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Biological Diversity and Indigenous Knowledge
Michael Davis
Science, Technology, Environment and Resources Group
29 June 1998
Contents
Major Issues Summary
Introduction
Biological diversity, bioprospecting and Indigenous knowledge
The values of biological diversity
Bioprospecting
Biological diversity, cultural diversity and Indigenous peoples
Indigenous knowledge
Indigenous peoples and the environment
What is Indigenous knowledge?
Expressions of Indigenous knowledge
Challenges to recognising and protecting Indigenous knowledge
Protecting Indigenous knowledge and biological diversity-the
international context
Intellectual property rights
Other international developments
Other developments in environment and conservation
Indigenous peoples' statements and declarations
Approaches to protecting Indigenous knowledge
Benefit sharing approaches, contracts and agreements
Rights based approach
Protecting Indigenous knowledge and biodiversity-Australian
developments
Implementing the Convention on Biological Diversity
Other environment related developments
Intellectual property rights
Native title and regional agreements
Other contracts and agreements
Land and heritage
Common law solutions
Administrative and policy reforms
Integrating different knowledge systems: Indigenous knowledge and western
science
Conclusions
Endnotes
Bibliography
Over the millennia, Indigenous peoples have developed
a close and unique connection with the lands and environments in which
they live. They have established distinct systems of knowledge, innovation
and practices relating to the uses and management of biological diversity
on these lands and environments.
Much of this knowledge forms an important contribution
to research and development, particularly in areas such as pharmaceuticals,
and agricultural and cosmetic products. In the context of these uses,
Indigenous peoples claim that their rights as traditional holders and
custodians of this knowledge are not adequately recognised or protected.
They demand not only recognition and protection of this knowledge, but
also the right to share equitably in benefits derived from the uses of
this knowledge.
Existing intellectual property laws offer limited scope
for the recognition of Indigenous peoples' rights in biodiversity related
knowledge and practices. Similarly, native title, heritage and environmental
laws and policies also provide insufficient means for addressing Indigenous
rights in biodiversity-related knowledge and practices.
The challenge is to protect the rights of Indigenous
peoples to their knowledge, while also conserving biological diversity.
The Convention on Biological Diversity is one international instrument
that has the potential to achieve both these objectives. Its primary objective
is the conservation and management of biological diversity. It also provides
opportunities for the protection of Indigenous knowledge practices and
innovations related to biodiversity and for the introduction of measures
for equitable sharing of benefits with traditional knowledge holders.
Following Australia's ratification in 1993 of this Convention,
the introduction of initiatives need to be considered that specifically
recognise and protect the rights of Indigenous peoples to their biodiversity
related knowledge, innovations and practices.
The introduction of measures that ensure Indigenous peoples
share equitably in benefits derived from the uses of their knowledge will
not only protect knowledge, but can also act as incentives to environmental
conservation.
This paper surveys a range of international developments
as a context for discussing some possible measures for the protection
of Indigenous knowledge. Successful measures could include a combination
of creative legislative and policy responses to the Convention on Biological
Diversity, and the use of a range of other laws, policies and instruments.
The integration of Indigenous knowledge and practices with other conventional
approaches to land and environment is also a useful way of achieving recognition
and protection for Indigenous knowledge systems.
Contracts, agreements and protocols are particularly
useful for protecting Indigenous knowledge systems, as these offer the
flexibility to include specific negotiated arrangements for equitable
benefit sharing, and can be designed to meet the needs of all parties.
Ultimately, the most effective approach is to establish a dialogue with
key interest groups, such as industry, intellectual property organisations,
Indigenous communities and organisations, governments, and conservation
groups. Discussions could then proceed towards developing an integrated
conservation and benefit-sharing system based on a partnership between
the key organisations and sectors.
Biological diversity, bioprospecting and
Indigenous knowledge
This paper complements an earlier paper Indigenous
Peoples and Intellectual Property Rights, Research Paper No. 20 (1996-97).
Biological diversity or biodiversity refers to the 'variety
of all life forms-the different plants, animals and microorganisms, the
genes they contain, and the ecosystems of which they form a part'. There
are three levels of biodiversity-genetic, species, and ecosystem diversity,
all of which form the total diversity of Australia's environments.(1)
Australia is considered particularly rich in the extent of its diversity
of flora and fauna. Some estimates are that of the 44 000 species of plants
in Australia, about 90 per cent occur only in Australia.(2)
Australia's biological diversity is under increasing
threat of loss due to industrialisation and urbanisation, land clearances,
farming and agricultural activities. A recent World Conservation Union
report has found Australia to have the second highest number of plant
species threatened by extinction of any country in the world.(3)
The values of biological diversity
Biological diversity is increasingly becoming recognised
as important beyond its purely scientific interest. Social and economic
values of biodiversity are assuming greater significance as a range of
different groups, including Indigenous peoples assert their claims and
interests.
A diverse environment provides an important storehouse
for the raw materials used in a range of products and processes, such
as in agriculture, medicine, and cosmetics. Many species are also important
in a growing 'bush food' industry. The pharmaceutical industry is arguably
the largest commercial user of plant genetic species, and the development
of these products can create significant opportunities for economic growth
for this industry sector.
The diverse range of interests in biodiversity raises
questions about how to reconcile what may sometimes be competing interests
and values in the natural environment. For example, the conservation of
biological diversity may be at odds with the potential economic values
and uses of biological diversity. This then raises questions as to how
we assign values to nature: can nature be measured in scientific or monetary
terms? Who 'owns' nature? Is the natural environment to be preserved as
the collective heritage of the nation, or is it to be subject to the various
demands, claims and interests of particular individuals, communities or
groups. Who ultimately stands to benefit most from the harvesting of natural
resources-governments, communities, or others? Can there be a sound balance
between the conservation and protection of biodiversity for its own sake,
and the sustainable uses of it?
Among the diverse interests in the natural environment
are those of Indigenous peoples. There are many aspects to Indigenous
peoples' claims and interests in the natural environment and biological
diversity. Indigenous peoples seek recognition and protection of their
distinct rights in knowledge of, and practices relating to the management,
use and conservation of biological diversity. They also seek the introduction
of measures to prevent exploitation of their knowledge, and compensation
or financial benefits from the uses of their knowledge, innovations and
practices. At the same time, some customary Indigenous practices such
as hunting, fishing and gathering-often little understood by non Indigenous
people-provide potential conflict with conventional conservation and environmental
management laws, programs and activities.
It is important to recognise that there is the same diversity
of views among Indigenous peoples as there is in the wider community.
Some Indigenous people may wish to preserve biodiversity related knowledge
as their collective heritage, while others may see potential economic
benefits to be gained by allowing the use by the wider community of their
biodiversity related knowledge and practices. Some of these issues become
apparent when considering the use of biological diversity for pharmaceutical
and other products-an activity known as bioprospecting.
Bioprospecting
Bioprospecting is the name given to the search for useful
plant related substances that can be developed into marketable commodities
such as pharmaceuticals, pesticides and cosmetics. Increasingly sophisticated
biotechnological processes are used to transform plant derived substances
into commercially successful products with global markets. The patenting
of products and substances derived from the natural environment has particular
implications for Indigenous peoples' claims.
A patent is an important component of industrial property
law that confers exclusive rights on the creator of an invention. The
conditions required for a patent are that the invention-either a product
or a process-should be new, non-obvious (i.e. it should involve an inventive
step), and industrially applicable. Another requirement for a patent is
that the invention should be clearly described and documented and made
available to wider society (e.g. through publications in books or journals).(4)
The following examples of bioprospecting and the patenting of biological
products raise important issues regarding the role of Indigenous knowledge,
practices and innovations, and the applicability of patent laws to these.
The neem tree (Azadirachta indica) is found widely
throughout parts of India. It forms a central part of Indian communities'
culture and heritage. It is used by these communities for a vast range
of purposes such as in medicines, toiletries, insecticides, fertilisers,
and in agriculture.(5) The medicinal, pharmacological and therapeutic
properties of neem have been known about and used for millennia, and it
is known in Sanskrit as Sarva Roga Nivarini, 'the curer of all
ailments'.
From the early 1970s, the neem tree began to attract
the attention of United States and global markets. In 1971 a US timber
importer noted the properties of the neem tree, and began importing it.
Following testing for a pesticidal product derived from neem extracts,
the importer received clearance for this product from the US Environmental
Protection Agency in 1985, and in 1988 he sold the patent for the pesticide
to the transnational chemical company W. R. Grace & Co.(6)
The patenting and marketing by Grace of products based
on neem derived substances led to a debate about the appropriation of
the intellectual property of Indian communities. Indian and Third world
critics of Grace's approach claim that the preparation of neem based products
has been part of the collective community knowledge of Indian societies
for millennia, and should not have been patented by Grace. They refuted
the assertions by Grace that its methods for developing neem based products
were novel, non-obvious and based on extraction methods that constituted
an innovative technique, and therefore amenable to patenting. Instead,
the critics argued that the extraction and preparation of active substances
from neem is a traditional innovation based on millennia of collective
knowledge and practice. The critics state that:
Patent claims on the various processes and products
of the neem that are built on the vast cultural and intellectual heritage
of the Indian people, reflect a total devaluation of the country's
intellectual heritage and an arrogance based on the assumption of
superiority of western sciences.(7)
The bioprospecting and patenting of the neem tree has
parallels in Australia, as illustrated by the case of the smokebush.
