Family Tax Benefit supplements recognises that the Government's investment
in service delivery reform such as Single Touch Payroll will provide real time
verification of a customer's income, which ·will improve the accuracy of income
reporting and negate the need for an end-of-year reconciliation process for
Family Tax Benefit and the supplements to offset the risk of debt.
The proposal reduces the annual Family Tax Benefit Part A
package available to a family but increases the level of indexed fortnightly
assistance, ensuring that families will not experience a reduction in
fortnightly assistance and will continue to be able to meet the day-to-day
costs of raising their children.
In the context of ensuring the long-term sustainability of
the family payments system in the current budget position, the changes proposed
are both reasonable and proportionate measures.[51]
Committee response
2.220
The committee thanks the Minister for Social Services for his
response.
2.221
The committee notes that the Act as passed does not phase out the FTB
supplements as proposed in the original bill. However, the supplementary
explanatory memorandum explains that this measure will be reintroduced in a
separate bill. The committee has therefore continued to assess the measure's
compatibility with international human rights law.
2.222
The committee considers that the minister has demonstrated that the
measures pursue the legitimate objective of ensuring the long term
sustainability of the family payments system. The committee notes the
minister's advice that as a result of the changes families will not experience
a reduction in fortnightly assistance and will continue to be able to meet the
day-to-day costs of raising their children. On the basis of this advice the
committee considers that the measures are likely to be both rationally
connected and proportionate to their stated objective.
2.223
The committee's assessment against article 9 and article 11(1) of
the International Covenant on Economic, Social and Cultural Rights (right to
social security and right to an adequate standard of living) of the reduced
rate of Family Tax Benefit Part B and removal of Family Tax Benefit supplements
is that the measures are likely to be compatible with international human
rights law.
Social Services Legislation Amendment (Miscellaneous Measures) Bill 2015
Portfolio:
Social Services
Introduced:
House of Representatives, 2 December 2015
Purpose
2.224
The Social Services Legislation Amendment (Miscellaneous Measures) Bill
2015 (the bill) seeks to amend the Social Security Act 1991 (SS Act) and
the A New Tax System (Family Assistance) (Administration) Act 1999. In
particular, the bill would:
-
provide that people serving an income maintenance period for a
mainstream payment, such as Newstart allowance, cannot access a special benefit
during that period;
-
align reconciliation times for Family Tax Benefit recipients;
-
set full-time study requirements for Youth Allowance (student)
and Austudy payments;
-
amend the definition of new apprentice in the SS Act so that the
requirements for the definition can be determined by the minister; and
-
exempt from the Austudy assets test people with a partner
receiving a relevant pension, benefit, allowance or compensation.
2.225
Measures raising human rights concerns or issues are set out below.
Background
2.226
The committee previously considered the bill in its Thirty-third
Report of the 44th Parliament (previous report) and requested further
information from the Minister for Social Services as to the compatibility of
the bill with the right to social security and right to education.[52]
2.227
The bill was referred to the Senate Community Affairs Legislation
Committee on 4 February 2016, which tabled its report on 10 March 2016.
Study requirements for Youth Allowance (student) or Austudy
2.228
Schedule 3 of the bill seeks to amend the SS Act to provide that in
assessing a full-time study load for Youth Allowance (student) or Austudy, two
or more courses of education for a person cannot be aggregated to satisfy the
undertaking full-time study requirement.
2.229
The amendments will affect certain individuals' access to a social
security payment which they are currently receiving and as such the measure
engages the right to social security. The receipt of social security is an
important resource to enable students to complete their education and,
accordingly, the measure also engages the right to education.
Right to social security
2.230
The right to social security is protected by article 9 of the
International Covenant on Economic, Social and Cultural Rights (ICESCR). This
right recognises the importance of adequate social benefits in reducing the
effects of poverty and plays an important role in realising many other
economic, social and cultural rights, particularly the right to an adequate
standard of living and the right to health.
2.231
Access to social security is required when a person has no other income
and has insufficient means to support themselves and their dependents.
Enjoyment of the right requires that sustainable social support schemes are:
-
available to people in need;
-
adequate to support an adequate standard of living and health
care;
-
accessible (providing universal coverage without discrimination
and qualifying and withdrawal conditions that are lawful, reasonable,
proportionate and transparent; and
-
affordable (where contributions are required).
2.232
Specific situations which are recognised as engaging a person's right to
social security, include health care and sickness; old age; unemployment and
workplace injury; family and child support; paid maternity leave; and
disability support. The Australian government has highlighted its
comprehensive system of social security, including payments and services to
students, as part of its efforts to realise the right to social security as
part of its Universal Periodic Reviews in 2011 and 2015.[53]
Right to education
2.233
The right to education is guaranteed by article 13 of the ICESCR, under
which state parties recognise the right of everyone to education, and agree
that education shall be directed to the full development of the human
personality and sense of dignity, and shall strengthen the respect for human
rights and fundamental freedoms.
Compatibility of the measure with
the right to social security and the right to education
2.234
The statement of compatibility sets out the objective of the measures as
to 'achieve growth in skills, qualifications and productivity through providing
income support to students to assist them to undertake further education and
training'.[54]
2.235
To be capable of justifying a proposed limitation of human rights a
legitimate objective must address a pressing or substantial concern and not
simply seek an outcome regarded as desirable or convenient. The statement of
compatibility does not set out reasons or evidence why the objective identified
is a pressing or substantial concern.
2.236
Moreover, it must be demonstrated that the limitation imposed by the
legislation is rationally connected to the objective being pursued. It is not
explained in the statement of compatibility how these amendments will support
the growth in skills, qualifications and productivity.
2.237
In terms of proportionality, the committee previously considered that it
is not clear, on the basis of the information provided, why it is necessary for
the achievement of growth in skills, qualifications and productivity that
multiple part‑time courses cannot be aggregated to enable eligibility for
Youth Allowance (student) and Austudy. Nor is it clear why the imposition of
this limitation is reasonable or proportionate, or whether other less rights
restrictive ways to achieve the stated objective are available.
2.238
The committee therefore sought the advice of the Minister for Social
Services as to whether the proposed changes are aimed at achieving a legitimate
objective; whether there is a rational connection between the limitation and
that objective; and whether the limitation is a reasonable and proportionate
measure for the achievement of that objective.
Minister's response
Right to social security
This measure engages the right to social security under
article 2(1) of the International Covenant on Economic, Social and Cultural
Rights (ICESCR) by restricting the make-up of a full-time study workload to a
single course or courses that are offered together under a formal arrangement
by the relevant tertiary institution as one course of study.
The intent of the requirement that a student be undertaking a
full-time study workload in order to qualify for student income support (Youth
Allowance (student) or Austudy) is to ensure government support is provided to
the recipient for a standard duration of time that will allow them to complete
their course of education and enter the workforce. Under article 4 of the
ICES[C]R, economic, social and cultural rights may be subject to only such
limitations that are compatible with the nature of those rights and solely for
the purpose of promoting the general welfare in a democratic society. The
targeting of social security payments to those who are in need is an important
element in the sustainability of Australia's welfare system.
Social security assistance is available to full-time students
subject to their completing their course within a standard duration determined
by the full‑time workload. Income support for students is not available
to those who are undertaking a part-time study workload as they have the
capacity to self-support by taking up paid work opportunities in addition to
their study. Should a student choose to enter into two or more part-time
courses of study, which may be in unrelated or non-complementary areas, they
will not complete their study within a standard full-time study timeframe
(three or four years) and study may go on for an extended period.
