Chapter 1 - The
Senate and its constitutional role
The Parliament of the Commonwealth of
Australia, which is given the power to make laws for the Commonwealth by the
Constitution, has two elected houses: the Senate and the House of
Representatives.
There are two reasons for this division of the law-making body, the
legislature, into two houses. Both reasons have a long history, pre-dating the
framing of the Australian Constitution by elected conventions in the 1890s.
The first is expressed by the term bicameralism, the principle that
making and changing the laws should require the consent of two different
bodies. The requirement for the consent of two differently constituted
assemblies is a quality control on the making of laws. It is also a safeguard
against misuse of the law-making power, and, in particular, against the control
of one body by a political faction not properly representative of the whole
community.
Secondly, the division of the legislature into two houses allows the
central legislature of the nation to reflect and secure its federal nature,
that is, that it is a union of states, in which the responsibilities of
government are divided between regional state legislatures representing the
people of their regions and exercising regional powers, and a national
legislature, representing the people of the whole country, exercising specified
national powers. In such a nation, particularly a nation occupying a large
geographical area, a central legislature elected by the people as a whole
necessarily involves the danger that a majority within that legislature could
be formed by the representatives of only one or two regions, leading to neglect
of the interests of other regions and their consequent alienation from the
central government. The solution to this problem is to have one house of the
legislature elected by the people as a whole, representing regions in
proportion to their population, and one house elected by the people voting in
their separate regions, and representing those regions equally. This federal
bicameral structure was invented by the framers of the Constitution of the United States of
America
in 1787, has been followed by federal states around the globe, and was followed
by the framers of the Australian Constitution.
The Senate,
bicameralism and federalism
When the Australian Constitution was drawn up in the 1890s, two
principles were accepted by the framers of the Constitution as its foundations.
These principles were not varied during the long process of amendment of the
draft Constitution.
The first was that Australia would be a federal nation, formed by the union of the
self-governing states, in which the people of each state would elect their
state parliaments to exercise state responsibilities, and the people of the
whole nation would elect a national parliament to exercise specified national
responsibilities.
The second principle was that the national legislature, the Parliament
of the Commonwealth, would consist of two houses, one representing the people
as a whole and one representing the people voting by their states, and that the
consent of both houses would be necessary for the passing of laws.
These principles were repeatedly stated during the debates on the draft
Constitution:
....it is accepted as a fundamental
rule of the Federation that the law shall not be altered without the consent of
the majority of the people, and also of a majority of the States, both speaking
by their representatives ... (Samuel Griffith, quoted by Richard Baker,
Australasian Federal Convention, 23 March 1897, p. 28)
....the great principle which is an
essential, I think, to Federation — that the two Houses should represent the people truly,
and should have co-ordinate powers. They should represent the people in two
groups. One should represent the people grouped as a whole, and the other
should represent them as grouped in the states. Of course majorities must rule,
for there would be no possible good government without majorities ruling, but I
do not think the majority in South
Australia should be governed by the
majority in Victoria, or in New
South Wales. .... If we wish to defend
and perpetuate the doctrine of the rule of majorities, we must guard against
the possibility of this occurring. (John Cockburn, Australasian Federal
Convention, 30 March 1897, p. 340)
Senators were to
represent the people of the states, not state governments. Suggestions
that are occasionally made that senators should be appointed by state governments
are therefore misconceived. Nor was it intended that senators vote in state
groups or according only to their assessment of state interests; the function
of ensuring that the legislative majority is geographically distributed does
not require such behaviour.
The choice by the framers of the Constitution of a federal system also
involved the national government consisting of three branches, the legislature
(the law-making body), the executive (the body which administers the laws), and
the judiciary (the body which interprets the laws, including the Constitution,
and applies them to particular cases). The Australian Constitution therefore
establishes as the legislature the Parliament of the Commonwealth of Australia,
as the executive the monarch, represented in Australia by the Governor-General, and as the judiciary the High
Court of Australia, with other federal courts established by the Parliament.
Unlike the framers of the United States constitution, however, the Australian founders did not
confer the effective executive and legislative powers on separate bodies.
Instead, they adopted the British system of responsible or cabinet government,
in which the executive power, nominally held by the monarch represented by the
Governor-General, is actually exercised by ministers who are
also members of Parliament. It was envisaged, though not specified in the
Constitution, that these ministers would hold office only so long as they had
the support of a majority of the House of Representatives. This system, which
had emerged in Britain only in the 50 years or so before the Australian Constitution was
drawn up, had operated in each of the Australian states, and the founders
wished to adopt it largely because of its familiarity.
A significant minority of delegates at the constitutional conventions
wished to abandon this system of cabinet or
responsible government at the national level and to confer the executive power
on a separately elected body. One of their reasons for proposing this was that
they contended that the federal system would be incompatible with the British
system of cabinet or responsible government, because the federal system
required equality of powers between the two houses of the legislature. Their
apprehensions were subsequently realised, to the extent that, with the rise of
highly disciplined political parties, the House of Representatives came to be completely
controlled by the ministry with a party majority in the House.