The smokebush is the common name for Conospermum,
a plant that is widespread throughout parts of western Australia and in
parts of some other states. It was used traditionally by Aboriginal peoples
for a variety of therapeutic purposes.(8) During the 1960s, the smokebush
was among those plants that were collected and screened for scientific
purposes by the US National Cancer Institute, under license from the West
Australian Government. In 1981, some specimens were sent to the US where
they were tested for possible anti-cancer chemicals. No cancer resistant
properties were found, and the samples were stored for several years.
Later, in the late 1980s, these samples were again tested, but this time
for potential substances that could cure AIDS. A substance called Conocurvone
was isolated which, when laboratory tested, was found to destroy the HIV
virus in low concentrations.
To develop this substance, in the early 1990s the WA
Government granted a license to Amrad Pty Ltd, a Victorian based multinational
pharmaceutical company. The US National Cancer Institute granted Amrad
an exclusive worldwide license to develop the patent for this anti-AIDS
substance. It has been suggested that Amrad provided $1.5 million to gain
access rights to smokebush and related species. Some estimates state that
the WA Government would receive royalties exceeding $100 million by the
year 2002 if Conocurvone is successfully commercialised. Given these commercial
values on smokebush and its derivatives, critics argue that there should
be provisions for Aboriginal peoples to share equitably in benefits from
this plant, given their role as first having identified and used the smokebush
for its therapeutic and healing properties.(9)
The collecting and screening of smokebush by scientific
interests has been facilitated by the Western Australian Government's
use of its Conservation and Land Management Act 1984. This Act
was amended in 1993 to include a clause specifically designed to encourage
state control over biological resources. Some have argued that these amendments
disadvantage Indigenous peoples who claim rights to species, or knowledge
of species in Western Australia, favouring instead, state and industry
interests in these.(10)
These examples of bioprospecting and patenting of biological
and genetic products raise issues about what is patentable subject matter.
Patent law generally defines subject matter that is deemed patentable
in terms of what subject matter is excluded from patent applications.
These exclusions usually comprise discoveries of materials or substances
that already exist in nature, plants or animals or products from these,
or biological processes (other than microbiological processes) for the
production of plant or animal varieties or products.(11)
Biological diversity, cultural diversity and
Indigenous peoples
The loss of rich biologically diverse environments (such
as the Amazonian forests) through activities such as logging, land clearance
and mining and development has profound consequences in its impact on
the culturally diverse groups of Indigenous peoples whose livelihoods
depend on these environments. There is in this sense, a direct relationship
between biological diversity and cultural diversity; maintenance of the
former can help preserve the latter. The reverse is also true, since Indigenous
peoples are often the custodians and stewards of biological diversity,
the maintenance of cultural diversity is an important factor in the conservation
of biological diversity.
Despite these important links between cultural, and biological
diversity, the recognition of cultural diversity does not necessarily
always exist in harmony with the preservation of biological diversity.
The preservation of cultural diversity is taken to include having a respect
for, and maintaining Indigenous peoples' rights to hunt, fish and gather
according to their customary laws and practices. These practices, as shown
below, sometimes conflict with the interests of conservation and environmental
protection.(12)
Ultimately, solutions need to be found that can provide
a balance between the recognition and protection of Indigenous cultural
rights, and the interests of conservation. Joint managed protected areas,
regional and local agreements, and similar types of arrangements (discussed
below) may provide some opportunities for this balance, based on a 'new
Australian land ethic'.(13)
Indigenous peoples and the environment
Indigenous peoples have long had a significant interdependence
with the lands and environments in which they live. These lands and environments
are vital for their survival, providing a wide array of substances for
food, shelter and implements. They also provide a source for a variety
of objects for both ritual and everyday use. The land and environment
is also significant in Indigenous peoples' cultural, religious and social
systems. Indigenous peoples are custodians and stewards of their lands
and environments, and have been entrusted by ancestral charters to care
for these through successive generations.
The land, its features, environments and products form
cultural landscapes, which are given significance by Indigenous belief
systems. These cultural landscapes are both the result of, and provide
the focus for, ancestral events. Together with Indigenous peoples' social,
political and religious systems, lands and environments are interwoven
into a tightly integrated cultural system that derive their meaning from
the Dreaming. This integrated cultural system forms the basis for Indigenous
knowledge.
What is Indigenous knowledge?
Indigenous people have a vast knowledge of, and capacity
for developing innovative practices and products from their environments.
The following distinctive features characterise indigenous knowledge:
- collective rights and interests held by Indigenous peoples in their
knowledge
- close interdependence between knowledge, land, and other aspects of
culture in Indigenous societies
- oral transmission of knowledge in accordance with well understood
cultural principles, and
- rules regarding secrecy and sacredness that govern the management
of knowledge.
Knowledge is a fundamental component of Indigenous culture,
and must be considered in terms of both its sacred and secular dimensions.
To Indigenous peoples, knowledge is not considered independently from
its products and expressions, or from actions. These all form part of
a closely integrated cultural system. The physical products and expressions
of Indigenous cultures are intimately connected to the knowledge from
which they derive, or with which they are associated.
Products and expressions of Indigenous knowledge systems
include ceremonial and ritual objects and performances, artistic designs,
works and expressions, and song, dance and story, and subsistence and
land and environment management activities (such as hunting, fishing and
gathering, and the use of fire).
Systems of knowledge, and their products and expressions
are vital to ensuring the continuity of Indigenous cultures, and are important
vehicles for enabling Indigenous peoples to adapt their societies and
cultures to introduced societies, cultures and technologies.(14) By maintaining
cultural diversity, recognition and protection of Indigenous knowledge
can also benefit environmental conservation and sustainable management.
Expressions of Indigenous knowledge
Indigenous ecological knowledge is expressed in many
ways. Some particularly important expressions are customary practices
such as hunting, fishing and gathering. Since these activities require
knowledge of customary ways of procuring these resources, the exercise
by Indigenous peoples of their rights to carry out these activities in
accordance with their laws and customs may be regarded as a demonstration
of their assertion of their rights to their traditional knowledge systems.
Indigenous customary hunting, fishing and gathering practices may therefore
be considered aspects of rights relating to land:
While caution needs to be exercised to avoid classifying
the incidents of Aboriginal title in terms of English property law
concepts, it seems clear that fishing, hunting and gathering rights
can comprise part of Aboriginal title to land. However...while customary
Aboriginal fishing, hunting and gathering rights may be part of the
bundle of rights comprised in Aboriginal title to land, there is no
necessary nexus between them.(15)
Another writer argues 'not only is the recognition of
Aboriginal fishing and hunting rights compatible with common law concepts
of interests in land, but may in fact act as a catalyst for preserving
those resources for their common enjoyment and use'.(16) This point is
supported by Section 223(2) of the Native Title Act 1993 (Cwlth)
which defines native title 'rights and interests' to include 'hunting,
gathering, or fishing, rights and interests'. These statements support
an argument that it is not only possible, but necessary to devise a system
that can meet the objectives of both conserving biodiversity, and also
protecting Indigenous customary uses of biodiversity.
Conservation and resources legislation varies in all
jurisdictions in terms of whether provisions allow for Indigenous customary
or traditional practices. In many cases, legislation includes some exemptions
for Aboriginal people from regulations governing hunting, fishing and
gathering. These exemptions provide limited recognition of Indigenous
peoples' 'traditional' activities concerning land use.(17) Despite these
beneficial provisions, there have been some cases in which conflict has
arisen between the requirements of conservation legislation and Indigenous
peoples' actions.
In 1987 an Aboriginal elder from the Gungalida people
in Queensland was found to have contravened the Fauna Conservation
Act 1974 (Qld) by taking bush turkey. The plaintiff had argued that
his actions were carried out in accordance with his customary entitlement
to take the animal. The High Court's decision was based on whether the
action by the Aboriginal man had contravened The Criminal Code (Qld)
through an 'offence relating to property'.(18) This case shows how the
imposition of state conservation laws can sometimes provide impediments
to Indigenous peoples' ability to exercise their customary rights regarding
exploitation of particular species-rights that are based on the accumulation
of ecological knowledge and customary practices.
The competing priorities and interests between Indigenous
customary hunting, fishing and gathering activities, and conservation
were among the issues considered in the Australian Law Reform Commission's
1986 report on The Recognition of Aboriginal Customary Laws. That
report recommended some guidelines to be incorporated into legislation
in all jurisdictions. These guidelines suggested:
- that priority is given to conservation over traditional hunting and
fishing activities
- that access is provided to Indigenous people to their traditional
lands for the purpose of hunting, gathering and fishing
- that sea closures are provided to allow for traditional fishing activities
to be conducted in waters adjacent to Aboriginal land, and
- that measures are developed for improved consultation with Indigenous
peoples, and for them to have greater control over land and marine management.(19)
Challenges to recognising and protecting Indigenous
knowledge
Indigenous peoples have for a long time advocated their
wish to be recognised as having unique rights, based on their distinct
Indigenous status. While the focus in the quest for Indigenous rights
has been on land rights, Indigenous peoples assert that they also have
rights in the biological resources on the lands, and in the knowledge
they possess of these resources.