To the extent that this measure may limit the right [to]
social security, this limitation is reasonable and proportionate to the
Government's objective of targeting social security assistance for students to
those who are undertaking a specific course of study, for a limited period of
time, in order to obtain specific skills and qualifications and enter the
workforce.
The right to education
Article 13 of the ICESCR guarantees the right to education.
This measure does not limit a person's right to education "for the full
development of human personality and sense of dignity" as described in
article 13 of the ICESCR. However it does place a limitation on a student's
access to social security, beyond the acquisition of skills and qualifications
in a reasonable timeframe that will enable them to enter the workforce.
This measure does not place a limitation on people
undertaking combined courses where a formal arrangement exists to offer the
course as one course of study, with two qualifications/awards (for example, a
combined Bachelor of Commerce/Bachelor of Finance or dual/double degrees),
which have related/complementary subjects and hence provide formal
qualifications that enhance a person's employment and career prospects.
The proposed amendments affirm the objective of government
income support for students, which is to support people undertaking full-time
study in a course that will provide them with a qualification within the
standard duration of a course. Income support for tertiary students is designed
to support their right to education to the extent that it allows them to gain
formal qualifications to be able to enter the workforce.
The proposed changes are
reasonable and proportionate for the achievement of the objective
The proposed changes preclude financial support to students
that are studying in such a manner that they will not gain formal
qualifications from their part-time courses within the allowable time for one
of the courses.
The proposed changes are proportionate and will only affect a
small number of students enrolled part-time in more than one course. Under the
'allowable time' rules, a student is only eligible to receive student payments
for the standard full-time duration of their course, plus an additional
semester or a year depending on the length of the course units. For example, a
student undertaking a three-year Bachelor level course may be eligible to
receive Austudy payments for a maximum period of three and a half years, based
on a course with units of six months in length.
The limitation that this Bill seeks to apply is reasonable
and proportionate for encouraging students seeking income support to configure
their studies to qualify them for employment in their chosen field within a
reasonable timeframe.[55]
Committee response
2.239
The committee thanks the Minister for Social Services for his
response.
2.240
The explanatory memorandum states that the bill merely introduces minor
'housekeeping' amendments, and that there is no financial impact from the bill.[56]
2.241
However, the minister's response states that the 'targeting of social
security payments to those who are in need is an important element in the
sustainability of Australia's welfare system'.[57]
The minister has previously highlighted the government's current commitment to
making a number of fiscal savings measures for budgetary reasons.[58]
2.242
The committee has consistently recognised that under international human
rights law budgetary constraints are capable of providing a legitimate
objective for the purpose of justifying reductions in government support that
impact on economic, social and cultural rights.[59]
2.243
The minister has not advanced this position as the objective of the
measures, despite alluding to the desired sustainability of the welfare system.
However, as the bill appears to promote savings, it is likely to pursue a
legitimate objective for the purposes of international human rights law in
light of these considerations.
2.244
The committee further notes the minister's advice that only a small
number of students will be affected by the measure, and that the continued
provision of Austudy payments to students undertaking a full-time course
ensures an adequate safety net for the majority of students. The committee
therefore considers that the measure is likely to be proportionate.
2.245
The committee's assessment of the revised study requirements for
Youth Allowance (student) and Austudy against articles 9 and 13 of the
International Covenant on Economic, Social and Cultural Rights (right to social
security and right to education) is that the measure may be compatible with
international human rights law.
Social Services Legislation Amendment (No Jab, No Pay) Act 2015
Portfolio: Social Services
Introduced:
House of Representatives, 16 September 2015
Purpose
2.246
The Social Services Legislation Amendment (No Jab, No Pay) Bill 2015
(the bill) sought to amend the A New Tax System (Family Assistance) Act
1999 to provide that child care benefit, child care rebate and the Family
Tax Benefit Part A supplement will only be payable where a child fully meets
the immunisation requirements.
Background
2.247
The committee previously considered the bill in its Twenty-ninth Report
of the 44th Parliament (previous report) and requested further information
from the Minister for Social Services as to the compatibility of the bill with
the right to freedom of thought, conscience and religion.[60]
2.248
The bill was referred to the Senate Community Affairs Legislation
Committee on 17 September 2015, which tabled its report on 11 November 2015.
2.249
The bill passed both Houses of Parliament on 23 November 2015 and
received Royal Assent on 26 November 2015, becoming the Social Services
Legislation Amendment (No Jab, No Pay) Act 2015 (the Act).
2.250
Measures raising human rights concerns or issues are set out below.
No exception for religious or conscientious objections
2.251
Prior to enactment, the A New Tax System (Family Assistance) Act 1999
provided that certain family assistance payments were conditional on
meeting the childhood immunisation requirements for children at all ages.
However, an exception existed where the child's parent had declared in writing
that he or she has a conscientious objection to the child being immunised. A
conscientious objection was defined as follows:
An individual has a conscientious objection to a child being
immunised if the individual's objection is based on a personal, philosophical,
religious or medical belief involving a conviction that vaccination under the
latest edition of the standard vaccination schedule should not take place.[61]
2.252
The Act repealed this exception meaning that certain family assistance
payments are only payable in relation to a child that has been immunised (unless
there is a medical contradiction to immunisation or immunisation is unnecessary
as the child has developed a natural immunity). There is no longer an exception
where the parent objected to immunisation based on their religious or personal
beliefs.
2.253
The committee considered in its previous analysis that the removal of
the exemption for conscientious objectors engaged and may limit the right to
freedom of thought, conscience and religion.
Right to freedom of thought,
conscience and religion
2.254
Article 18 of the International Covenant on Civil and Political Rights
(ICCPR) protects the rights of all persons to think freely, and to entertain
ideas and hold positions based on conscientious or religious or other beliefs.
Subject to certain limitations, persons also have the right to demonstrate or
manifest religious or other beliefs, by way of worship, observance, practice
and teaching. The right includes the right to have no religion or to have
non-religious beliefs protected.
2.255
The right to hold a religious or other belief or opinion is an absolute
right. However, the right to exercise one's belief can be limited given its
potential impact on others. The right can be limited as long as it can be
demonstrated that the limitation is reasonable and proportionate and is
necessary to protect public safety, order, health or morals or the rights of
others.
Compatibility of the measure with
the right to freedom of thought, conscience and religion
2.256
The statement of compatibility acknowledged that the right to freedom of
thought, conscience and religion is engaged by this measure as families will no
longer be eligible to receive certain levels of family assistance where they
have a conscientious or religious belief that prevents them from immunising
their children. However, it noted that article 18 of the ICCPR permits
limitations on the right if necessary to protect public health or the
fundamental rights and freedoms of others.
2.257
The statement of compatibility also stated that the purpose of the bill was
to 'encourage parents to immunise their children' and noted that in so doing
the bill promoted the right to health as vaccination is recognised to be the
most effective method of preventing infectious diseases and providing
protection to both the vaccinated individuals and the wider community.[62]
2.258
The committee agreed that the objective of the bill, in encouraging
parents to immunise their children and thereby prevent the spread of infectious
diseases is a legitimate objective for the purposes of international human
rights law.
2.259
However, no information was provided to explain whether the measures
would be likely to be effective in achieving the objective of encouraging
vaccination. It was not clear to the committee whether these particular
measures which result in certain family assistance payments being withheld
would be likely to encourage persons with strongly held objections to vaccinate
their child.
2.260
In addition, little information was provided in the statement of
compatibility as to whether there were any less rights restrictive options
available to achieve the bill's objective. No information was given as to
whether other less restrictive options had been explored.
2.261
The committee therefore sought the advice of the Minister for Social
Services as to how the measures in the bill were rationally connected with the
stated objective, and why the limitation was a reasonable and proportionate
measure for the achievement of that objective.