In Australia’s Commonwealth Parliament bicameralism is therefore a
product of constitutional intent and design, not of evolutionary process. The
Senate and the House of Representatives are creations of the same process of
constitutional design. The design of the Senate followed the United States Senate
in several aspects: equality of state representation; six year terms; and
election of senators by rotation. It was, however, an innovatory design so far
as the Senate was concerned. The Senate from the beginning was directly elected
by the people, unlike its United States counterpart, which was indirectly elected until 1913.
The name “Senate” was carefully chosen. In the 1897 draft it was called
the “States Assembly”, for the reason that it was to be the house representing
the states as distinct entities and the house which had the custody of the
states’ interests. At the Adelaide convention of 1897 the name “States Assembly” was
struck out and the name “Senate” inserted (13 April 1897, pp 481-2). This
restored the proposal of the 1891 draft. The name “Senate” is appropriate
because, as was said in the debate on the amendment, its responsibilities
affect the nation as a whole as well as of the constituent states. It has the
further advantage of according its members the distinctive title of “senator”.
A major effect of federalism is that the Parliament of the
Commonwealth, like the United States Congress, is not even nominally a sovereign
parliament: its powers are limited by the Constitution. The British and New
Zealand Parliaments, on the other hand, are nominally sovereign in that, in
theory, their power to legislate on any matter is unrestricted in the absence
of limiting constitutions.
Bases of the two
Houses
An effective
bicameral system requires that the two houses of the legislature be constituted
on different bases: if they are constituted in the same way they would be
likely to have the same political colour and therefore not be an effective
check upon each other. The federal system necessarily requires that the two
houses be constituted on different bases to reflect and secure the federal
character of the union. The two Houses of the Australian parliament therefore
have different compositions.
The main differences between the Australian Houses derive from the
representative base, method of election, and terms of office. The principal
features of federal bicameralism as exemplified in the Commonwealth Parliament
are:
- Effective
equality of the Senate and the House in the making of laws and the performance
of all other parliamentary responsibilities. The only qualification is that
certain types of financial legislation must originate in the House of
Representatives, and in some cases the Senate is limited to suggesting and, if
necessary, insisting on amendments.
- Senators
are elected on a state or territory basis, each state or territory voting as
one electorate; membership of the House is based on single member electorates
approximately equal in population.
- Each
state irrespective of population is represented by 12 senators, each territory
by 2 senators; representation in the House of Representatives is based on
population.
- Distinctive methods
of electing the two Houses. Senators are elected by a proportional method; the
method of electing members of the House of Representatives is preferential.
-
- State senators are
elected for terms of six years;
half the senators from each state retire at three-yearly intervals. Members of
the House of Representatives are elected for terms not exceeding three years.
Except in the circumstances of simultaneous dissolution of both Houses, the
Senate, in contrast to the House of Representatives, is a continuing House.
The terms of territory senators end and begin at each election for the House of
Representatives.
- Constitutional
provision for resolution of disagreements between the Senate and the House over
legislation originating in the House of Representatives. Such disagreements
over legislation originating in the House may be resolved by simultaneous
dissolution of both Houses. If, following new elections, the disagreement
persists, the legislation in contention may be submitted to a joint sitting of
both Houses.
Rationale of
bicameralism
The principle of bicameralism has a long history. As well as being
practised by many states since ancient times, it has also been expounded by the
leading philosophers and practising politicians in the course of the
development of modern nations.
Bicameralism is in practice necessary to achieve a parliament truly
representative of the people. Bicameralism helps to improve and enhance the
representative quality of a parliament and to ensure that it is representative
in a way in practice not achievable in a unicameral parliament. Modern
societies are complex and diverse; no systems of representation are, of
themselves, capable of providing a truly representative assembly. Adequate
representation of a modern society, with its geographic, social and economic
variety, can be realised only by a variety of modes of election. This is best
achieved by a bicameral parliament in which each house is constituted by distinctive
electoral process. A properly structured bicameral parliament ensures that
representation goes beyond winning a simple majority of votes in one election,
and encompasses the state of electoral opinion in different phases of
development.
Bicameralism is also an assurance that the law-making power is not
exercised in an arbitrary manner. Such an assurance is of considerable
practical significance in parliaments where the house upon which the ministry
relies for its survival is liable to domination by rigidly regimented party majorities.
The rationale of bicameralism is expounded in clearest
terms in The Federalist, the famous essays
written in 1787-88 by Alexander Hamilton, James Madison and John Jay to explain the Constitution of the United States. This work, which
was referred to by the Australian framers, warned that those administering
government “may forget their obligations to their constituents, and prove
unfaithful to their important trust ... a second branch of the legislative
assembly, distinct from, and dividing the power with, a first, must be in all
cases a salutary check on the government. It doubles the security to the
people, by requiring the concurrence of two distinct bodies in schemes of
usurpation or perfidy, where the ambition or corruption of one, would otherwise
be sufficient” (No. 62, Everyman ed., p. 317).
In so arguing The Federalist adopted the French philosopher Montesquieu’s proposition
that: “The legislative body being composed of two parts, they check one another
by the mutual privilege of rejecting” (The Spirit of the Laws, 1748,
Hafner Press, 1949, p. 160). Montesquieu was aware of the implications of a
single representative body liable to domination by the executive power, a condition
observable in many assemblies of the British or Westminster type in which
legislative and executive power are combined. He warned that “When the
legislative and executive powers are united ... there can be no liberty” (ibid.,
p. 151).