Indigenous peoples are increasingly concerned that their
knowledge of the natural environment is being exploited. They assert that
the collection, screening, and patenting of plants and plant products
by pharmaceutical, cosmetic and other research companies is being carried
out without due regard for the rights of the Indigenous holders and custodians
of knowledge about biological resources. This bioprospecting is, according
to Indigenous claims, mostly being carried out without the prior informed
consent of the custodians of knowledge, and with little or no provision
for financial returns to Indigenous communities.(20) Although Indigenous
peoples claim that their knowledge constitutes part of their 'intellectual
property rights', the protection of biological, or other forms of Indigenous
knowledge does not fall within the scope of existing intellectual property
laws.
Indigenous knowledge of medicinal and other plants and
practices is a significant contributor to scientific research and development
in pharmaceuticals, cosmetics, foodstuffs, agricultural products, and
a wide range of other biologically based products and processes. The challenge
is therefore to develop a system which satisfies the needs of industry,
achieves conservation goals, and also recognises and protects the rights
of Indigenous peoples.
An effective system would incorporate provision for financial
and other benefits that flow from the uses of Indigenous knowledge and
practices to be shared equitably with the Indigenous knowledge holders
and innovators. An equitable benefit sharing arrangement would recognise
and protect Indigenous peoples' rights, encourage economic self-sufficiency
for Indigenous peoples, and also provide incentives for the conservation
and sustainable uses of biological diversity. The development of this
kind of system poses a challenge in terms of how it might recognise the
distinct property rights held by Indigenous peoples in their knowledge.
The collective nature of Indigenous rights makes it difficult
to establish the extent of, and the precise social and political dimensions
of rights and interests. Establishing the legitimacy of claims to knowledge
and biological resources will require clarification of clan, family and
other group rights and interests in such items.
The antiquity of customary systems of knowledge and practices,
and their oral transmission through generations also present challenges
to legislators and administrators in designing regimes for the recognition
and protection of these knowledge systems.
Rules governing secrecy also pose challenges to those
faced with the task of deciding Indigenous peoples' claims in knowledge.
The complex nature of land tenure systems, and the dispersal and dispossession
of Indigenous peoples resulting from the history of colonisation and dispossession
impose constraints on identifying Indigenous biodiversity related knowledge
systems.
Land clearances and erosion arising from farming, agriculture
and urban development have led to an enormous loss of Indigenous customary
knowledge and practices relevant to biodiversity. These, combined with
a loss on biodiversity, and changes in growing patterns and habitats of
flora and fauna, means it is difficult for Indigenous people to demonstrate
their exclusive rights to biological species, and knowledge of these.
With the history of colonisation and dispossession, Indigenous
peoples have adapted to modern technologies, lifestyles and cultural systems.
This makes it difficult to identify knowledge that is derived from distinctly
Indigenous traditional systems and which maintained according to traditional
or customary practices, as distinct from knowledge that is everyday, 'common'
knowledge.
Finally, the dispersed nature of decision making and
authority structures in Indigenous societies will present difficulties
when considering the introduction of measures for distributing benefits
obtained from the uses of Indigenous knowledge back to those communities
in which the knowledge holders belong. It would be difficult to identify
a unit or group that has the traditional authority to make decisions about
uses of knowledge and practices, and responsibility for distributing any
financial or other benefits that flow from the uses of these.
In order to explore some possible solutions to protecting
Indigenous knowledge in biodiversity, it is useful to review the context
of international and Australian developments within which solutions might
be proposed.
International developments provide a potential framework
for discussions about the recognition and protection of Indigenous knowledge.(21)
Intellectual property rights
The effective implementation of the Convention on
Biological Diversity requires the development of a clear framework
for clarifying rights and responsibilities in biodiversity. It is argued
that one factor in the loss of biodiversity is the 'lack of clear property
rights governing ownership and access to biodiversity'. To address this,
'in many cases better specification of property rights can encourage the
holders of such rights to be responsible and accountable for the sustainable
management of the resources in their control'.(22) Property rights that
determine the management of biodiversity 'need to be well specified, context-specific
and enforceable'.(23)
Consideration of property rights in biological resources
is of importance to Indigenous peoples, who claim that their cultures
and livelihoods depend on these resources, and that their knowledge and
practices relating to the natural environment constitute part of their
intellectual property. The problem with this is that existing intellectual
property rights (IPR) systems do not provide for recognition of Indigenous
peoples' collective rights in knowledge relating to biodiversity. IPR
systems protect only material forms, and not the intangible ideas or knowledge
associated with these.(24) While the Copyright Act 1968 has been
the subject of much of the discussion concerning Indigenous peoples' intellectual
property rights, the Patents Act 1990 is more relevant to Indigenous
rights in biodiversity related knowledge.
To obtain patent rights, a product should be novel and
not merely a 'discovery' of something that occurs naturally. It must also
be 'non-obvious', resulting from the transformation of a natural substance
using some technological process. Finally, as with other intellectual
property laws, patents are used to confer property rights on individuals
or corporations-and do not provide for the kinds of group, or collective
rights that Indigenous peoples hold in knowledge and practices. There
is also a fixed period for protection under patent laws, usually up to
20 years, which again does not provide for Indigenous knowledge that is
often the result of millennia of innovation and transmission.
It is possible for 'joint inventors' to take out a patent.
In this sense, it is possible in principle for Indigenous people, whose
contributions based on their traditional knowledge and practices are significant
components of patentable inventions and processes, to be included as 'joint
inventors'. However, in practice, the particular types of knowledge and
innovations of Indigenous peoples are not recognised for the purposes
of the Patent Act.(25)
Other international developments
International standard setting developments and other
processes provide a useful context within which measures for recognising
and protecting Indigenous knowledge can be considered.
The Draft Declaration on the Rights of Indigenous
Peoples being developed by a working group of the United Nations Commission
on Human Rights provides, at Article 24, for Indigenous peoples' rights
to 'their traditional medicines and health practices, including the right
to the protection of vital medicinal plants, animals and minerals'. Article
29 provides that Indigenous peoples are 'entitled to the recognition of
the full ownership, control and protection of their cultural and intellectual
property'. These peoples, this Article says:
...have the right to special measures to control,
develop and protect their sciences, technologies and cultural manifestations,
including human and other genetic resources, seeds, medicines, knowledge
of the properties of fauna and flora, oral traditions, literatures,
designs and visual and performing arts.
International Labour Organisation Convention 169
('ILO 169') also contains various provisions (e.g. Articles 4, 5, 8, 13
and 23) relevant to the protection of Indigenous peoples' cultures, environments,
and religious and political systems.
One international development that provides specific
opportunities for introducing measures to protect Indigenous knowledge
is the Convention on Biological Diversity, mentioned above. Article
8(j) of this Convention encourages countries, 'subject to national legislation'
to:
...respect, preserve and maintain knowledge, innovations
and practices of indigenous and local communities embodying traditional
lifestyles relevant for the conservation and sustainable use of biological
diversity and promote their wider application with the approval and
involvement of the holders of such knowledge, innovations and practices
and encourage the equitable sharing of the benefits arising from the
utilisation of such knowledge, innovations and practices.
The Conference of Parties to the Convention on Biological
Diversity includes on its agenda for its annual meetings, consideration
of Article 8(j) and related provisions. This work includes attempts to
clarify, and define the nature and scope of Indigenous knowledge, innovations
and practices, and the collection and synthesis of case studies.(26) In
recognition of the importance of Article 8(j) and Indigenous peoples'
interests, in addition to discussions of this subject at annual meetings
of the Conference of Parties, a workshop on 'traditional knowledge' was
held in Madrid in November 1997. At the fourth session of the Conference
of Parties that was held in Bratislava, Republic of Slovakia in May 1998,
a decision was made that there be an ad hoc, open ended intersessional
working group to further consider Article 8(j) and related provisions.
While the Convention on Biological Diversity provides
a potentially useful opportunity for countries to introduce new measures
to recognise and protect Indigenous knowledge and innovations, it also
imposes some constraints. The requirement that implementation of Article
8(j) should be subject to national legislation may be problematic for
Indigenous peoples, especially if existing national laws take precedence,
and where these might contravene, or place limitations on any measures
that may be introduced under 8(j). Conversely, the Convention may encourage
countries to introduce special national laws beneficial for the protection
and conservation of Indigenous knowledge, traditions, innovations and
practices.(27)
The use of the term 'traditional lifestyles' in the wording
of Article 8(j) may also be interpreted to imply the exclusion of many
Indigenous communities who have not retained their direct connections
with lands and resources, but who wish to protect and preserve their knowledge
and innovations.(28)
Another UN development important to the recognition and
protection of Indigenous knowledge is the study of Indigenous peoples'
culture and heritage by Special Rapporteur Erica-Irene Daes. This study
is useful in its emphasis on the close interdependence in Indigenous societies
between land, environment, and heritage. Daes suggests that to Indigenous
peoples, 'cultural property', 'intellectual property', and biological
resources are all components of their 'collective heritage'. She states:
...Indigenous peoples do not view their heritage
in terms of property at all-that is, something which has an owner
and is used for the purpose of extracting economic benefits-but in
terms of community and individual responsibility. Possessing a song,
story or medicinal knowledge carries with it certain responsibilities
to show respect to and maintain a reciprocal relationship with the
human beings, animals, plants and places with which the song, story
or medicine is connected. For indigenous peoples, heritage is a bundle
of relationships, rather than a bundle of economic rights.(29)
Although this report implies that Indigenous peoples
are uniformly opposed to the commodification of heritage, in practice
some Indigenous peoples may regard elements of their heritage as common
property, and seek opportunities to reap benefits from its uses by the
wider community. Any benefit sharing arrangements that may be introduced
will need to provide for the diversity of views and approaches among Indigenous
peoples regarding the economic values of their heritage.