Minister's response
Thank you for your letter of 13 October 2015 on behalf of the
Parliamentary Joint Committee on Human Rights regarding the human rights
compatibility of the Social Services Legislation Amendment (No Jab, No Pay)
Bill 2015. I appreciate the time you have taken to bring this matter to my
attention.
In your letter you raise an assertion that the removal of the
'conscientious objector' exemption to the immunisation requirements may engage
and limit the human right to freedom of thought, conscience and religion. You
note that the statement of compatibility which accompanies the Social Services
Legislation Amendment (No Jab, No Pay) Bill 2015 does not provide information
on whether there is a rational connection between this possible limitation and
the objective of encouraging immunisation and thereby preventing the spread of
infectious diseases.
The rationale of the changes made by the Social Services
Legislation Amendment (No Jab, No Pay) Bill 2015 is to effect practical changes
that reflect the Australian Government's policy position that immunisation is
an important public health measure for children, their families and the
community. The aim of this policy is to further increase immunisation rates in
the Australian community and therefore increase the right to health of the
overwhelming majority of individual Australians by providing high community
rates of immunisation against infectious diseases. This new policy will strengthen
the definition relating to conscientious objection and introduce a link between
vaccination and some welfare benefits, as a mechanism designed to reinforce the
importance of immunisation as a matter of public education and increase rates
of vaccination to enhance the protection of public health. These outcomes are
sought to be achieved by providing a level of encouragement and incentive for
families to more thoroughly inform themselves about the importance of
immunising their children and then pursue the course of action to immunise
their children.
The Government recognises that parents have the right to
decide not to vaccinate their children. Nothing in the present policy approach
prevents such a decision being made, however, if they make such a decision as
an objector to vaccinations, their decision will mean they are no longer
eligible for some government financial assistance. Importantly, an individual
is not prohibited from maintaining their vaccination objection; although they
will not receive some family assistance they may otherwise receive. For
example, the Family Tax Benefit Part A supplement is currently $726 per year. This
is a relatively small financial cost to the vaccination objectors family,
particularly when compared to the cost that the spread of crippling,
debilitating and deadly diseases has on our health system and community and
particularly when it is noted this is public tax-payer funded welfare money.
The financial consequences of losing access to Child Care
Benefit and Child Care Rebate are not insubstantial, however, this is a
proportionate policy reasonably matched to the purpose of ensuring the highest
possible immunisation rates at the country's child care and early learning
centres.
Additionally, you have asked that I advise whether this
possible limitation to the human right to freedom of thought, conscience and
religion is reasonable and proportionate for the achievement of the objective
of encouraging vaccination, in particular that it is the least right
restrictive approach to achieving the aim of this new policy. As noted above,
there is no limitation whatsoever on freedom of thought or conscience, rather the
Government has determined to no longer allocate taxpayer funded welfare
payments to reward freely made decisions that diminish public health outcomes.
Further, it should be noted that article 18(3) of the
International Covenant on Civil and Political Rights states that a freedom to
manifest religion or beliefs may be limited by law when it is necessary to
protect public safety and the health of others. It is the Government's view
that when an individual decides not to vaccinate their child they are putting
their child and the community at risk of infectious diseases. Following these
changes, the only exemptions will be those on medical grounds i.e. where the
child is unable to be vaccinated or unable to benefit from vaccination.
The Government has previously introduced policy which has
improved immunisation coverage in Australia, for example through the initial
linkages between immunisation and family assistance payments. However, allowing
vaccination objectors to be exempt from these requirements has allowed an
increase in vaccination objectors from 0.23 per cent of the population in 1999,
to 1.77 per cent in 2014. This suggests that this exemption is encouraging a
section of the population to avoid the vaccine requirement.
Additionally, successive governments have placed mutual
obligations on recipients of social security payments. The rationale for this
is that mutual obligation encourages behaviours beneficial to individuals and
the broader community. For example, in order to receive Family Tax Benefit for teenagers
aged between 16 and 19 years, they must be enrolled in full-time secondary
study. This is to encourage teenagers to stay in school and obtain their Year
12 Certificate, as evidence shows that those teenagers who finish their
education or get a trade are better off in the long term.
The overwhelming body of medical and scientific evidence
supports the promotion of vaccination for the prevention of potentially
crippling, debilitating and deadly diseases. By allowing the continuation of an
exemption from immunisation as a vaccination objector, the Government would
contradict its position that immunisation is an important public health policy.
The choice not to vaccinate on the grounds of vaccination objection is neither
supported by public health policy nor medical research. It is therefore
important that these views, which put others' right to health at risk, should
not be encouraged or accepted by Government.
It is my view that the Social Services Legislation Amendment
(No Jab, No Pay) Bill 2015 is compatible with human rights because it advances
the protection of the right to physical health, and to the extent that it may
also limit human rights, those limitations are reasonable, necessary and proportionate.[63]
Committee response
2.262
The committee thanks the Minister for Social Services for his
response.
2.263
As the minister notes, article 18(3) of the ICCPR provides that a
freedom to manifest religion or beliefs may be limited by law when it is necessary
to protect public safety and the health of others. The committee agrees that
medical research makes it clear that immunisation has important public health
and safety benefits for all individuals in a community. The committee
reiterates its view that the objective of the Act, in encouraging parents to
immunise their children and thereby prevent the spread of infectious diseases
is a legitimate objective for the purposes of international human rights law.
2.264
The minister has provided evidence indicating that allowing vaccination
objectors to be exempt from immunisation requirements has led to an increase in
vaccination objectors from 0.23 per cent of the population in 1999 to 1.77 per
cent in 2014. While direct causality is difficult to determine, the committee
agrees that it is likely that the exemption encourages a section of the
population to avoid the vaccine requirement. If this is true, then repealing
the conscientious objectors exemption will likely improve vaccination rates.
2.265
While the evidence is not completely clear, the committee considers that
withholding family assistance payments is likely to assist in increasing the
vaccination rate. As such, the measures in the Act are rationally connected to
the objective of the Act.
2.266
In terms of proportionality, the minister did not indicate whether less
rights restrictive options, such as education or awareness campaigns informing
Australians of the importance of immunisation, had been considered. However,
the committee appreciates the minister's advice that retaining the
conscientious objector exemption weakens the government's position, supported
by the weight of public health policy and medical research, that immunisation
is vitally important for public health. For this reason, an education campaign,
while potentially valuable, may not lead to the same level of reduction in
vaccination objectors.
2.267 The
committee's assessment of the removal of the exemption for conscientious
objectors against article 18 of the International Covenant on Civil and
Political Rights (right to freedom of thought, conscience and religion) is that
the measures are compatible with international human rights law.
Aviation Transport Security (Prohibited Cargo—Yemen) Instrument 2015
[F2015L02056]
Aviation Transport Security (Prohibited Cargo—Somalia) Instrument 2015
[F2015L02057]
Aviation Transport Security (Prohibited Cargo—Egypt) Instrument 2015
[F2015L02058]
Aviation Transport Security (Prohibited Cargo—Bangladesh) Instrument 2015
[F2015L02072]
Aviation Transport Security (Prohibited Cargo—Syria) Instrument 2015
[F2015L02073]
Portfolio:
Infrastructure and Transport
Authorising
legislation: Aviation Transport Security Act 2004
Last day to disallow:
11 May 2016 (Senate)
Purpose
2.268
The above instruments prohibit aviation industry participants from
bringing cargo that has originated from, or that has transited through, the
listed countries into Australian territory.
2.269
Measures raising human rights concerns or issues are set out below.