The Federalist also drew attention to the value of a second,
reflective expression of representative opinion. Pointing to “the propensity of
all single and numerous assemblies ... to yield to the impulse of sudden and
violent passions, and to be seduced by factious leaders, into intemperate and
pernicious resolutions”, The Federalist urged the contribution of a
second body, less numerous and able “to hold its authority by a tenure of
considerable duration” (ibid.). Such a second body responds to “the
necessity of some stable institution in the government”.
The Federalist, in urging the utility of the second opinion, invoked
not only arguments drawn from political prudence but also others deriving from
the “whole system of human affairs, private as well as public”:
We see it particularly displayed in all
the subordinate distributions of power; where the constant aim is to divide and
arrange the several offices in such a manner as that each may be a check on the
other; that the private interest of every individual, may be a sentinel over
the public rights. These inventions of prudence cannot be less requisite in the
distribution of the supreme powers of the state. (The Federalist, No.
51, pp 264-5)
A philosopher who gave close attention to the question of bicameralism
was John Stuart Mill in his great
treatise, Representative Government (1861). Mill was acutely
conscious of the limitations which a house elected on the basis of single
member constituencies posed for representation. Mill, writing in a period prior
to the rise of the organised political party and party discipline in
Parliament, attached little weight to a number of the arguments for
bicameralism of the type found in The Federalist. But the principal
reason he offered for supporting a Parliament with two Houses is pertinent to
any contemporary consideration of this issue:
The consideration which tells most, in
my judgment, in favour of two Chambers (and this I do regard as of some moment)
is the evil effect produced upon the mind of any holder of power, whether an
individual or an assembly, by the consciousness of having only themselves to
consult. It is important that no set of persons should, in great affairs, be
able, even temporarily, to make their sic volo prevail without asking
any one else for his consent. A majority in a single assembly, when it has
assumed a permanent character — when composed of the same persons habitually acting
together, and always assured of victory in their own House — easily becomes
despotic and overweening, if released from the necessity of considering whether
its acts will be concurred in by another constituted authority. The same reason
which induced the Romans to have two consuls makes it desirable there should be
two Chambers: that neither of them may be exposed to the corrupting influence
of undivided power, even for the space of a single year. One of the most
indispensable requisites in the practical conduct of politics, especially in
the management of free institutions, is conciliation: a readiness to
compromise; a willingness to concede something to opponents, and to shape good
measures so as to be as little offensive as possible to persons of opposite
views; and of this salutary habit, the mutual give and take (as it has been
called) between two Houses is a perpetual school; useful as such even now, and
its utility would probably be even more felt in a more democratic constitution
of the Legislature. (Everyman edition, pp 325-6)
Mill thus shared the views of Montesquieu and The Federalist in identifying the virtue of
the two Houses as a check on each other.
Bicameralism was addressed from a similar perspective by Walter Bagehot in another classic
of political literature, The English Constitution (1867). While not an
admirer of the principle of division of power exemplified by the American
Constitution, Bagehot recognised the virtue of a second house not easily captured by a
disciplined majority:
A formidable sinister interest may
always obtain the complete command of a dominant assembly by some chance and
for a moment, and it is therefore of great use to have a second chamber of an
opposite sort, differently composed, in which that interest in all likelihood
will not rule.
The most dangerous of all sinister
interests is that of the executive government, because it is the most powerful.
It is perfectly possible — it has happened, and will happen again — that the
cabinet, being very powerful in the Commons, may inflict minor measures on the
nation which the nation did not like, but which it did not understand enough to
forbid. If, therefore, a tribunal of revision can be found in which the
executive, though powerful, is less powerful, the government will be the
better; the retarding chamber will impede minor instances of parliamentary
tyranny, though it will not prevent or much impede revolution. (The English
Constitution, in Norman St John-Stevas (ed), The Collected Works of
Walter Bagehot, London, The Economist, vol. 5, pp 273-4)
The framers of the Australian Constitution inherited this collective
wisdom. When they combined it with their decision that Australia should be a
federal nation, they found the case for a strong second chamber irresistible:
There are two essentials — equal
representation in the Senate and for that body practically co-ordinate power
with the House of Representatives. All those who recognise what are the
essentials to a true union will admit these essentials. (John Gordon, Australasian
Federal Convention, 30 March 1897, p. 326)
We are not here to discuss abstract
principles, we are not here to discuss the meaning of words; but I venture to
think that no one will dispute the fact that in a federation, properly so
called, the federal senate must be a powerful house .... We are to have two
houses of parliament each chosen by the same electors .... We are to have,
instead of a highly centralised government such
as they have in Great Britain, a division of powers.... (Richard Baker, Australasian
Federal Convention, 17 September 1897, pp 784, 789)
The Constitution
reflected their conclusion that, in order to perform the representative role
assigned to it, the Senate, like its United States counterpart, must have the power to veto and to suggest
changes to any proposed law. It could not be merely a debating and delaying
chamber.