Other developments in environment and conservation
A range of other developments in international standard
setting relating to environment and conservation have particular relevance
to the consideration of measures for protecting Indigenous biodiversity
related knowledge. These instruments and statements are especially useful
in that they build up a body of principles relevant to the recognition
and protection of Indigenous peoples' knowledge systems, and may ultimately
influence law and policy development. The most important of these international
developments have resulted from the 1992 United Nations Conference on
Environment and Development (UNCED) held in Rio de Janeiro, Brazil. In
addition to the Convention on Biological Diversity, other outcomes
from UNCED are the Rio Declaration, Agenda 21, and the Statement
of Forest Principles.
Agenda 21 provides a charter and program for action
for sustainable conservation and development into the next century. Chapter
26 of Agenda 21 on Recognising and Strengthening the role of Indigenous
Peoples and their Communities contains some important provisions directly
relevant to Indigenous knowledge and management of biodiversity. For example
Section 26.3(iii) states that Governments should, 'in full partnership
with Indigenous people and their communities', recognise Indigenous peoples'
'values, traditional knowledge and resource management practices with
a view to promoting environmentally sound and sustainable development'.
Section 26.6(a) contains a program statement to implement this principle.
The Rio Declaration states at Principle 22
that:
Indigenous people and their communities, and other
local communities, have a vital role in environmental management and
development because of their knowledge and traditional practices.
States should recognise and duly support their identity, culture and
interests and enable their effective participation in the achievement
of sustainable development.
Another outcome from UNCED was the establishment of the
Commission on Sustainable Development (CSD) within the United Nations
Environment Programme. An ad hoc Inter-governmental Panel on Forests within
the CSD considered a range of matters concerning sustainable forest management,
including the role of 'traditional forest related knowledge', a significant
area of work relevant to Indigenous peoples' rights to ecological knowledge.
In 1994, the United Nations released a final report on
Human Rights and the Environment, which had been prepared by a Special
Rapporteur commissioned by the United Nations Sub-Commission on Prevention
of Discrimination and Protection of Minorities. As an appendix to this
report, a draft Declaration on the Right to the Environment includes
provisions relevant to the protection of Indigenous knowledge. Paragraphs
6 and 13 provide generally for biodiversity conservation, and for equitable
benefit sharing from environmental conservation. Paragraph 14 provides
for Indigenous peoples' rights:
Indigenous peoples have the right to control their
lands, territories and natural resources and to maintain their traditional
way of life. This includes the right to security in the enjoyment
of their means of subsistence....Indigenous peoples have the right
to protection against any action or course of conduct that may result
in the destruction or degradation of their territories, including
land, air, water, sea-ice, wildlife or other resources.(30)
These developments provide an important body of statements
and principles that can influence international laws and policies to recognise
and protect the customary knowledge and practices of local and Indigenous
peoples.(31)
Indigenous peoples' statements and declarations
The Draft Declaration on the Rights of Indigenous
Peoples referred to above was developed mostly by Indigenous peoples
and their representatives during many years of meetings of the UN Working
Group on Indigenous Peoples.
Over recent years there has been a series of statements
and declarations developed by, or on behalf of Indigenous peoples which
provide specifically for their rights in cultural and intellectual property,
and knowledge, innovations and practices. These developments generally
provide an important emerging 'soft law' of principles for Indigenous
rights which ultimately must serve to guide, and hopefully influence ,
law and policy.(32)
Approaches to protecting Indigenous knowledge
Earlier in this paper mention was made that conventional
intellectual property rights systems provide an inadequate means of protecting
Indigenous knowledge. Alternatives to intellectual property rights systems
provide greater opportunities for recognition and protection of Indigenous
rights relating to biological and ecological knowledge, innovations and
practices. Some of these alternative approaches are surveyed here.(33)
Benefit sharing approaches, contracts and
agreements
The search for, collection and use of products and derivatives
from biological diversity takes its toll on the environment. Bioprospecting
also presents challenges for the inclusion of provisions that recognise
and protect the intellectual property rights of the traditional users
and holders of biological knowledge and practices.
Where bioprospecting is carried out, by using the proceeds
from these activities to develop mechanisms for equitable sharing of benefits
by Indigenous knowledge holders, it may be possible to achieve the twin
goals of conservation, and the protection of the rights of knowledge holders
and innovators.(34) This type of approach would be consistent with the
implementation of Article 8(j) and related provisions of the Convention
on Biological Diversity. There are many examples of arrangements that
have been introduced with the aim of benefit sharing for use of biodiversity.
These types of systems are considered to be more effective than conventional
intellectual property rights systems, as they offer greater flexibility
and are not constrained by the limitations of IPR systems discussed above.
Benefit sharing arrangements that have been developed
include various forms of contracts, agreements, and other mechanisms aimed
at developing partnerships between different interest groups, and providing
compensation and benefits to knowledge holders.(35) The advantages of
contractual arrangements include their capacity to 'be designed to fit
any conceivable relationship between collaborators', to 'define the types
and amounts of benefits', and to be able to 'target recipient populations
and conservation objectives'. The benefits offered by contractual arrangements
also include the provision of royalties and advance payments.(36)
One example of an approach based on contractual arrangements
is what is known as a system of International Co-operative Biodiversity
Groups (ICBGs). These have been developed from an 'integrated conservation
and development program' wherein 'appropriately designed natural products
research and development can bring both short and long term benefits to
the countries and communities that are the stewards of the genetic resources'.
The proponents of this system state that 'sharing benefits from both the
research process and from any drug discoveries that are made down the
road creates incentives for conservation and provides alternatives to
destructive use'. The ICBG program includes, among other advantages, 'equitable
intellectual property and benefit sharing arrangements'.(37) These systems
are being developed in Peru, and in Nigeria.(38)
Another example of a contract is an agreement that was
developed between the giant pharmaceutical company Merck & Co. Inc.,
and the National Biodiversity Institute known as INBio, a non-profit research
organisation established by the Government of Costa Rica. In this agreement
Merck provides up-front funding (an initial $US1 million) to INBio for
screening plants for possible AIDS cures. INBio will receive a share of
any royalties that may result from successful product development. A proportion
of the up-front payment (10 per cent), and 50 per cent of any royalties
will be fed directly into conservation activities.(39) This arrangement,
which is primarily a contract for the screening of biodiversity, is celebrated
by its supporters for its flexibility and the opportunities it provides
for developing negotiated 'guidelines for collecting which can be adapted
to meet the interests of both parties in a way which is unique to each
particular situation'.(40)
The advocacy organisation Rural Advancement Foundation
International (RAFI) has criticised the Merck/INBio type of bilateral
bioprospecting contract, arguing that they 'are not likely to provide
adequate compensation to either indigenous peoples or developing countries
unless they are made within the framework of broader intergovernmental
arrangements'.(41) While the Merck/INBIo agreement in Costa Rica is often
described as a model partnership arrangement between a pharmaceutical
company and a government, it may not be especially useful for considering
the issue of Indigenous rights, since, as the authors of one report point
out, 'Costa Rica has almost no indigenous people'. These writers go on
to say:
The agreement between Merck and INBio includes training
individuals from the working class as parataxonomists, but they approach
the forest as employees with institutional educations, not as traditional
peoples with indigenous knowledge. As a result, there are no issues
of patent rights or land ownership to consider.(42)
Another example of a contractual arrangement is one that
has been developed by Shaman Pharmaceuticals Inc., which derives its research
from collaboration with Indigenous peoples and the uses of their traditional
knowledge. This company established a non-profit independent organisation
called the Healing Forest Conservancy, which will receive a proportion
of the profits, obtained from Shaman's products. Healing Forest Conservancy
'supports biodiversity conservation and protection of cultural diversity
and will independently determine how resources can best assist indigenous
communities and organisations'.(43)
Other types of agreements include 'know-how' licenses,
material transfer agreements, trust fund mechanisms, conservation compensation
initiatives, and an 'intellectual integrity framework'. These types of
arrangements all provide alternatives to intellectual property rights
systems, and offer, to varying degrees of effectiveness, opportunities
to develop mechanisms for equitable sharing of benefits from bioprospecting
with Indigenous knowledge holders and innovators.(44)
Rights based approach
One approach that offers scope for recognition of Indigenous
knowledge is a system called protection of 'traditional resource rights'
by its proponents. This approach is based on the systematic use by Indigenous
peoples of all the existing instruments, laws and policies relating to
human rights, land, heritage, culture, environment and intellectual property.
Combined with the introduction of reforms to these, as well as the development
and implementation of measures such as contracts, agreements and protocols,
this approach provides Indigenous peoples with a rights based framework
in which to pursue their wish for recognition and protection of intellectual
property rights in knowledge and biodiversity.