Background
2.270
The committee previously considered the instruments in its Thirty-fifth
Report of the 44th Parliament (previous report), and requested
further information from the Minister for Infrastructure and Transport as to
their compatibility with the right to equality and non-discrimination.[64]
Prohibitions in relation to specified countries
2.271
The instruments relating to Yemen, Somalia and Syria provide a blanket
prohibition on bringing cargo into Australian territory that has originated
from, or has transited through these countries. The instruments relating to
Egypt and Bangladesh provide a limited range of exceptions to the prohibition.
The committee notes that the instruments apply to 'aviation industry
participants'. However, by prohibiting all or most cargo from Yemen, Somalia,
Bangladesh, Egypt and Syria from being brought into Australia, the instruments
may have a disproportionate effect on people living in Australia who are
originally from these countries as they will be unable to have goods sent to
them from these countries.
2.272
The committee considered in its previous report that the instruments
therefore engage and limit the right to equality and non‑discrimination.
Right to equality and
non-discrimination
2.273
The right to equality and non-discrimination is protected by articles 2,
16 and 26 of the International Covenant on Civil and Political Rights (ICCPR).
This right is set out above at paragraphs [2.150] to [2.152].
Compatibility of the measure with
the right to equality and non-discrimination
2.274
The statement of compatibility for each of the instruments stated that
the instruments do not engage any applicable rights or freedoms.
2.275
As outlined above at paragraph [2.271] the committee considered that, by
effectively precluding people in Australia from accessing goods from particular
countries by air, the instruments engage and may limit the right to equality
and non‑discrimination as there may be a disproportionate impact on
people based on their ethnicity.
2.276
The committee noted that it understands that these instruments are made
in good faith and with the intention of protecting Australia's national
security. However, discrimination under international law is broadly defined
and includes indirect discrimination which occurs where a rule or measure that
is neutral on its face disproportionately affects people with a particular
personal attribute. Measures that target particular countries and not others
may disproportionately affect people in Australia on the grounds of ethnicity.
In these instances, it is appropriate for the statement of compatibility to set
out briefly why the measure is justified in accordance with the committee's
analytical framework.
2.277
The committee therefore sought the advice of the Minister for
Infrastructure and Regional Development as to the objective to which the
proposed changes are aimed, and why they address a pressing and substantial
concern; the rational connection between the limitation on rights and that
objective; and reasons why the limitation is a reasonable and proportionate
measure for the achievement of that objective.
Minister's response
In December 2015, the then Deputy Prime Minister and Minister
for Infrastructure and Regional Development, the Hon Warren Truss MP, exercised
powers under Part 4, Division 6A of the Aviation Transport Security Act 2004
to prohibit air cargo originating from, or transiting through Yemen, Somalia,
Egypt, Bangladesh and Syria.
The prohibitions are a preventive security measure, based on
the Australian Government's understanding of the aviation security threat and
risk environments in these countries. In assessing the potential risks, the
Government has drawn on information from intelligence sources and international
partners.
The prohibitions on air cargo from Syria, Egypt, Yemen and
Somalia are commensurate with bans imposed by like-minded countries, including
the United States and Canada. The prohibition on air cargo from Bangladesh is
based on advice from the UK Department for Transport regarding poor aviation
security practices at Hazrat Shahjalal Airport in Dhaka in addition to
intelligence reporting of a specific terrorist threat relating to air cargo.
Although Australia does not have direct flights from any of
the countries subject to the restrictions, international air cargo arrangements
are complex, with cargo subject to trans-shipment and consolidation along the
supply chain. This means that high-risk air cargo originating from, or transiting
through, these countries could be transported to Australia.
The prohibitions apply to air cargo only. Cargo sent to third
countries by sea, rail, or land freight is not restricted and the measures do
not apply to passengers or their baggage. Consequently, people living in
Australia who are originally from the affected countries may continue to
receive goods from these countries via other transport means. I am advised that
a number of exporters are using these alternative arrangements to ship goods originating
from these countries to Australia.
The Government believes the action taken is a necessary
precautionary measure that addresses air cargo security risks without imposing
undue restrictions on the international movement of goods. The Government is
monitoring air cargo security developments closely and will review the
prohibitions as necessary.[65]
Committee response
2.278
The committee thanks the Minister for Infrastructure and Transport
for his response.
2.279
The committee considers that the measures pursue the legitimate
objective of protecting national security and that, based on the minister's
advice that he has drawn from intelligence, these measures are likely to be
rationally connected to their objective as the prohibitions will minimise the
risk of potential security breaches.
2.280
The committee also considers that the measures are likely to be
proportionate to their stated objective, as these restrictions do not apply to
passengers travelling by air, and affected persons are still able to receive
goods in Australia which were sent to third countries via other modes of
transport such as sea, rail or land freight. The committee further welcomes the
minister's advice that the government monitors air cargo security developments
closely and will review the prohibitions as necessary.
2.281
The committee's assessment of the prohibitions on importing goods
from specified countries via air cargo against articles 2 and 26 of the
International Covenant on Civil and Political Rights (the right to equality and
non-discrimination) is that the measures are compatible with international
human rights law.
Migration Regulations 1994—Specification of Required Medical Assessment—IMMI
15/119 [F2015L01747]
Portfolio:
Immigration and Border Protection
Authorising
legislation: Migration Regulations 1994
Last day to disallow: Exempt from disallowance
Purpose
2.282
The Migration Regulations 1994—Specification of Required Medical
Assessment—IMMI 15/119 (the instrument) prescribes classes of people who are
required to take medical assessments when entering Australia.
2.283
Measures raising human rights concerns or issues are set out below.
Background
2.284
The committee previously considered the instrument in its Thirty-second
Report of the 44th Parliament (previous report) and requested further
information from the Minister for Immigration and Border Protection as to the
compatibility of the instrument with the right to equality and
non-discrimination.[66]
Medical assessments for certain visa applicants
2.285
The instrument specifies that certain visa applicants are required to
take certain medical tests in order to satisfy decision makers that they meet
the health requirements for the visa for which they have applied.
2.286
The instrument alters the arrangements set by the previous instrument in
a number of ways, including moving from a 'three tiered' system, specifying
countries as 'low', 'medium' and 'high' risk, to a 'two tiered' system. Most
significantly, the instrument reduces the period of temporary stay for which a
medical assessment is generally not required from 12 to six months.[67]
2.287
The instrument would see more people who intend to spend between six and
12 months in Australia needing to undergo a medical assessment before they are
granted a visa. As a result, more people may have their applications rejected
on health grounds. The required medical tests may exclude individuals who have
a medical condition that is a disability for the purposes of international
human rights law.
2.288
The committee previously noted that as these changes widen the
circumstances in which persons with a disability may not be granted a visa, the
instrument engages the right to equality and non-discrimination for persons
with a disability, and the committee therefore required further information to
properly assess the impact of the instrument on this right.
2.289
The committee also noted that subjecting individuals to medical testing
would also engage and limit the right to privacy, but considered that in the
context of the visa application process this is likely to be a justifiable
limitation.
Right to equality and
non-discrimination (rights of persons with disabilities)
2.290
The right to equality and non-discrimination is protected by articles 2
and 26 of the International Covenant on Civil and Political Rights (ICCPR).
2.291
This is a fundamental human right that is essential to the protection
and respect of all human rights. It provides that everyone is entitled to enjoy
their rights without discrimination of any kind, and that all people are equal
before the law and entitled without discrimination to the equal and
non-discriminatory protection of the law.