Rationale
of federalism
Federalism
has been practised since ancient times, in the sense that small states have
united by their governments appointing a central governing body and agreeing to
carry out its decisions. Modern federalism, however, is quite different from
those kinds of arrangements. It involves the people of the constituent states
electing a national legislature, which has the power to make laws directly
affecting the people of the states on defined subjects. This distinctive
system, federalism as we now know it, was invented in 1787 by the framers of
the Constitution of the United States. As it has been so widely copied elsewhere since that
time, its distinctive features are often overlooked.
Apart from providing a way of persuading separate self-governing states
to unite on the basis of retaining their separate identities, federalism has
positive virtues, and the recognition of these virtues has contributed to its
spread around the world.
The division of powers between regional and
national governments has been seen as an additional safeguard of the rights of
the people and against governments misusing their powers. If a bad government
possesses all powers, all powers may be abused, but a national or regional
government can use its powers, and the people can use their separate votes in
electing those governments, to correct, to some extent, any misuse of the
powers of either one.
This concept of federalism as first and foremost a safeguard was put by
the framers of the United States Constitution:
[In a federation] the power surrendered
by the people is first divided between two distinct governments, and then the
portion allotted to each subdivided among distinct and separate departments.
Hence a double security arises to the rights of the people. The different
governments will control each other, at the same time that each will be
controlled by itself. (The Federalist, No. 51, pp 265-6)
Federalism, while allowing the union of nations occupying large
territories, avoids the domination of government by any single group or interest.
Again, the American founders put this point very cogently:
The smaller the society, the fewer
probably will be the distinct parties and interests composing it; the fewer the
distinct parties and interests, the more frequently will a majority be found of
the same party; and the smaller the number of individuals composing a majority,
and the smaller the compass within which they are placed, the more easily will
they concert and execute their plans of oppression. Extend the sphere, and you
take in a greater variety of parties and interests; you make it less probable
that a majority of the whole will have a common motive to invade the rights of
other citizens; or if such a common motive exists, it will be more difficult
for all who feel it to discover their own strength, and to act in unison with
each other. (The Federalist, No. 10, p. 47)
Other advantages are attributed to federalism: the adaption of local
policies to local circumstances; the ability of states to conduct experiments
and innovations in policy without involving the whole country; a healthy
competition between states for the best policies; more opportunities for
citizens to participate in decision-making, to gain experience in government
and to hold public office. It may be contended that these benefits may be
obtained by any system of local or regional government. They are more likely to
be secured, however, in a federal system in which the regional units have a
constitutionally-guaranteed independent existence, and may not be terminated or
controlled by a central authority.
As has been noted, federalism and bicameralism are linked because the
federal character of a nation can be reflected in, and secured by, the
bicameral legislature. Bicameralism and federalism both have the advantage of
enabling legislative assemblies to be more effectively representative of large
and diverse nations. The virtues of federalism, neglected for much of the 20th
century, were rediscovered in the turmoil of recent decades:
Federalism is resurfacing as a political
force because it serves well the principle that there are no simple majorities
or minorities but that all majorities are compounded of congeries of groups,
and the corollary principle of minority rights, which not only protects the
possibility for minorities to preserve themselves but forces majorities to be
compound rather than artificially simple. (Daniel Elazar, Exploring
Federalism, 1987, p. 2)
As the passages from the debates of the Australian founders quoted
above indicate, they were well aware of the principle of compound majorities
which is here identified as the essence of federalism. The same author wrote:
As
the dust settles in the 1990s there are more federations than ever including
more people than ever. These are the foundation stones of the new paradigm. At
present there are twenty-one federations containing some two billion people, or
40 percent of the total world population. They are divided into over 350
constituent or federated states (as against 180 plus politically sovereign
states). (‘From statism to federalism: a paradigm shift’, International
Political Science Review, 17:4, 1996, p. 426.)
As a geographically large country, with a diverse society, Australia has reaped the benefits
of the federal system. Its people frequently take advantage of the expanded
political rights given to them by the system, and invoke its safeguards, for
example, by electing different political parties to state and Commonwealth
governments, and to the two Houses at the Commonwealth level.
The Senate and representation
The framers of the
Constitution determined that the Senate would best operate if it were directly
elected by the people of the states. It was suggested at that time that the
best method of election would be proportional representation, which is designed
to ensure that representatives are elected in proportion to their support among
the electors. This system was not written into the Constitution, however;
instead it was left to the Commonwealth Parliament to determine the actual
method of election. The system of proportional representation, which, as was
suggested when the Constitution was drawn up, is the logical method for
electing representatives of a large area such as a state, was not adopted until
1948, taking effect in the elections of 1949 (see Chapter 4, Elections for the
Senate).
The Senate by its
constitutional design enlarges the Parliament’s capacity to represent the
diversity of the Australian people by providing a balance to the numerical
preponderance of the more populous states in the House of Representatives. As a
consequence of the 1948 proportional method of electing senators, it does so in
a fashion which more accurately reflects the state of electoral opinion in the
nation. It corrects dysfunctions of the single member electoral system used for
choosing the House of Representatives and thereby provides parliamentary
representation for individuals and parties with significant voter support,
which would be otherwise unrecognised in parliamentary terms except where such
support is geographically concentrated.