The principal developer of this approach, British ethnobotanist
Darrell Posey, has written extensively on the ways in which relevant provisions
in the Rio Declaration, the Convention on Biological Diversity, and a
wide range of human rights and other instruments, in addition to emerging
Indigenous and other standards and statements can be used by Indigenous
peoples to achieve better recognition and protection for their intellectual
property rights.(45)
Implementing the Convention on Biological Diversity
In 1996 the Commonwealth, state and territory governments
endorsed a National Strategy for the Conservation of Australia's Biological
Diversity. Action 1.8.2 of this Strategy is to:
Ensure that the use of traditional biological knowledge
in the scientific, commercial and public domains proceeds only with
the cooperation and control of the traditional owners of that knowledge
and ensure that the use and collection of such knowledge results in
social and economic benefits to the traditional owners. This will
include:
- encouraging and supporting the development and use of collaborative
agreements safeguarding the use of traditional knowledge of biological
diversity, taking into account existing intellectual property rights;
and
- establishing a royalty payments system from commercial development
of products resulting, at least in part, from the use of traditional
knowledge.
Other environment related developments
A number of other processes within the Commonwealth Government
are relevant to biodiversity and Indigenous knowledge. Various developments
arising from the 1992 United Nations Conference on Environment and Development
provide a body of statements and principles recognising Indigenous knowledge.
The 1992 National Strategy for Ecologically Sustainable Development
included objectives relevant to the incorporation of Indigenous perspectives
in environment and conservation management.
The 1993 Coastal Zone Inquiry conducted by the
former Resource Assessment Commission included in its considerations Aboriginal
and Torres Strait Islander issues. The resulting report recommended the
enactment of Commonwealth legislation which, among other things:
- recognises Indigenous peoples' right to hunt, fish, gather and engage
in other cultural practices according to tradition or custom
- provides mechanisms whereby the exercise of traditional rights to
access and use of resources can be negotiated with other interests or
interested parties (conservation, pastoral, etc), and
- provides mechanisms to ensure substantive Indigenous peoples' involvement
in, and wherever possible control of, the management of their traditional
environments and resources.(46)
Most of these were initiatives developed and introduced
by previous governments. It remains to be seen whether they are to remain
on the agenda of the present Government.
A Commonwealth State Working Group on Access to Australia's
Biological Resources is developing a proposal for a framework regulating
access to Australia's biological resources. A discussion paper released
in October 1996 proposes a nationally consistent approach to managing
access, and advocates a preferred 'multi-purpose contract system'. This
system is based on the development of contracts between those wishing
to collect biological resources, and the relevant owners of these resources.
According to the report, these types of contracts would have the flexibility
to be designed to suit specific circumstances and conditions, as well
as the requirements of laws and policies in the particular jurisdictions
in which they apply. Among the purported benefits of this system is that
it would 'ensure an equitable return to the jurisdiction of any financial
benefits arising from exploitation of the resource, and to share benefits
and other information about the resource which may assist its further
conservation and management'.(47)
This report does not deal adequately with questions of
ownership and control, preferring instead to limit its consideration to
matters of access only.(48) It also gives inadequate consideration of
the rights and interests of Aboriginal and Torres Strait Islander peoples
in biological resources. Systems that provide return of benefits to jurisdictions
will not necessarily include provisions for benefit sharing by Indigenous
peoples within those jurisdictions.
Another discussion paper released recently entitled Reform
of Commonwealth Environment Legislation discusses proposals to 'comprehensively
reform the Commonwealth's environmental law regime', with the objective
to 'deliver better environmental outcomes in a manner that promotes certainty
for all stakeholders and minimises the potential for delay and intergovernmental
duplication'.(49) Among the measures proposed is a Biodiversity Conservation
Act, which will replace a number of separate conservation acts, and 'result
in an improved, integrated framework for the conservation and sustainable
use of Australia's biodiversity'.(50) There have been some concerns expressed
that the proposed new Biodiversity Conservation Act will not incorporate
any 'last resort' provisions for environmental protection by the Commonwealth,
as are presently available under the existing World Heritage Properties
Conservation Act 1983, which is among those Acts the proposed Biodiversity
Conservation Act would replace.(51)
A further problem with the proposals, as detailed in
the discussion paper, is the absence of any references to those components
of either the Convention on Biological Diversity, or the National
Strategy for the Conservation of Australia's Biological Diversity
that deal with the preservation of Indigenous knowledge and practices.
The only reference that has implications for Indigenous knowledge relates
to controls over access to biological resources.
The discussion paper states that the proposed Biodiversity
Conservation Act will empower the Commonwealth Government to control access
to biological resources by 'allowing regulations to be made in relation
to the management of access to biological resources on Commonwealth lands
and in marine environments under Commonwealth control'.(52) The concern
with this is that there is not an adequate discussion, or framework proposed-either
in this discussion paper, or in the discussion paper on access to biological
resources -for the protection of Indigenous knowledge, and the recognition
and protection of Indigenous rights in regard to access, control and ownership
of biological resources, whether on Commonwealth lands or elsewhere.
Recommendations for greater control by, and participation
of Aboriginal and Torres Strait Islander people in the management of environment
and conservation, including national parks and protected areas have been
made by many reports over the decades. Some noteworthy examples of these
reports include the comprehensive and significant 1991 national report
of the Royal Commission Into Aboriginal Deaths in Custody (especially
Recommendation 315).(53)
Despite this proliferation of reports and recommendations,
there has been relatively little in the way of implementing environment
and biodiversity related recommendations. Another area in which recommendations
and reports abound in large proportion relative to their implementation
is that of intellectual property rights-which are also relevant to the
protection of Indigenous knowledge.
Intellectual property rights
There has been some attention focussed recently on the
issue of Indigenous intellectual property rights. This has largely been
prompted by the release by the former Keating Government in 1994 of an
issues paper called Stopping the Rip-Offs: Intellectual Property Protection
for Aboriginal and Torres Strait Islander Peoples. To formulate its
response to this paper, the Commonwealth Government established an interdepartmental
committee chaired initially by the Attorney-Generals Department, and subsequently
by the Department of Communications and the Arts. As a part of this process,
the Aboriginal and Torres Strait Islander Commission (ATSIC) has sought
Indigenous views regarding the recognition and protection of intellectual
property rights.
The Stopping the Rip-Offs paper stated that its
aim was to consider only the protection of what was termed 'arts and cultural
expressions', and these only insofar as they related to the Copyright
Act 1968. The principal focus was on finding suitable remedies to
the appropriation of Aboriginal art that had been occurring for decades.
The effectiveness of the Copyright Act in preventing these appropriations
was a central consideration. The government view therefore expressly excluded
the protection of Indigenous knowledge in biodiversity from this process.
Notwithstanding these limitations, ATSIC advocated that
since Indigenous peoples considered that their intellectual property rights
did extend to knowledge in biodiversity, then any reforms to protect Aboriginal
and Torres Strait Islander intellectual property must necessarily also
include consideration of knowledge and biodiversity. ATSIC's involvement
in the formulation of a response to the Stopping the Rip-Offs paper
therefore adopted a broader view, consistent with Indigenous peoples'
aspirations.
ATSIC established an Indigenous Reference Group comprising
Aboriginal and Torres Strait Islander people with expertise and experience
in cultural heritage, the arts, and law, to provide advice and to manage
the consultations with Indigenous peoples. ATSIC also funded the Australian
Institute of Aboriginal and Torres Strait Islander Studies (AIATSIS) to
further develop an Indigenous perspective. In 1997, AIATSIS released a
discussion paper entitled Our Culture, Our Future: Proposals for the
Recognition and Protection of Indigenous Cultural and Intellectual Property.
This paper includes consideration of possible reforms, legislative, policy
and administrative to protect Indigenous rights in knowledge and biodiversity.
The final report of Our Culture, Our Future, released
in mid-1998, makes some 115 recommendations covering a very wide range
of law, policy, program and administrative subject areas. These recommendations
include suggesting amendments to legislation dealing with cultural and
intellectual property rights, land, environment and heritage. They also
advocate a range of administrative and common law measures. Arguably the
most far reaching recommendation calls for the introduction of sui
generis legislation that specifically provides for recognition and
protection of Aboriginal and Torres Strait Islander peoples' cultural
and intellectual property rights-including rights in biodiversity and
traditional knowledge.
Reforms to existing intellectual property rights laws
can extend the capacity of these laws to recognise and protect intangible
cultural expressions such as knowledge, and to shift the balance in these
laws from fostering commercial innovation, towards protecting cultural
rights. The introduction of moral rights provisions to the Copyright Act
is a step towards these types of reforms. Similar moral rights provisions
could also be considered for patent laws.
Native title and regional agreements
The Mabo decision and the Native Title Act
1993, as some writers have argued, provide an impetus for the recognition
of Aboriginal and Torres Strait Islander peoples' rights in, and knowledge
and practices regarding environmental management, and the incorporation
of these into existing management regimes.(54) Flowing from the recognition
of common law rights in land, both the Mabo decision and the Native
Title Act 1993 also establish principles for the recognition of other
types of Indigenous customary property rights, including rights in knowledge.(55)
The content of native title is defined as being based on the laws and
customs of the Indigenous claimants although the precise nature of this
content will ultimately be determined in the courts.