2.292
The ICCPR defines 'discrimination' as a distinction based on a personal
attribute (for example, race, sex or on the basis of disability),[68]
which has either the purpose (called 'direct' discrimination), or the effect
(called 'indirect' discrimination), of adversely affecting human rights.[69]
The UN Human Rights Committee has explained indirect discrimination as 'a rule
or measure that is neutral on its face or without intent to discriminate',
which exclusively or disproportionately affects people with a particular personal
attribute.[70]
2.293
The Convention on the Rights of Persons with Disabilities (CRPD) further
describes the content of these rights, describing the specific elements that state
parties are required to take into account to ensure the right to equality
before the law for people with disabilities, on an equal basis with others.
2.294
Article 5 of the CRPD guarantees equality for all persons under and
before the law and the right to equal protection of the law. It expressly
prohibits all discrimination on the basis of disability.
Compatibility of the measure with
the right to equality and non-discrimination
2.295
The instrument is not accompanied by a statement of compatibility as the
instrument is not specifically required to have such a statement under section
9 of the Human Rights (Parliamentary Scrutiny) Act 2011 (the Act).
However, the committee's role under section 7 of the Act is to examine all
instruments for compatibility with human rights (including instruments that are
not required to have statements of compatibility).
2.296
The instrument widens the circumstances in which temporary visa
applicants may have the grant of a visa refused on health grounds. As persons
with a disability necessarily have pre-existing health conditions, they may be
disproportionately affected by this instrument. Indirect discrimination may
occur where a measure, irrespective of its intention, has a disproportionately
negative effect on a particular group in practice. However, under international
human rights law, this disproportionate effect may be justified, such that the
measure is compatible with the right to equality and non-discrimination.
2.297
The committee therefore sought the advice of the Minister for
Immigration and Border Protection as to the legitimate objective, rational
connection, and proportionality of the measure.
Minister's response
The Committee has sought comment regarding recent changes to
the health examinations that applicants for an Australian visa are required to
complete in order to determine whether they meet the immigration health
requirement.
These changes are aimed at achieving a legitimate
objective
Almost all applicants for a visa to Australia are required to
meet the health requirement in order to:
-
protect the Australian community
from public health risks (principally, active Tuberculosis - TB);
-
contain public expenditure on
health care and community services; and
-
safeguard access to health
services in short supply.
The Government applies a risk based approach to determine
which visa applicants must complete immigration health examinations. This
approach is known as the 'health matrix'. Health matrix settings are based on a
number of factors including, but not limited to, the applicant's country of
citizenship and its TB incidence rate, their intended activities in Australia
and their proposed length of stay. The health matrix settings are reviewed and
updated periodically.
A key focus of the health matrix is to ensure that
immigration screening arrangements remain appropriately targeted and that
Australia's low incidence of TB can be maintained. TB continues to be a serious
worldwide public health threat and is now the greatest killer worldwide due to
a single infectious agent. Australia has one of the lowest TB rates in the
world despite increasingly large numbers of migrants from affected countries.
The health matrix is important to the effectiveness of these processes.
Rational connection between the limitation and
objective
It is noted that the particular instrument referred to has
since been revoked, and replaced by instrument IMMI 15/144 [F2015L01826];
however, the replacing instrument has the same effect. The updates to the
health matrix are designed to:
-
more efficiently facilitate visa
grant for hundreds of thousands of temporary entrants on a yearly basis while
continuing to safeguard the Australian community from public health threats (in
particular, TB);
-
focus resources on higher risk
cohorts with stay durations of six months or more, rather than on higher
volume, shorter stay caseloads, such as Visitor visa holders, about whom
clinical advice indicates are considered less likely to present with active TB
while onshore; and
-
align Australia's health screening
settings more closely with those of our Five Country Conference (FCC) partners,
which also have low rates of TB.
The Committee may wish to note that, as a result of these
changes, the Department of Immigration and Border Protection (the Department)
expects that approximately 40,000 less visa applicants will need to undertake
immigration health examinations. This is primarily because, under the previous
settings, high risk visa applicants were required to undertake a medical
assessment if they were planning to stay in Australia for three months or
more. Under the new settings, high risk visa applicants only need to
undertake medical assessments if they intend to stay in Australia for six
months or more. For low risk applicants, the settings continue to provide
that, under ordinary circumstances, no health examinations are required for
temporary visa applicants, regardless of the intended stay period.
As a result of updated TB data (which is informed by World
Health Organization (WHO) data), and the shift to a two-tier health matrix, a
small number of countries were reassigned to the high risk level, where they
had previously been considered low or medium risk. These countries, places or
former countries include: Anguilla, Antarctica, Brazil, Colombia, Fiji,
Greenland, Honduras, Libya, Maldives, Martinique, Panama, Singapore, St Barthélemy, St
Martin, St Pierre and Miquelon, St Vincent/Grenadine, Suriname, Venezuela and
Yugoslavia.
As per current arrangements, additional health examinations
may be requested based on relevant information known to the Department - for
example, a declaration that the applicant may need medical treatment in
Australia, or an intention to work in or visit a healthcare facility during
their stay.
A reasonable and
proportional measure for the achievement of that objective
The changes to the health matrix were informed by clinical
expertise, and were endorsed by the National Tuberculosis Advisory Committee
(NTAC) as well as the Chief Medical Officer of the Department of Health. The
new health matrix settings take into account global TB prevalence rates, based
on WHO data. I consider the new health matrix settings are reasonable and
proportionate to the legitimate objective of reducing the incidence of TB in
Australia.
As noted above, one aspect of the new health matrix settings
is a move from a three month threshold to a six month threshold for screening
high risk visa applicants. This change, while aimed at facilitating faster visa
processing for a large number of visa applicants, also reflected clinical
advice that moving to a six month stay screening threshold would not increase
the risk of TB transmission.
One of the key purposes of the health requirement is to
protect the community from public health risks. This goal is consistent with
the International Covenant on Economic, Social and Cultural Rights, in
particular, articles pertaining to the control of diseases and the creation of
conditions which would assure medical service and medical attention in the
event of sickness.
As the Committee notes, the Convention on the Rights of
Persons with Disabilities (CRPD) refers to the right for persons with a
disability not to be discriminated against on health grounds. The instrument's
health requirement is consistent with the formal declaration of Australia's
understanding of the CRPD. Australia's migration health requirement is
universal.
Where a person has a specific medical condition (other than
TB) this condition in itself will not result in failure to meet the health
requirement. There is no explicit focus on disability, and this has not changed
under the updated health matrix. As with any visa applicant with an ongoing
health condition, a person with a disability may fail to meet the health
requirement if a Medical Officer of the Commonwealth assesses their condition
as likely to:
-
result in significant health care
and community service costs; or
-
prejudice the access of
Australians to health care or community services.
In addition, some visa subclasses allow for the Department to
consider whether the health requirement should be waived, including for persons
with a disability.
The Committee also noted the International Covenant on Civil
and Political Rights (ICCPR), which promotes equality and prohibits
discrimination on personal attributes. Under the health matrix settings, the
types of health examinations that visa applicants need to undertake depend on a
number of factors including:
-
the type of visa that they are
applying for;
-
the length of their intended stay
in Australia;
-
the applicant's country for the
purpose of TB risk levels (including countries they may have visited);
-
their intended activities in
Australia; and
-
any special circumstances that may
be applicable.
Given the broad spectrum of factors which determine whether
visa applicants must undertake immigration health examinations, the
arrangements are not considered to discriminate against particular groups or
personal attributes, or to unreasonably discriminate on the basis of
disability, in light of the legitimate objective of reducing the incidence of
TB in Australia.[71]
Committee response
2.298
The committee thanks the Minister for Immigration and Border
Protection for his response.