The important role which the method of electing senators has in
enhancing the representative capacity of the Commonwealth Parliament may be
seen in the information in Table 1, which demonstrates that the party composition
of the Senate almost invariably reflects the party disposition of voting in the
electorate more closely than does the House of Representatives. As already
observed, one effect of the Senate method is to remedy explicit deficiencies in
the single member electorate system used for electing members of the House of
Representatives.
Table 1 sets out, in abridged form, information concerning the
relationship of percentage of the vote to percentage of seats in the Senate and
the House of Representatives respectively for elections since 1949. While a
direct correspondence between percentage of the vote and percentage of seats is
rare, it is clearly the case, for almost all elections, that the correspondence
between percentages of votes and of seats is closer in the Senate than in the
House of Representatives. Moreover, it is almost never the case that the
correspondence in the House of Representatives is closer than in the Senate.
The electoral system of the House of Representatives regularly awards a
majority of seats, and government, to parties which secure only a minority of
electors’ votes, occasionally less than 40 percent, and on several
occasions less than those of the major losing parties.
Table 1 suggests that, in a House of Representatives election, the
imbalance between percentage of votes and seats is most marked in what is known
as a “landslide” victory. In 1958, for instance, the Australian Labor Party
(ALP) received 42.8 percent of the vote in the Senate election and 42.9 percent
in the House election. In that election, the ALP secured 46.9 percent of the
Senate places at issue, but only 37.9 percent in the House. Again, in 1975,
40.9 percent of the Senate vote secured 42.2 percent of the Senate places for
the ALP; a higher percentage of the vote in the House of Representatives, 42.8
percent, brought the ALP only 28.4 percent of seats in the House. Confirming
the propensity of the House of Representatives method of election to exaggerate
majorities, in 1983 a 49.5 percent share of the House vote yielded
60 percent of the seats for the ALP; in the same election, 43.6 percent of
the vote for the Liberal and National parties brought a 40 percent share of the
seats in the House. In the Senate, an ALP share of 46.9 percent of places in
the Senate reflected a 45.5 percent of the vote; in this case, the Liberal and
National parties’ 39.9 percent of the vote brought 43.8 percent share of places
in the Senate. In their “landslide” victory of 1996, the Liberal and National
parties secured 63.6 percent of the seats in the House with 47.3 percent of the
vote; in the Senate their 44 percent of the vote delivered 50 percent of seats.
In 1998 the Liberal and National parties secured a majority in the House with
less than 40 percent of the votes and fewer votes than the Labor Party; in the
Senate their votes were more accurately reflected.
Complaints by governments that proportional representation makes it
impossible for the winning party to secure a majority in the Senate were
refuted by the 2004 election, in which the Liberal and National parties secured
a Senate majority of one with 45 percent of votes, while their majority in the
House was again exaggerated. Those majorities were lost in the 2007 election,
when the Senate results again produced a more balanced outcome.
The state basis of Senate elections does not significantly exaggerate
representation in the Senate. While there are cases where election of a single
senator brings a measure of exaggeration, it is usually the case that the share
of places secured by minor parties is less than their share of the vote. In the
case of the Australian Democrats, it was only in 1984 that the reverse was
conspicuously the case (a 7.6 percent share of the vote brought a 10.9 percent
share of seats). In 1975 a one percent share of the vote brought the Liberal
Movement one seat, that is, 1.67 percent of the places. In the 1990, 1993 and
1996 elections for the Senate, Green shares of the vote, 2.8, 2.9 and 2.4
percent respectively, brought 2.5, 2.5 and 2.5 percent shares of the seats
contested. In 1998, 2001, 2004 and 2007 the minor parties generally were
underrepresented, but still more accurately represented in the Senate than in
the House. It thus appears that even the divergence of the populations of the
various states and territories does not have a significant effect on the
national representivity of the Senate.
A very clear example of the capacity of the Senate system to improve
representation in the Commonwealth Parliament is party representation of
Tasmanians. In the period from the simultaneous dissolutions of 1975 to the
general election for the House and the Senate in 1987, notwithstanding a party
share of the vote of from 40.3 percent (1983) to 45.1 percent (1980), no
candidate endorsed by the Australian Labor Party for a House seat was
successful. In the same period there were 4 to 5 Labor senators from Tasmania. In 1998, 2001 and
2007, this situation was reversed, with Tasmanian Liberal Party voters
unrepresented in the House.
More generally, the
Senate has provided opportunity for parliamentary representation for parties,
groups and individuals enjoying significant voter support which goes
unrecognised in the single member electorate system by which members of the
House of Representatives are chosen. These include the Democratic Labor Party
from 1955 to 1974, the Liberal Movement (1974-81), the Australian Democrats
(1977-2008) and the Greens.
The effect of proportional representation on the representative
character of the Senate is also illustrated by Table 2, which shows party affiliations
in the Senate since 1901.