The content of native title 'has its origin in and is
given its content by the traditional laws acknowledged by and the traditional
customs observed by the indigenous inhabitants of a territory'(56), and
may be shown to include Indigenous knowledge of country. Since native
title is defined according to the customs and traditions of the claimant
group, this by definition must imply the inclusion of Indigenous knowledge
as a form of intellectual property, because to Indigenous peoples, their
'knowledge of the properties of fauna and flora' is an important component
of customary laws.(57)
Another aspect of the native title process that potentially
has the capacity to provide recognition of Indigenous rights in knowledge
and biological diversity, is the process of negotiated agreements, known
as regional agreements or Indigenous Land Use Agreements. Negotiated agreements
may be developed either within the provisions of the Native Title Act
(the Preamble and Section 21), or as independent processes. Section
21 of the Native Title Act provides a potential stimulus for the negotiated
settlement of claims, and a possible mechanism for the achievement of
a measure of autonomy for Indigenous peoples.
A regional agreement may include negotiated arrangements
covering virtually any aspect of government, delivery of services, access
to, and management and control of areas, resources and sites, protocols
regarding research, survey and development activities, and so on. They
may also include negotiated arrangements for the integration of Indigenous
knowledge, and customary uses and practices regarding land, environment,
and biological materials into land and environment management plans and
strategies.
A regional agreement 'denotes the concept of equitable
and direct negotiations between Indigenous peoples, governments and other
stakeholders in a region to recognise the rights of Indigenous peoples
and to protect them under a contemporary legal system'. A regional agreement
'should not take any pre-ordained form...[but]...'is a means for Indigenous
peoples to define our own solutions and obtain legal, administrative and
political recognition for such definitions'.(58) One working definition
of regional agreements is as:
...a way to organise policies, politics, administration,
and/or public services for or by an Indigenous people in a defined
territory of land (or of land and sea).(59)
A regional agreement could, in principle, provide for
the recognition of Indigenous peoples' rights to control their own destinies.(60)
Discussions about Australian regional agreements are
influenced by Canadian developments such as the James Bay and Northern
Quebec Agreements. These types of agreements often include regimes for
the management of environment and heritage. One commentator has suggested
that 'the comprehensive claims process underway in Canada is often touted
as the solution to issues of Indigenous land management, self-determination,
management of public sector programs and services, and native title in
Australia'.(61)
In Australia, the development of regional agreements
is currently focussed on processes, rather than on the likely content
of such agreements. The present amendments to the Native Title Act include
several provisions relating to Indigenous Land Use Agreements (ILUAs).
The term Indigenous land use agreements:
encompasses agreements which may provide for recognition
or transfer of the ownership of country which may or may not be coupled
with the authorisation of mining, pastoral or other developmental
activities by indigenous and non-indigenous interests acting jointly
or separately. It covers vesting and joint management of parks and
reserves and agreements for the co-existence of Aboriginal and non-Aboriginal
interests or activities in forests and offshore and internal waters.(62)
Indigenous peoples and their supporters have argued that
such land use agreements are the most appropriate way to develop shared
approaches to managing access and other rights and responsibilities over
pastoral leaseholds. These ILUA proposals provide more detail than the
Section 21 provision in the Native Title Act, since they offer a 'flexible
system to assist in the making of agreements which may affect native title',
and 'represent a lasting and economical means of resolving native title
issues'.
The main concerns in current negotiations regarding agreements
are with the 'regulation of resource extraction and commercial use of
the land', and as noted by one writer, 'conservation values are a latecomer
to the equation, but of increasing influence and importance', since 'efficient
exploitation and management of resources is one of the principal factors
that has led to the need for comprehensive negotiated settlements whether
native title is recognised or not'.(63)
Given the diversity of possible arrangements that may
be relevant to the potential inclusion of Indigenous knowledge and practices,
it is feasible to cite many examples of such arrangements. The Cape York
Heads of Agreement, and the agreement between Quandamooka Land Council
and Redland Shire in Queensland, are just two examples of agreements that
have specific references to Indigenous knowledge, Indigenous cultural
and intellectual property, or environmental management.(64)
Other contracts and agreements
Contracts and agreements can potentially offer powerful
mechanisms for including recognition and protection of Indigenous knowledge
and practices. Contracts that have been developed between the pharmaceutical
company Amrad and some Aboriginal representative organisations for bioprospecting
may be models for a wider national approach.
The Commonwealth Government's Indigenous Protected Areas
Program is another initiative which offers a potential basis for developing
systems for the recognition and protection of Indigenous knowledge and
practices relating to environmental conservation and management. This
program aims to develop partnerships between Indigenous landholders and
government conservation agencies. Although still in its developmental
stage, this program has the potential for incorporating in such partnerships
agreed strategies for the protection and appropriate management of biodiversity
related knowledge, and for equitable sharing of benefits with the Indigenous
knowledge holders.(65)
Jointly managed national parks also provide good models
for incorporating and protecting Indigenous knowledge, innovations and
practices. One example is Uluru-Kata Tjuta National Park, which is a model
of a negotiated sharing arrangement between the Aboriginal traditional
owners, and conservation management agencies.(66) The management plan
for this park incorporates Aboriginal traditional knowledge and environmental
management practices, based on the principle of Tjukurpa, which is the
custom and law of Anangu people, the parks traditional Aboriginal owners.(67)
Land and heritage
Federal legislation such as the Aboriginal Land Rights
Act (NT) 1976 (Cwlth) and the Aboriginal and Torres Strait Islander
Heritage Protection Act 1986 provide potential avenues for incorporating
reforms to include protection of Indigenous knowledge. Relevant land and
heritage laws in state and territory jurisdictions may also provide opportunities
for recognising Indigenous knowledge.
Existing Commonwealth heritage protection legislation
is limited in its capacity to protect Indigenous knowledge, as it protects
only physical heritage. This legislation, the Aboriginal and Torres
Strait Islander Heritage Protection Act 1984 has recently been the
subject of considerable attention in the Hindmarsh Island case, which
illustrated some problems regarding protection of secret knowledge. There
has been considerable work carried out in recent years to review and assess
the effectiveness of this Act. One such review, completed by the Hon.
Elizabeth Evatt in 1996, made some recommendations to improve the operation
of this Act.(68) These recommendations included advocating the implementation
of measures to recognise and protect Indigenous secret and sacred knowledge
relating to heritage. The Act is presently the subject of proposals for
reform, which will, if implemented, effectively devolve responsibility
for decision making over Indigenous heritage to state and territory governments.
Common law solutions
The potential for recognition and protection by statute
law is given support by a number of common law cases in recent decades
that have implications for recognition of Indigenous customary law and
traditional knowledge. Some of these have been specifically brought under
the Copyright Act, and the resulting decisions have gone some way toward
extending the interpretation of copyright law to accommodate Indigenous
cultural perspectives. Among the cases most significant for the potential
recognition and protection of Indigenous knowledge, practices and innovations
relating to biodiversity are Milirrpum v Nabalco Pty. Ltd. (1971),
Foster v Mountford (1976), and Milpurruru v Indofurn Pty. Ltd.
(1995). These are discussed in Research Paper No. 20 and elsewhere.(69)
Administrative and policy reforms
A range of administrative reforms are suggested in the
report Our Culture, Our Future, which could provide protection
for Aboriginal and Torres Strait Islander peoples' cultural and intellectual
property rights. These include measures such as a Public Domain Royalties
System, and Cultural Contracts.
Integrating different knowledge systems: Indigenous
knowledge and western science
One of the challenges to law and policy for the recognition
and protection of Indigenous knowledge is to develop ways in which there
can be an integration, or a harmonising of Indigenous biological and environmental
knowledge and practices with western scientific knowledge. In this way,
rather than being considered as conflicting systems, Indigenous knowledge
systems and western scientific knowledge can be combined in a way which
utilises the characteristics of two different systems in a complementary,
mutually reinforcing way. Such an integrated knowledge system can be developed
in order to pursue mutual goals such as land and ecosystem management.
There are many examples of ways in which the integration
of Indigenous knowledge systems and western scientific approaches can
be integrated. These include ecological, botanical and faunal surveys
using Indigenous knowledge, and the incorporation of Indigenous knowledge
and practices regarding land and environmental management into national
parks, and in the development of strategies for managing a variety of
ecosystems such as rangelands, wetlands, and marine environments. The
development of programs aimed at establishing Indigenous protected areas,
and land and environment conservation activities such as landcare regimes
are also ways in which Indigenous and non-Indigenous knowledge and practices
can be harmonised.
The recognition and protection of Indigenous peoples'
rights in their knowledge, innovations and practices relating to biodiversity
is assuming an increasing urgency. Indigenous knowledge makes a significant
contribution to the collection and screening of plant-related substances,
and the development of commercial products such as pharmaceuticals from
these. Often, however, the contribution made by Indigenous knowledge,
innovations and practices is unacknowledged, and little or no financial
benefits are returned to these knowledge holders and innovators for their
contribution.
The Convention on Biological Diversity is the
single most important international instrument that provides potential
for developing measures for recognition and protection. Its provisions
regarding benefit sharing are especially important.
While conventional intellectual property rights systems
are largely ineffective in providing recognition and protection for Indigenous
knowledge, there are some other avenues that have the potential to offer
solutions.
Alternatives to intellectual property systems offer the
most productive opportunities, especially the introduction of frameworks
that provide specifically for the recognition and protection of Indigenous
knowledge.
Contractual arrangements, agreements and partnerships
for land and environment management and conservation offer considerable
potential for incorporating mechanisms for recognition and protection
of Indigenous knowledge, innovations and practices relating to biological
resources. In designing these kinds of approaches, however, it is of primary
importance to ensure that they provide for Indigenous peoples to share
equitably in benefits derived from the wider uses of their knowledge,
innovations and practices. The risk is, as highlighted by the Commonwealth
State Working Group report, that the focus will be on supporting the provision
of benefits to states and other powerful interest groups-at the expense
of Indigenous peoples within state jurisdictions.