2.299
The minister's response demonstrates that the health screening and
medical test requirements that apply to certain visa applicants are based on
objective medical and health science risk assessments.
2.300
Accordingly, the committee considers that the instrument is
compatible with the right to equality and non-discrimination.
Radiocommunications (27 MHz Handphone Stations) Class Licence 2015
[F2015L01441]
Portfolio: Communications
Authorising
legislation: Radiocommunications Act 1992
Last day to disallow: 2 December 2015 (Senate)
Purpose
2.301
The Radiocommunications (27 MHz Handphone Stations) Class Licence
2015 (27 MHz Class Licence) revokes and replaces the Radiocommunications
(27 MHz Handphone Stations) Class Licence 2002 (2002 Class Licence).
2.302
The use of handphone stations on specified carrier frequencies in the
27 MHZ band is subject to the regulatory arrangements set out in the 27
MHz Class Licence. The 27 MHz Class Licence also sets out the conditions for
operating 27 MHz handphone stations, which are typically used by bushwalkers or
in the conduct of sporting events and other group activities.
2.303
Measures raising human rights concerns or issues are set out below.
Background
2.304
The committee considered the 27 MHz Class Licence in its Thirtieth
Report of the 44th Parliament and requested further information from the Minister
for Communications as to its compatibility with the right to freedom of
expression.[72]
Conditions of 27 MHz Class Licence not to seriously alarm or affront a
person
2.305
The 27 MHz Class Licence sets out the general conditions which apply to
a person operating a 27 MHz headphone station, including that a person must not
operate the station:
- in a way that would be likely to cause a
reasonable person, justifiably in all the circumstances, to be seriously
alarmed or seriously affronted; or
-
for the purposes of harassing a person.
2.306
A person who operates the station in a way that causes a reasonable
person to be 'seriously alarmed or seriously affronted' may be liable to
imprisonment for up to two years.[73]
2.307
The committee noted in its previous report that this condition limits
the right to freedom of expression.
Right to freedom of expression
2.308
The right to freedom of opinion and expression is protected by article
19 of the International Covenant on Civil and Political Rights (ICCPR), and is
described above at paragraphs [2.111] to [2.112].
Compatibility of the measure with
the right to freedom of expression
2.309
The statement of compatibility acknowledges that the relevant condition
of the class licence engages and limits the right to freedom of expression but
argues that this limitation is justifiable 'in order to meet the legitimate
objectives of protecting public order and public morality'.[74]
2.310
The right to freedom of expression includes a right to use expression
'that may be regarded as deeply offensive'.[75]
In order to limit the right to freedom of expression it must be demonstrated
that there is a specific threat that requires action which limits freedom of
speech; and that there is a direct and immediate connection between the
expression and the threat.[76]
2.311
The committee previously agreed that the protection of public order may
be regarded as a legitimate objective for the purposes of international human
rights law. However, the statement of compatibility does not explain how this
is a pressing and substantial concern.
2.312
Furthermore, a condition prohibiting speech that could cause a person to
be seriously alarmed or affronted may go much further than is necessary to
maintain public order. A key aspect of whether a limitation on a right can be
justified is whether the limitation is proportionate to the objective being
sought, including whether there are less restrictive ways to achieve the same
aim.
2.313
Maintaining public order is a basis on which it may be permissible to
regulate speech in public places. Common public order limitations include
prohibiting speech which may incite crime, violence or mass panic. Such speech
is already criminalised under existing law in section 474.17 of the Criminal
Code Act 1995 (Criminal Code), and the statement of compatibility states that
the conditions imposed by the instrument are consistent with this provision of
the Criminal Code. However, as that provision would apply to speech in
connection with the operation of a 27 MHz headphone station,[77]
there appears no need to include the prohibition as a condition of the licence
(breach of which becomes a criminal offence).
2.314
The committee previously noted that the statement of compatibility has
not demonstrated that the conditions in the 27 MHz Class Licence not to
seriously alarm or affront a person impose a necessary or proportionate
limitation on the right to freedom of expression.
2.315
The committee therefore sought the advice of the Minister for
Communications as to whether the conditions are a proportionate means to
achieving the stated objective.
Minister's response
The conditions set out at paragraph 6(g) of the Class Licence
(the licence condition) provide that a person must not operate a handphone
station, being a radiocommunications device for the purposes of the Radiocommunications
Act 1992 (the Act):
-
in a way that would be likely to
cause a reasonable person, justifiably in all the circumstances, to be
seriously alarmed or seriously affronted; or
-
for the purpose of harassing a
person.
The Committee considers that the proposed conditions may be
incompatible with the right to freedom of expression for users of these
devices. However, the Committee acknowledges that this right may be subject to
limitations, provided that such limitations pursue a legitimate objective such
as the protection of public order or public morals.
I have addressed the Committee's concerns about these
limitations in turn below.
1. Is the proposed measure in the Instruments aimed at
achieving a legitimate objective?
As stated at page 6 of the Explanatory Statement for the
Class Licence, the proposed measure aims to achieve two legitimate objectives:
(i) protection of public order; and (ii) protection of public morals.
(i) Protection of public order
Handphone stations are radiocommunications transmitters that
allow for point-to-multipoint communication. They may be used to communicate
material to more than one person at a time. Persons who are not the intended
recipients of a communication may also overhear the communication, either
deliberately or fortuitously. These features create a risk that a handphone
station may be misused. For example, a handphone station might conceivably be
used to incite crime or violence or general panic, or it might be used to
vilify a person or group of persons. Such communications may pose risks to
public order.
Handphone stations are frequently used as a vital
communication tool where no other carrier service is available, for instance,
by bushwalkers, or by sporting participants in remote locations. It would be
undesirable for legitimate users of handphone stations to be deterred from use
of the service due to seriously alarming, seriously affronting or harassing
communications by other users.
The licence condition (which is drafted to reflect the terms
of the equivalent statutory licence condition applying generally to
radiocommunications transmitters in paragraph 108(2)(d) of the Act is designed
to address these risks to public order. The protection of public order under
such circumstances is considered a legitimate justification for imposing a
reasonably proportionate limit on the right to freedom of expression for users
of devices authorised by the Class Licence.
(ii) Protection of public morals
The operation of a handphone station under the Class Licence
may result in transmissions being received and heard by the public at large,
including minors. Transmissions may be heard which are entirely unsolicited, as
transmissions occur over publicly accessible spectrum, transmitters and
receivers may be used for a wide variety of communication purposes, and
transmissions from handphone stations are generally not encrypted or otherwise
protected.
As a result, there may be circumstances in which such
transmissions cause a reasonable person, justifiably in all the circumstances,
to be seriously alarmed or affronted, or to feel harassed, thereby posing a
threat to the protection of public morals. The Class Licence advances the
objective of protecting public morals, which is expressly identified as a
permitted restriction on the right to freedom of expression (Article 19(3)(b)
of the International Covenant on Civil and Political Rights).
The radiofrequency spectrum is a finite public resource,
which is subject to competing demands. Hence, access to it is necessarily
limited, and such access is regularly given subject to conditions about the
matters and content that may be transmitted using the spectrum. It is also
noted for completeness that this Class Licence, of itself, does not fetter any
freedom of expression generally; it merely restrains the transmission of a
particular type of communication on a specific device, namely, 27 MHz Handphone
Stations.
The Australian Communications and Media Authority (ACMA) has
a discretionary power to issue class licences which can authorise the use of
particular radiocommunications devices in particular parts of the
radiofrequency spectrum on a shared basis (section 132 of the Act), subject to
compliance with the conditions of the class licence.