The representative
character of the Senate has enabled it to uphold the responsibility of governments
to Parliament. Much of the traditional doctrine on this question of
responsibility derives from a period before the emergence of rigid parties and
disciplined majorities within Parliament, most conspicuously in lower houses,
the control of which is the condition of a ministry taking and
maintaining office. In Australia this issue has added importance because there are few
other national legislatures in which party voting is so disciplined as it is in
the House of
Representatives. This being so the need for alternative parliamentary avenues
for holding a government to account is pronounced, and this need in Australia is supplied by its
elected Senate. Since 1949 there have been only four relatively short periods
(1951-56, 1959-62, 1976-81, 2005-07) in which a ministry has had a majority in
the Senate. Conversely, the
Opposition party in the House of Representatives, irrespective of its partisan
complexion, has not had a majority in the Senate (with the exception of 1949-51
and, in unusual circumstances, in 1974-75). Accordingly, it does not follow
that a ministry lacking a secure majority in the Senate is automatically
confronted by a hostile Opposition majority. Any attempt by an Opposition to
achieve its partisan ends by use of its numbers in the Senate must, to succeed,
have the support of other non-government senators. The Senate when
functioning as a repository of and forum for responsibility is thus more than a
mere venue for a clash between government and Opposition working on the basis
of pre-determined numbers. Governments have therefore been held to account in
the Senate more effectively than in a house where they are always supported by
a party majority.
A decline of accountability accompanying ministerial control of both
Houses of the Parliament may well in the long run be adverse to governments
themselves as well as to the country generally. This was the lesson that many
drew from the fall of the then government in 2007 after its period of majority
in the Senate gained in the 2004 elections.
All free systems of government need checks and balances
against any excessive concentration of power and, so far as the Australian
system is concerned, the Senate is the most important of the constitutional
checks and balances, the more so because it is an elected institution. Lack of
control of the Senate can no doubt be inconvenient to a government and at times
frustrating, but such considerations are secondary to the greater good of
responsible checks and balances exercised by a second chamber elected by
universal adult franchise and closely reflecting the diversity of electoral
opinion in the nation.
(For a
refutation of the often-made claim that proportional representation is
incompatible with “efficiency” (usually defined in economic terms), see Arend
Lijphart, ‘Australian Democracy: Modifying Majoritarianism?’, in Representation and Institutional Change: 50 Years of
Proportional Representation in the Senate,
Papers on Parliament No. 34, Department of
the Senate, 1999. It is not necessary to sacrifice accountability of government
to achieve “efficiency”.)
Functions of the Senate
The functions of the Australian Senate
may be summarised as follows:
(1) As an
essential of federalism, to ensure adequate representation of the people of all
the states, the main elements being:
(a) equal
representation of the people of the Original States;
(b) equal
legislative powers: except for the financial initiative, powers which, in
effect, are equal to those of the House of Representatives: the Senate cannot
be compelled to pass any proposed legislation; except for certain financial
bills it has unrestricted right of amendment; in respect of those money bills
which it cannot amend, the Senate has the right to make, and to insist on,
requests to the House of Representatives for amendments.
(2) To
balance domination of the House of Representatives by members from the more
populous states whereby, of 150 members, 115 represent the three eastern states
of New
South Wales, Victoria and Queensland.
(3) To
provide representation of
significant groups of electors not able to secure the election of members to
the House of Representatives.
(4) To
review legislative and other proposals initiated in the House of
Representatives, and to ensure proper consideration of all legislation.
(5) To
ensure that legislative measures are exposed to the considered views of the
community and to provide opportunity for contentious legislation to be subject
to electoral scrutiny. The Senate’s committee system has established a formal
channel of communication
between the Senate and interested organisations and individuals, especially
through developing procedures for reference of bills to committees.
(6) To provide
protection against a government, with a disciplined majority in the House of
Representatives, introducing extreme measures for which it does not have broad
community support.
(7) To
provide adequate scrutiny of financial measures, especially by committees
considering estimates.
(8) To
initiate non‑financial legislation. The Senate’s capacity to initiate
proposed legislation effectively means that the Parliament is not confined in
its opportunities for considering public issues in a legislative context to
those matters covered by bills brought forward by the executive government.
(9) To probe and check the
administration of the laws, to keep itself and the public informed, and to
insist on ministerial accountability for the government’s administration. The
informing function is well expressed in the following statement by Woodrow Wilson, President of the
United States, 1913-21:
It is the proper duty of a representative body to look
diligently into every affair of government and to talk much about what it sees.
It is meant to be the eyes and the voice, and to embody the wisdom and will of
its constituents. Unless Congress have and use every means of acquainting
itself with the acts and the disposition of the administrative agents of the
government, the country must be helpless to learn how it is being served; and
unless Congress both scrutinise these things and sift them by every form of
discussion, the country must remain in embarrassing, crippling ignorance of the
very affairs which it is most important that it should understand and direct.
The informing function of Congress should be preferred even to its legislative
function. (Congressional Government, 1885, Meridian, 1956, p. 193.)
(10) To
exercise surveillance over
the executive’s regulation-making power. In the exercise of
this function, either House may disallow a regulation made by the executive
government, and the concurrence of the other House in the vote of disallowance is
not necessary. This gives the Senate a special character not, in practice,
enjoyed by the House of Representatives, where, because it is dominated by a
disciplined majority supporting the government, the carrying of a disallowance
motion is rare. It has been mainly in the Senate that the executive
government’s use of its regulation‑making power has been effectively
scrutinised.