State and territory laws and policies relevant to conservation,
and the recognition and protection of Indigenous rights are diverse and
ad hoc. For this reason, the Commonwealth has an important role in developing
a national approach to achieve recognition and protection of Indigenous
rights in biodiversity related knowledge and practices, while at the same
time providing for the interests of conservation, and of industry.
This system, modelled on successful local and international
developments, could be developed to meet the interests of all participants.
It would provide for the recognition and protection of Indigenous knowledge,
innovations and practices, enable bioprospecting to occur, with prior
informed consent of knowledge holders and custodians. It would provide
for the equitable sharing of benefits-both financial and non-financial
with knowledge holders and custodians, and it would provide incentives
for the conservation and sustainable management of biological diversity.
- Commonwealth of Australia, Biodiversity and its value (Biodiversity
series, paper no. 1), Biodiversity Unit, Department of the Environment,
Sport and Territories, 1993, p. 5.
- Henrietta Fourmile, 'Protecting indigenous property rights in biodiversity'
in Ecopolitics IX: perspectives on indigenous peoples' management
of environment resources, conference papers and resolutions, Northern
Land Council, Darwin, 1996, pp. 37-42; Michael Blakeney, 'Bioprospecting
and the protection of traditional medical knowledge', European Intellectual
Property Review, vol. 19, no. 6, June 1997, p. 298.
- Sydney Morning Herald, Saturday 11 April, 1998.
- World Intellectual Property Organisation (WIPO), (ed), Introduction
to intellectual property: theory and practice, Kluwer Law International,
London, The Hague, and Boston, 1997.
- Vandana Shiva and Radha Holla-Bhar, 'Intellectual piracy and the neem
tree', The Ecologist, vol. 23, no. 6, Nov/Dec. 1993, pp. 223-227;
Vandana Shiva, Afsar H. Jafri, Gitanjali Bedi, and Radha Holla-Bhar,
The enclosure and recovery of the commons: biodiversity, indigenous
knowledge and intellectual property rights, Research Foundation
for Science, Technology and Ecology, New Delhi, India, 1997, pp. 35-36.
- ibid., p. 37.
- ibid., pp. 35-36.
- Michael Blakeney, op. cit.; Henrietta Fourmile, 'Protecting Indigenous
property rights in biodiversity', Current Affairs Bulletin, vol.
72, no. 5, Feb/Mar 1996, p. 38.
- ibid., also see Australian Institute of Aboriginal and Torres Strait
Islander Studies, Our culture, our future: proposals for the recognition
and protection of Indigenous cultural and intellectual property,
Canberra, 1997, p. 28; Henrietta Fourmile, 'Protecting Indigenous intellectual
property rights in biodiversity', op. cit., p. 39; Michael Blakeney,
'Bioprospecting and the protection of traditional medical knowledge',
Paper presented to the Symposium on Intellectual Property Protection
for the Arts and Cultural Expression of Aboriginal and Torres Strait
Islander Peoples', Perth, 1 October 1996, p. 2; Cheryl Jones, 'Who owns
traditional medicine?', The Canberra Times, 4 August 1996, p.
7.
- Michael Blakeney, 'Bioprospecting and the protection of traditional
medical knowledge', Paper presented op. cit., pp. 12-13.
- WIPO, op. cit., pp. 124-125.
- See for example Harriet Ketley, 'Cultural diversity versus biodiversity',
Adelaide Law Review, vol. 16, 1994, pp. 99-160.
- A. J. Brown, Keeping the land alive: Aboriginal people and wilderness
protection in Australia, The Wilderness Society and the Environmental
Defender's Office, Sydney, 1992.
- See for example, Howard Morphy, '"Now you understand": an analysis
of the way Yolngu have used sacred knowledge to retain their autonomy',
in Nicholas Peterson and Marcia Langton (eds), Aborigines, land,
and land rights, Australian Institute of Aboriginal Studies, Canberra,
1983, pp. 110-133.
- Desmond Sweeney, 'Fishing, hunting and gathering rights of Aboriginal
peoples in Australia', UNSW Law Journal, vol. 16, no. 1, 1993,
pp. 104.
- Gary D. Meyers, 'Aboriginal rights to the "profits of the land": the
inclusion of traditional fishing and hunting rights in the content of
native title', in Richard H. Bartlett and Gary D. Meyers (eds), Native
title legislation in Australia, The Centre for Commercial and Resources
Law, The University of Western Australia and Murdoch University, Perth,
WA, 1994, p. 215; Also see Gary D. Meyers, 'Implementing native title
in Australia: The implications for living resources management', University
of Tasmania Law Review, vol. 14, no. 2, Oct. 1995, pp. 1-28; Graeme
Neate, 'Looking after country: Legal recognition of traditional rights
to and responsibilities for land', UNSW Law Journal, vol. 16,
no. 1, (1993), pp. 161-222.
- Sweeney, op. cit; Maureen Tehan, 'Indigenous peoples, access to land
and negotiated agreements: experiences and post-Mabo possibilities for
environmental management', Environmental Planning and Law Journal,
vol. 14, no. 2, April 1997, pp. 114-134.
- Sweeney, op. cit., pp. 102-103.
- The Law Reform Commission, The recognition of Aboriginal customary
laws, summary report (Report no. 31), Canberra, AGPS, 1986, pp.
75-81.
- There is an extensive, and growing body of literature on Indigenous
knowledge, intellectual property, and bioprospecting; see for example
Josephine R. Axt, M. L. Corn, M. Lee, and D. M. Ackerman, Biotechnology,
Indigenous peoples and intellectual property rights, (Report for
Congress, CRS 21), Congressional Research Service, Washington, DC, USA,
16 April 1993; Stephen B. Brush, 'Indigenous knowledge of biological
resources and intellectual property rights: the role of anthropology',
American Anthropologist, vol. 95, no. 3, 1993, pp. 653-671; Clark
Peteru, Indigenous peoples' knowledge and intellectual property rights
consultation, working paper for regional consultations, Suva, Fiji,
24-27 April 1995, Pacific Concerns Resource Centre (Inc) and United
Nations Development Programme; The Crucible Group, People, plants
and patents: the impact of intellectual property on conservation, trade,
and rural society, International Development Research Centre, Ottawa,
Canada, 1994.
- See Michael Davis, 'Indigenous peoples and intellectual property rights',
Research paper no. 20, 1996-97, Information and Research Services,
Department of the Parliamentary Library, Canberra, 30 June 1997.
- Michael Harte, 'Indigenous biological diversity and property rights',
Public Sector, vol. 19, no. 3, 1996, p. 6.
- ibid., p. 8.
- For details see Michael Davis, op.cit.
- Blakeney, op. cit, European Journal of Intellectual Property,
p. 299.
- See UNEP, Convention on Biological Diversity, Subsidiary Body on Scientific,
Technical and Technological Advice, Second Meeting, Montreal, 2-6 September
1996, 'Knowledge, innovations and practices of indigenous and local
communities', Note by the Secretariat, UNEP/CBD/SBSTTA/2/7, 10 August
1996; UNEP, Convention on Biological Diversity, Conference of the Parties
to the Convention on Biological Diversity, Third Meeting, Buenos Aires,
Argentina, 4-15 November 1996, 'Knowledge, innovations and practices
of indigenous and local communities: Implementation of Article 8(j)',
Note by the Executive Secretary, UNEP/CBD/COP/3/19, 18 September 1996.
- See for example the introduction by the Philippines of a law, Executive
Order No. 247, which regulates the research, collection and use of biological
and genetic resources.
- Donna Craig, 'Implementing the Convention on Biological Diversity:
Indigenous peoples' issues', Contribution to IUCN Commission on Environmental
Law, Technical Paper on Legal and Institutional Issues Arising from
the Implementation of the Convention on Biological Diversity, presented
to the Regional Conference on the Biodiversity Convention, Manila, 6-8
June, 1994; Lyle Glowka, Francoise Burhenne-Guilmin and Hugh Synge,
in collaboration with Jeffrey A. McNeely and Lothar Gundling, 'A guide
to the Convention on Biological Diversity', Environmental policy
and law paper no. 30, IUCN, Gland, Switzerland, 1994.
- N Economic and Social Council, 'Study on the protection of the cultural
and intellectual property of indigenous peoples, by Erica-Irene Daes,
Special Rapporteur of the Sub-Commission on Prevention of Discrimination
and Protection of Minorities and Chairperson of the Working Group on
Indigenous Populations, E/CN.4/Sub.2/1993/28, 28 July 1993. The final
report by Daes included an Annex containing Principles and Guidelines
for the Protection of the Heritage of Indigenous People, E/CN.4/Sub.2/1995/26.
- UN Commission on Human Rights, Sub-Commission on Prevention of Discrimination
and Protection of Minorities, Human rights and the environment,
Final Report by Mrs Fatma Zohra Ksentini, Special Rapporteur, E/CN.4/Sub.2/1994/9,
6 July 1994.
- A useful survey of these developments is provided in Johanna Sutherland,
'Representations of indigenous peoples' knowledge and practice in modern
international law and politics', Australian Journal of Human Rights,
vol. 2, no. 1, Dec. 1995, pp. 39-57.