Class licences can be a particularly efficient method by
which use of parts of the radiocommunications spectrum can be authorised,
noting that class licences are not issued to individual users (that is, members
of the community are able to avail themselves of the authorisation granted by a
class licence), class licences do not involve licence fees, and accordingly
class licences involve minimal administration on the part of operators of
devices, and on the part of the Commonwealth.
In the absence of a relevant class licence made by the ACMA,
users of handphone stations would need to individually apply to the ACMA for an
apparatus licence (under section 99 of the Act) to authorise operation of that
device, unless another class licence also authorised their use. In such
circumstances it is relevant that paragraph 108(2)(d) of the Act imposes
precisely the same limitation on the right to freedom of expression for
apparatus licensees as that imposed by the licence condition at issue.
The Committee has previously observed that the inclusion of a
limitation on the freedom of expression in one Australian law does not
necessarily justify the inclusion of that limitation in another Australian law.
In this case, however, there is a strong justification for the Class Licence to
include the same condition as appears at paragraph 108(2)(d) of the Act. If
handphone stations were not licensed by the Class Licence they would be
licensed by individual licence. If they were licensed by individual licence
they would be subject to the licence condition at paragraph 108(2)(d) of the
Act. The class licensing method maximises the administrative convenience of
licensees, and the Commonwealth, as it avoids any need for persons to make
individual applications for a licence. But that choice of licensing method
should not have the effect of allowing these radiocommunications transmitters
to be any more liable to cause risks to public order or public morality than
would occur under the default licensing method of individual licence. A licence
condition that reflects paragraph 108(2)(d) of the Act therefore promotes a
level playing field among like devices that have like purposes and uses, and it
provides a uniform level of protection for the public with respect to these
devices.
Effect of other laws
In its report the Committee has said (at [1.391]) that:
[section 474.17 of the Criminal Code 1996 (the
Criminal Code)] makes it an offence for a person to use a carriage service in a
way that a reasonable person would regard as being menacing, harassing or
offensive. A 'carriage service' would include the operation of a 27 MHz
headphone station. As there is already a broad offence in the Criminal Code
there appears no need to include the provision as a condition of the licence
(breach of which becomes a criminal offence).
As the Committee notes, a carriage service is defined in
section 7 of the Telecommunications Act 1997; as 'a service for carrying
communications...'. As the use of handphone stations does not generally require
the involvement of a 'carriage service', ordinarily, section 474.17 of the
Criminal Code will not apply to the operation of handphone stations.
Even if the Criminal Code were to be applicable to prohibit
the same behaviour, it is well recognised that licence conditions may usefully
reflect provisions in the criminal law and may usefully supplement those
criminal provisions (see for example the recent decision of the High Court in ACMA
v Today FM (Sydney) Pty Ltd [2015] HCA 7).
A breach of the Class Licence constitutes the offence of
operating a radiocommunications device otherwise than as authorised by a class
licence without a reasonable excuse under section 46 of the Act. The ACMA is
also empowered to issue an infringement notice for a breach. The penalties
applicable are ordinarily appropriate and proportionate to the breach of the
licence condition. The disincentive provided by the licence condition provides
a disincentive for operators of handphone stations to make transmissions that
breach the licence condition. The disincentive directly supports the objectives
of protecting public order and public morals. Under a class licensing approach,
the ACMA has no other powers that can be used to achieve these objectives.
2. Is there a rational connection between the
limitation on the right to freedom of expression and these legitimate
objectives?
The instrument proposes a limitation which provides a
disincentive for handphone station users to make transmissions that breach the
licence conditions. The disincentive directly supports the objectives of
protecting public order and public morals. The ACMA has advised that aside from
imposing a licence condition, it has no other powers that can be used to
achieve the objectives.
3. Is the limitation a
reasonable and proportionate measure for the achievement of the objective?
The Class Licence provides a standing authority for users of
handphone stations to communicate on designated segments of the radiofrequency
spectrum. The licence condition is a proportionate means by which the
objectives can be achieved for the reasons outlined above.[78]
Committee response
2.316
The committee thanks the Minister for Communications for his response.
2.317
The committee notes the minister's advice that handphone stations are
frequently used as a vital communication tool where no other carrier service is
available, including for those in remote locations who may require emergency
assistance. The committee also notes that the licence condition is designed to
address risks to public order and that the minister is of the view that the
instrument imposes only a reasonably proportionate limitation on the right to
freedom of expression for users of handphone devices. The committee considers
that the minister's response has sufficiently justified this limitation for the
purposes of international human rights law.
2.318
Accordingly, the committee's assessment of the conditions in 27
MHz Class Licences not to seriously alarm or affront a person against article
19 of the International Covenant on Civil and Political Rights (right to
freedom of expression) is that the regulation is likely to be compatible with
the right to freedom of expression.
Radiocommunications (Citizen Band Radio Stations) Class Licence 2015 [F2015L00876]
Radiocommunications (Overseas Amateurs Visiting Australia) Class Licence
2015 [F2015L01114]
Portfolio:
Communications
Authorising
legislation: Radiocommunications Act 1992
Last day to
disallow: 16 September 2015 (Senate)
Purpose
2.319
The Radiocommunications (Citizen Band Radio Stations) Class Licence 2015
(CB Class Licence) revokes and replaces the Radiocommunications (Citizen Band
Radio Stations) Class Licence 2002.
2.320
The Citizen Band (CB) radio service is a two-way communications service
that may be used by any person in Australia. The operation of a CB radio
station is subject to the regulatory arrangements set out in the CB Class
Licence. The CB Class Licence sets out the conditions for operating CB
stations.
2.321
The Radiocommunications (Overseas Amateurs Visiting Australia) Class
Licence 2015 revokes and replaces the Radiocommunications (Overseas Amateurs
Visiting Australia) Class Licence 2008 (Overseas Amateurs Class Licence).
2.322
The Overseas Amateurs Class Licence authorises visiting overseas
qualified persons to operate amateur stations in Australia and applies
conditions to the operation of these stations.
2.323
Measures raising human rights concerns or issues are set out below.
Background
2.324
The committee previously considered the CB Class Licence and the
Overseas Amateurs Class Licence in its Twenty-sixth Report of the 44th
Parliament (previous report), and requested further information from
the Minister for Communications as to their compatibility with the right to
freedom of expression.[79]
Condition of Class Licences not to seriously alarm or affront a person
2.325
Both the CB Class Licence and the Overseas Amateurs Class Licence set
out the general conditions which apply to a person operating a CB radio or
amateur station, including that a person must not operate the station:
-
in a way that would be likely to cause a reasonable person, justifiably
in all the circumstances, to be seriously alarmed or seriously affronted; or
-
for the purpose of harassing a person.[80]
2.326
Section 46 of the Radiocommunications Act 1992 provides that a
person must not operate a radiocommunications device other than as authorised
by a class licence. There are penalties for breach of the class licence,
including, if the device is a radiocommunications transmitter, imprisonment for
up to two years or 1500 penalty units, and if it is not a transmitter, 20
penalty units.
2.327
It appears that communication over a CB radio or amateur station may be
considered to be over a radiocommunications transmitter,[81]
rendering a person who operates a station liable to imprisonment for up to two
years if they operate the station in a way that causes a reasonable person to
be 'seriously alarmed or seriously affronted'.
2.328
The committee considers that making it an offence to breach a condition
of a class licence that is to not seriously alarm or affront a person engages
and limits the right to freedom of expression.
Right to freedom of expression
2.329
The right to freedom of opinion and expression is protected by article
19 of the International Covenant on Civil and Political Rights (ICCPR), and is
described above at paragraphs [2.111] to [2.112].
