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<< Return to previous page | Parliamentary Joint Committee on Corporations and Financial Services

Oversight of ASIC

Section 243 of the Australian Securities and Investments Commission Act 2001 sets out the Committee’s duties. These duties include oversight of the Australian Securities and Investments Commission (ASIC). In fulfillment of this statutory duty, the committee holds regular public hearings with ASIC and reports its findings to parliament. The next public hearing related to the committee’s ongoing ASIC oversight responsibilities will occur in March 2012. Transcripts of oversight hearings are added to this page as soon as they are available, and the committees reports are linked to this page once they are tabled in Parliament.

Report Name Tabling Date Hearing Transcripts Hearing Programs Answers to Questions on Notice Government Responses Additional Information
Statutory Oversight of the Australian Securities and Investments Commission   25/11/11
(PDF 235KB)
25/11/2011
(PDF 65KB)
    Dr Gilligan's Presentation
(PDF 426KB)
Document tabled by Dr Gilligan: KPMG Survey (PDF 1465KB)
Document tabled by Dr Gilligan: OECD policy framework
(PDF 13020KB)
Statutory Oversight of the Australian Securities and Investments Commission 24 November 2011 12/10/11
(PDF 177KB)
12/10/2011
(PDF 22KB)
(PDF 190KB) none required  
Statutory Oversight of the Australian Securities and Investments Commission 25 August 2011 15/06/2011
(PDF 138KB)
24/6/2011
(PDF 183KB)
15/06/2011
(PDF 14KB)
24/06/2011
(PDF 28KB)
Rule of Law
15/6/2011
(PDF 78KB)
(PDF 292KB)
(PDF 174KB)
(PDF 170KB)
(PDF 206KB)
(PDF 334KB)
ASIC
(PDF 36KB)
  Rule of Law presentation
(PDF 261KB)
Comerton-Forde charts
(PDF 120KB)
ASIC on coercive powers
(PDF 1326KB)
ASIC Draft Strategic Framework
(PDF 37KB)
Statutory Oversight of the Australian Securities and Investments Commission 23 May 2011 11/03/2011
(PDF 342KB)
11/03/2011
(PDF 29KB)
11/03/11
(PDF 693KB)
none required Letter FRP
(PDF 503KB)
Statutory Oversight of the Australian Securities and Investments Commission


28 February 2011 23/06/2010
(PDF 226KB)
24/11/10
(PDF 195KB)

23/06/2010
(PDF 31KB)
24/11/10
(PDF 31KB)

23/06/2010
(PDF 125KB)
24/11/10
(PDF 69KB)
none required  
Statutory Oversight of the Australian Securities and Investments Commission 21 June 2010 29/04/10
(PDF 197KB)
29/04/2010
(PDF 37KB)
29/4/2010
(PDF 32KB)
   
Statutory Oversight of the Australian Securities and Investments Commission 22 February 2010 25/11/2009
(PDF 191KB)
25/11/2009
(PDF 33KB)
25/11/2009
(PDF 60KB)
none required  
Statutory Oversight of the Australian Securities and Investments Commission 14 September 2009 17/06/2009
(PDF 379KB)
17/06/2009
(PDF 33KB)
17/6/2009
(PDF 53KB)
none required  
Statutory Oversight of the Australian Securities and Investments Commission 23 February 2009 28/11/2008
(PDF 204KB)
28/11/2008
(PDF 14KB)
28/11/2008
(PDF 92KB)
none required  
Statutory Oversight of the Australian Securities and Investments Commission 2 September 2008 18/06/2008
(PDF 260KB)
    none required  
Statutory Oversight of the Australian Securities and Investments Commission 9 August 2007 12/06/2007
(PDF 256KB)
    Government Response  
Statutory Oversight of the Australian Securities and Investments Commission 1 March 2007 30/11/2006
(PDF 265KB)
    Government Response  
Statutory Oversight of the Australian Securities and Investments Commission 16 August 2006 13/06/2006
(PDF 330KB)
    Government Response  
Statutory Oversight of the Australian Securities and Investments Commission 19 December 2005       Government Response  
Statutory Oversight of the Australian Securities and Investments Commission 12 May 2005          
Report on the review of the Australian Securities and Investments Commission 26 March 2003          
Report on the Annual Reports of the Australian Securities Commission and Other Bodies: 1994-1995 March 1997           

For further information, contact:

Committee Secretary
Parliamentary Joint Committee on Corporations and Financial Services
Parliament House
Canberra ACT 2600
Australia

Phone: +61 2 6277 3583
Fax: +61 2 6277 5719
Email: corporations.joint@aph.gov.au

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