- Michael Davis, op. cit:17-18; Darrell A. Posey and Graham Dutfield,
Beyond intellectual property: toward traditional resource rights
for indigenous peoples and local communities, International Development
Research Centre, Ottawa, Canada, 1996.
- Refer also to Davis, op. cit for additional details.
- See for example Joshua P. Rosenthal, 'Equitable sharing of biodiversity
benefits: agreements on genetic resources', in OECD, Investing in
biological diversity, 1996, pp. 253-274.
- ibid; see also the range of initiatives, including alternative sui
generis intellectual property rights systems discussed in Rural
Advancement Foundation International (RAFI), Conserving indigenous
knowledge: integrating two systems of innovation, Ottawa, Canada,
1994, pp. 48-54.
- Rosenthal, op. cit., p. 253.
- ibid., pp. 254-255.
- See Brendan Tobin, 'Protecting collective property rights in Peru:
the search for an interim solution', unpublished paper distributed at
the fourth meeting of the Conference of Parties to the Convention on
Biological Diversity, Bratislava, 4 to 15 May 1998; also see UNEP, 'Synthesis
of case-studies on benefit sharing: note by the Executive Secretary',
Conference of the Parties to the Convention on Biological Diversity,
Fourth meeting, Bratislava, 4-15 May 1998, UNEP/CBD/COP/4/Inf.7, 4 May
1998.
- Caroline Oddie, 'Bio-prospecting', Australian Intellectual Property
Journal, 9(1), Feb. 1998, pp. 18-19.
- ibid., p. 19.
- RAFI, op. cit., p. 49.
- Axt, et al., op. cit., p. 13.
- Oddie, op. cit. p. 19.
- Rosenthal, op. cit., pp, 270-271; RAFI, op. cit., pp. 48-54.
- ibid; Darrell A. Posey, Traditional resource rights: international
instruments for protection and compensation for indigenous peoples and
local communities, IUCN-The World Conservation Union, Gland, Switzerland,
1996.
- Dermot Smyth, A voice in all places: Aboriginal and Torres Strait
Islander interests in Australia's coastal zone, Consultancy Report
to the Resource Assessment Commission's Coastal Zone Inquiry, Canberra,
November 1993, pp. 220-21.
- Commonwealth-State Working Group on Access to Australia's Biological
Resources, Managing access to Australia's biological resources: developing
a nationally consistent approach, October 1996, p. 22.
- ibid.
- Commonwealth of Australia, Reform of Commonwealth environment legislation:
consultation paper, Foreword by Senator the Hon. Robert Hill, Minister
for the Environment, Canberra, 1998, p. i.
- ibid., p. 21.
- Murray Hogarth and James Woodford, 'Fears for heritage as law scrapped',
The Sydney Morning Herald, Wednesday 11 March, 1998, p. 2.
- Commonwealth of Australia, Reform of Commonwealth environment legislation:
consultation paper, op. cit., p. 32.
- See for example Susan Woenne-Green, Ross Johnston, Ros Sultan and
Arnold Wallis, Competing interests: Aboriginal participation in national
parks and conservation reserves in Australia, a review, Australian
Conservation Foundation, Melbourne, 1994.
- See Helen Ross, Elspeth Young, and Lynette Liddle, 'Mabo: an inspiration
for Australian land management', Australian Journal of Environmental
Management, vol. 1, no. 1, July 1994, pp. 24-41; Maureen Tehan,
'Indigenous peoples, access to land and negotiated agreements: experiences
and post-Mabo possibilities for environmental management', Environmental
Planning and Law Journal, vol. 14, no. 2, April 1997, pp. 114-134.
- Ross et al, op.cit., Lisa M. Strelein, 'Indigenous people and protected
landscapes in Western Australia', Environmental and Planning Law
Journal, vol. 10, no. 6, December 1993, pp. 380-397.
- Richard Bartlett, 'The source, content and proof of native title at
common law', in Richard Bartlett (ed), Resource development and Aboriginal
land rights in Australia, The Centre for Commercial and Resources
Law, University of Western Australia, Perth, 1993 p. 39, citing Brennan
J in Mabo, p. 429.
- David Bennett, 'Native Title and Intellectual Property', in Paul Burke
(ed), 'Land, rights, laws: issues of native title', Issues paper
no. 10, Native Titles Research Unit, Australian Institute of Aboriginal
and Torres Strait Islander Studies, Canberra, April 1996.
- Michael Dodson, Aboriginal and Torres Strait Islander Social Justice
Commissioner, Third Report, AGPS, Canberra, 1995, p. 110.
- Donna Craig and Peter Jull, 'Regional agreements-options for Australian
indigenous peoples', Draft Working Paper prepared for the Office of
the Aboriginal and Torres Strait Islander Social Justice Commissioner,
1994, p. 4, cited in Dodson, op. cit., Meyers, Gary D., 'Aboriginal
rights to the "profits of the land": the inclusion of traditional fishing
and hunting rights in the content of native title', in Richard H. Bartlett
and Gary D. Meyers, eds, Native Title Legislation in Australia,
The Centre for Commercial and Resources Law, The University of Western
Australia and Murdoch University, Perth, 1994.
- See for example Frank Brennan, Michael Davis, et al, Controlling
destinies: greater opportunities for Indigenous Australians to control
their destinies, (Key issue paper no. 8), Council for Aboriginal
Reconciliation, AGPS, Canberra, 1994, pp. 42-45.
- These agreements are discussed in Benjamin J. Richardson, Donna Craig,
and Ben Boer, Regional agreements for indigenous lands and cultures
in Canada: a discussion paper, North Australia Research Unit, The
Australian National University, Darwin, 1995; Terry Fenge, Political
development and environmental management in northern Canada: the case
of the Nunavut Agreement, Discussion paper no. 20, North
Australia Research Unit, The Australian National University, Darwin,
October 1993; Benjamin J. Richardson, Donna Craig, and Ben Boer, 'Indigenous
peoples and environmental management: a review of Canadian regional
agreements and their potential application to Australia', Part 1, Environmental
and Planning Law Journal, vol. 11, no. 4, Aug 1994, pp. 320-343;
Benjamin J. Richardson, Donna Craig, and Ben Boer, 'Indigenous peoples
and environmental management: a review of Canadian regional agreements
and their potential application to Australia', Part 2, Environmental
and Planning Law Journal, vol. 11, no. 5, Oct 1994, pp. 357-81;
Michele Ivanitz, 'The Emperor has no clothes: Canadian comprehensive
claims and their relevance to Australia', Regional agreements paper
no. 4, Native Titles Research Unit, AIATSIS, Canberra, August 1997.
- Justice R. S. French, 'Pathways to agreement', paper presented to
Indigenous Land Use Agreements Conference, Darwin, 24-29 September 1995,
p. 3.
- Patrick Sullivan, 'Regional agreements in Australia: an overview'
Issues paper no. 17, Land, rights, laws: issues of native title,
Native Titles Research Unit, AIATSIS, Canberra, April 1997, p. 2.
- A range of agreements is mentioned in Rick Farley, Tony McRae, and
Patricia Lane, 'Outlook for regional development: opportunities for
regional agreements', paper presented to the Northern Australia Regional
Outlook Conference, Darwin, 24 September, 1997.
- The Indigenous Protected Areas Programme is outlined in Dermot Smyth
and Johanna Sutherland, Indigenous protected areas: conservation
partnerships with Indigenous landholders, Consultants Report to
Environment Australia, Commonwealth of Australia, Canberra, November
1996.
- See David Lawrence, Managing parks/ managing 'country': joint management
of Aboriginal owned protected areas in Australia, Research paper
no. 2, 1996-97, Parliamentary Research Service, Department of the
Parliamentary Library, Canberra, 1996.
- Commonwealth of Australia, Uluru (Ayers Rock-Mount Olga) National
park plan of management, National Parks and Wildlife Service, AGPS,
Canberra, 1991; Jim Birckhead, Terry de Lacy, and Laurajane Smith, eds,
Aboriginal involvement in parks and protected areas, Canberra,
Aboriginal Studies Press, 1993; Woenne-Green, op. cit.
- Hon. Elizabeth Evatt AC, Report of the Review of the Aboriginal
and Torres Strait Islander Heritage Protection Act 1984, Sydney,
1996.
- See AIATSIS, Our culture, our future: report on Australian Indigenous
cultural and intellectual property rights, Canberra, 1998, Australian
Copyright Council, Protecting Indigenous intellectual property: a
copyright perspective, Sydney, March 1997, pp. 24-27.
Australian Institute of Aboriginal and Torres Strait
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1997.
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Axt, Josephine R., M. L. Corn, M. Lee, and D. M. Ackerman,
Biotechnology, Indigenous peoples and intellectual property rights,
Report for Congress, CRS 21, 16 April 1993, Congressional Research Service,
Washington, DC, USA.
Bartlett, Richard, 'The source, content and proof of
native title at common law', in Richard Bartlett (ed), Resource development
and Aboriginal land rights in Australia, The Centre for Commercial
and Resources Law, University of Western Australia, Perth, 1993, pp. 35-60.
Bennett, David, 'Native title and intellectual property',
in Paul Burke (ed), 'Land, rights, laws: issues of native' title, Issues
paper no.10, Native Titles Research Unit, Australian Institute of
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