(11) To protect personal rights and
liberties which might be endangered if there were a concentration of
unrestrained power in the House of Representatives. The protection of the
rights and liberties of citizens is a feature of the Senate’s consideration of
proposed legislation, the executive’s regulation‑making power, and
administrative decisions. Major avenues for meeting these responsibilities of
the Senate are the Standing Committees
for Scrutiny of Bills and Regulations and
Ordinances.
(12) Because the Senate is
rarely dominated by either of two major sides of Australian politics, to
provide effective scrutiny of governments, and enable adequate expression of
debate about policy and government programs. The significance of the Senate’s
role in these functions is that it is an elected and parliamentary forum. Other
outlets for such debates in the community, for example, public conferences or
press, radio and television, are not inherent institutions of democracy, though
vital to it. As a parliamentary forum, moreover, the Senate is one place where
a government can be, of right, questioned and obliged to answer. As such the
Senate has been rightly seen as the safeguard of the Commonwealth.
Armed as it is by
the Constitution with
extensive powers, it is in the judgment of the Senate of the day to decide
whether or not to insist on any of its legislative amendments disagreed to by
the House of Representatives, or in certain cases to refuse to pass a bill at
all.
As such power should be used circumspectly and wisely, factors which
the Senate may take into account in reaching such decisions include:
(1) A
recognition of the fact that the House of Representatives represents in its
entirety, however imperfectly, the most recent choice of the people whereas,
because of the system of rotation of senators and except in the case of
simultaneous dissolution of the two Houses, one‑half of the Senate
reflects an earlier poll.
(2) The
principle that in a bicameral parliament one house shall be a check upon the
power of the other.
(3) Whether
the matter in dispute is a question of principle for which the government may
claim electoral approval. The Senate is
unlikely to resist legislation in respect of which a government can truly claim
explicit electoral endorsement, but the test is always likely to be the public
interest.
(4) The
right of the Senate to examine all measures of public policy.
Significant
occasions of the exercise by the Senate of its functions are recorded in the
relevant chapters of this work and in appendix 10, Chronology of the Senate,
1901-2008.
Legislative powers
As has been noted,
the choice by the Australian founders of a federal system of government
involved the limitation of the law-making powers of the national legislature to
matters prescribed by the Constitution. The subjects on
which the Commonwealth Parliament may legislate are listed in section 51 of the
Constitution, and other sections also empower the Parliament to make laws on
particular matters. Some matters are exclusively within the legislative power
of the Commonwealth, that is, the states may not make laws in respect of those
matters. Examples are customs and excise duties and bounties (s. 90) and the
issuing of money (s. 115). Most subjects on which the Commonwealth Parliament
can legislate are concurrent with state powers, that is, the states can also
legislate in relation to them; this includes most of the subjects listed in
section 51. When a law of the Commonwealth in relation to any of these subjects
is inconsistent with a law of the state, the Commonwealth law prevails (s.
109). The Commonwealth is positively forbidden to legislate in relation to some
matters, such as any establishment of religion (s. 116). Some subjects are not
prescribed by the Constitution as subjects on which the Commonwealth can
legislate, and those subjects, such as education, are left to the states. The
Commonwealth Parliament may, however, legislate indirectly in relation to such
subjects, for example, through its power to grant financial assistance to the
states (s. 96).
The Constitution confers the legislative power of the Commonwealth on
the two Houses of the Parliament and the executive government acting together.
The effect of this is that each of the two Houses must agree to a proposed law
(a bill) before it can become a law.
The only distinction between the powers of the Houses in relation to
proposed laws is contained in section 53 of the
Constitution, and relates to the initiation and amendment of proposed financial
legislation. Briefly, the Senate cannot originate a taxing bill or an
appropriation bill; amend a taxing bill or a bill appropriating money for the
ordinary annual services of the government; or amend any bill so as to increase
any proposed charge or burden on the people. The Senate may, however, at any
stage return to the House of Representatives any of the bills which it cannot
amend, with a request for amendment,
proposed by any senator, and can insist on its requests. The rationale of these
provisions is related to the system of cabinet government;
they confer on the executive government in the House of Representatives the
initiative in respect of financial proposals.
Whether or not the Senate has the power to amend a proposed law does
not affect the basic feature of the legislative procedures of the Commonwealth
Parliament, namely that a bill can become law only if supported by both Houses,
and neither House can be compelled to pass a bill.
The exercise by the Senate of its legislative powers is covered by
Chapters 12 and 13 on Legislation and Financial Legislation.
Other
powers
In relation to
powers other than legislative powers, the Constitution
provides that the “powers, privileges and immunities of the Senate and of the
House of Representatives, and of the members and the committees of each House,
shall be such as are declared by the Parliament, and until declared shall be
those of the Commons House of Parliament of the United Kingdom, and of its
members and committees, at the establishment of the Commonwealth” (s. 49).
In 1987 the Parliamentary Privileges Act was enacted by the Parliament
under this section. The powers conferred by section 49 and the statute are
dealt with in Chapter 2, Parliamentary Privilege.