Compatibility of the measure with
the right to freedom of expression
2.330
The statement of compatibility for both instruments acknowledged that
the relevant condition of the class licences engages and may limit the right to
freedom of expression. However, both concluded that any such limitation is
reasonable, necessary and proportionate.
2.331
The committee previously noted that the sole reason given in the
statement of compatibility for the CB Class Licence as to why the condition is
justifiable is that it has been in force for 13 years and has been previously
used to investigate complaints and prosecute operators of CB stations. The
existence of the condition under Australian domestic law is not relevant to an
assessment of whether such a condition is justified under international human
rights law. The statement of compatibility for the Overseas Amateur Class
Licence provided no justification for why the limitation on the right to
freedom of expression is justifiable.
2.332
The right to freedom of expression includes a right to use expression
'that may be regarded as deeply offensive'.[82]
The right to freedom of expression protects not only favourable information and
ideas but also those that offend, shock or disturb because 'such are the
demands of that pluralism, tolerance and broadmindedness without which there is
no democratic society'.[83]
2.333
The committee previously considered that if the government wishes to
limit the right to freedom of expression it must demonstrate there is a
specific threat that requires action which limits freedom of speech, and it
must be demonstrated there is a direct and immediate connection between the
expression and the threat.[84]
2.334
The committee therefore sought further information from the Minister for
Communications as to the legitimate objective of the measure; whether there is
a rational connection between the limitation and that objective; and whether
the limitation is a reasonable and proportionate measure for the achievement of
that objective.
Minister's response
The Committee raised questions about conditions contained in
the following Instruments made by the Australian Communications and Media
Authority (ACMA):
-
the Radiocommunications (Citizen
Band Radio Stations) Class Licence 2015, made on 15 June 2015; and
-
the Radiocommunications (Overseas
Amateurs Visiting Australia) Class Licence 2015, made on 29 June 2015.
The conditions (the 'proposed measure') require that a person
operating a citizen band (CB) radio or amateur station must not operate the
station:
-
in a way that would be likely to
cause a reasonable person, justifiably in all the circumstances, to be
seriously alarmed or seriously affronted; or
-
for the purpose of harassing a
person.
The Committee considers that the proposed measure limits the
right to freedom of expression for users of these devices. However, this right
may be subject to limitations, provided that such limitations pursue a
legitimate objective such as protection of public order or public morals.
I have addressed each of the Committee's concerns about these
limitations in turn below.
1. Is the proposed measure in the Instruments aimed at
achieving a legitimate objective?
The proposed measure aims to achieve two legitimate
objectives: (i) protection of public order; and (ii) protection of public
morals.
(i) Protection of public order
There may be circumstances in which a device authorised by a
class licence is used to incite crime, violence, or mass panic, and thereby
causing a reasonable person, justifiably in all the circumstances, to be
seriously alarmed or affronted. The protection of public order under such
circumstances is considered a legitimate objective for imposing a limit on the
right to freedom of expression for users of devices authorised by the
Instruments.
(ii) Protection of public morals
The operation of a transmitter under a class licence may
result in transmissions being received and heard by the public at large,
including minors. Hearing transmissions may be entirely unsolicited, as
transmissions occur over publicly accessible spectrum, transmitters and
receivers may be used for a wide variety of communication purposes, and
transmissions may not be encrypted.
As a result, there may be circumstances in which such
transmissions cause a reasonable person, justifiably in all the circumstances,
to be seriously alarmed or affronted, thereby posing a threat to the protection
of public morals.
The radiofrequency spectrum is a finite public resource,
which is subject to competing demands. Hence access to it is necessarily
limited, and such access is regularly given subject to conditions about the
matters and content that may be transmitted using the spectrum. For example,
freedom of expression is limited by:
-
paragraph 108(2)(d) of the Radiocommunications
Act 1992 (the Act), which imposes the same limitation on the right to
freedom of expression for users of other communication devices that have been
authorised under apparatus licences,
-
the responsibilities of persons
providing broadcasting services under the Broadcasting Services Act 1992.
The Committee has observed that the inclusion of a limitation
on the freedom of expression in other Australian laws does not justify the
inclusion of the limitation in the Instruments. Nevertheless, these examples
are brought to the Committee's attention because they have the same aim of
protecting public morals as the measures contained in the Instruments.
For these reasons, the conditions are aimed at achieving a
legitimate objective of protecting public morals by minimising the risk that
the general public will receive and hear unsolicited communications that might
seriously alarm or affront a person, where those communications are made using
a scarce public resource.
2. Is there a rational connection between the
limitation on the right to freedom of expression and these legitimate
objectives?
The Instruments propose a limitation which provides a
disincentive for licensees and authorised persons to make transmissions that
breach the licence conditions. The disincentive directly supports the
objectives of protecting public order and public morals. The ACMA has advised
that aside from imposing a licence condition, it has no other powers that can
be used to achieve the objectives.
3. Is the limitation a reasonable and proportionate
measure for the achievement of the objective?
The Instruments provide a standing authority for users of
citizen band and amateur radio stations to communicate on designated segments
of the radio frequency spectrum.
The ACMA advises that the limitation is considered a
reasonable and proportionate measure for achievement of the objectives for the
following reasons:
(i) If authorisation for transmissions was provided not by
the Instruments but instead by issuing apparatus licences to individual users,
the same limitation on the right to freedom of expression would apply as
specified under section 108(2)(d) of the Act.
(ii) The proposed measure is the only power available to the
ACMA for the purpose of protecting public order and public morals in instances
where transmissions are made using the radiofrequency spectrum, which is a
scarce public resource.
(iii) The CB band of spectrum is a limited resource. There
are numerous users wanting to utilise the CB band, both commercially (such as
transport companies) and recreational (amateur radio users and visitors).
(iv) Transmissions occur over publicly accessible spectrum
and can be heard at large by the community. Accordingly, it is possible for
transmissions which use aggressive and offensive language to offend generally
prevailing community standards. It is essential that users who broadcast
offensive material do not exercise their right to freedom of speech or use this
limited public resource in a manner that limits the freedom of speech of users
who are broadcasting socially acceptable material that complies with general
prevailing community standards.
(iv) The right to freedom of expression is only limited in
relation to the content of a transmission made by a device authorised by the
Instruments. The right is otherwise unfettered by the Instruments.
(v) A breach of the licence conditions in question may
constitute the offence of operating a radiocommunications device otherwise than
as authorised by a class licence without a reasonable excuse under section 46
of the Act. The penalty for such an offence is imprisonment of up to two years
if the offender is an individual or 1,500 penalty units otherwise. However, a
person may, if served with an infringement notice by an authorised person under
the Radiocommunications Regulations 1993, pay a penalty of two penalty units if
the person is an individual, or three penalty units in any other case. If an infringement
notice is not given, or is given but not paid, then the decision to prosecute a
person for such an offence would be made by the Commonwealth Director of Public
Prosecutions.[85]
Committee response
2.335
The committee thanks the Minister for Communications for his response.
2.336
The committee considers that the minister's response has sufficiently
justified this limitation for the purposes of international human rights law.
2.337
Accordingly, the committee's assessment of the conditions in the
Radiocommunications (Citizen Band Radio Stations) Class Licence 2015 and the
Radiocommunications (Overseas Amateurs Visiting Australia) Class Licence 2015
(the regulations) not to seriously alarm or affront a person against article 19
of the International Covenant on Civil and Political Rights (right to freedom
of expression) is that the regulations are likely to be compatible with the
right to freedom of expression.
Mr Laurie Ferguson MP
Deputy Chair
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