Composition of the Senate
The Senate consists of 76 senators, 72
of whom are elected by the people of the six states, 12 from each. The people
of the Australian
Capital Territory and the Northern Territory each elect two senators.
The Constitution,
s. 24, authorises the Parliament to change the sizes of the two Houses, but
they are linked by the provision that the number of members of the House “shall
be, as nearly as practicable, twice the number of the senators”. For this purpose,
senators for the territories are not counted (Attorney-General for NSW v
Commonwealth 1977 139 CLR 527).
The effect of this provision is to maintain the role of the Senate of ensuring
that the Commonwealth Parliament is broadly representative of the nation as a
whole and not subject to excessive domination by members from the more populous
states. This is of considerable practical importance if, following simultaneous
dissolution of the two Houses, they remain in dispute over legislation and a
joint sitting is required (see Chapter 21 for further consideration of this
matter). Section 122 of the Constitution authorises the Parliament to grant
representation to the territories.
From 1901 until 1949, the size of the Senate was 36, six from each
state. From 1949 until 1975, it was 60, ten from each state. In 1975 the size
of the Senate was increased to 64 by addition of four senators elected by the
two major territories (two each). The size of the Senate was again increased in
1984 by increasing the number of senators from each state from ten to twelve. (The changes in the
sizes of the Houses were accomplished by the Representation Acts; the
provisions for territory senators are now in the Commonwealth Electoral Act, ss
40-44.)
The Constitution provides that in deciding the size of the Senate, “equal representation of the several Original States shall be maintained and
that no Original State shall have less
than six senators” (s. 7). A state cannot be deprived of its equal
representation in the Senate without the consent of its people (s. 128).
The Constitution states that senators shall be “directly chosen by the
people of the State, voting, until the Parliament otherwise provides, as one
electorate” (s. 7). No use has been
made of the possibility of departing from the principle of each state voting as
one electorate. Because of the improved representation of electors by the
proportional method of election of senators instituted in 1948, the principle
of each state voting as one electorate is now essential to the Senate’s, and
the Parliament’s, effectiveness and should be retained. This principle is a
protection against “localism” in the election of senators. It also strengthens
the bicameral quality of the Commonwealth Parliament by giving each House a
distinctive system of election. The
representational value of the Senate would be diminished not only if the representative
base were to be subject to artificial manipulation, but, even more so, if
single-member electorates were to be introduced, for it is in addressing the
inadequacies of an electoral system on the single-member basis as used for the House of
Representatives that the Senate is able to strengthen the representativeness of
the Parliament as a whole. In this respect the compositional structure of the
Australian Senate is, by design, superior to that of the United States Senate
where, in the normal course, only one senator is elected in a state on each
occasion.
The Constitution also states that, until the Commonwealth Parliament
decides otherwise, the Queensland Parliament “may make laws dividing the State
into divisions and determining the number of senators to be chosen for each
division” (s. 7). This
provision has never been used. In 1982 the Commonwealth Parliament passed a
private senator’s bill, the Senate Elections (Queensland) Bill 1981, removing
from the Queensland State Parliament the right to divide Queensland for the purpose of
electing senators.
When it was decided, in accordance with section 122 of the
Constitution, to include senators elected by the Australian Capital Territory
and the Northern Territory, the principle of proportional representation was
retained by providing for election of two senators by each territory voting as
a whole. Territory representation in the Senate accordingly recognises both
majority and minority electoral strength. In the case of the ACT, for instance,
since 1980 all House of Representatives members have usually been from the
Australian Labor Party; in the Senate, however, one senator has been from each
major party.
Casual vacancies
If the place of a senator becomes
vacant before expiration of a term, for example, by death or resignation, the
Constitution provides (s. 15) that the
vacancy shall be filled by the state Parliament, both houses, in all cases
except Queensland (which has a
unicameral Parliament), sitting and voting together. Should the state
Parliament not be in session, “the Governor of the State, with the advice of
the Executive Council thereof, may appoint a person to hold the place until the
expiration of fourteen days from the beginning of the next session of the
Parliament of the State or the expiration of the term, whichever first
happens”. (For further information see Chapter 4, Elections.)
As a result of an amendment to the Constitution passed in 1977, where a
vacancy is left by a senator who, at the time of election, was publicly
recognised by a particular political party as being an endorsed candidate of
that party and publicly represented to be such a candidate, “a person chosen or
appointed under this section [15] in consequence of that vacancy, or in
consequence of that vacancy and a subsequent vacancy or vacancies, shall,
unless there is no member of that party available to be chosen or appointed, be
a member of that party”.
The purpose of this provision is to maintain the integrity of the
proportional method of voting introduced in 1948 so far as the filling of
casual vacancies is concerned. From the inception of this system of voting
until 1975 such vacancies as arose were, by convention, filled by people of the
same party affiliation. In 1975, however, two casual vacancies, both involving
senators from the Australian Labor Party, one in New South Wales (arising from
the resignation of Senator L.K. Murphy), one
in Queensland (arising from the death of Senator B.R. Milliner), were
filled by non-ALP candidates.
The current section 15 of the Constitution has not fully resolved the
problem of filling casual vacancies caused by the death, resignation or
disqualification of a senator in a manner which preserves the representational
strength deriving from the proportional method of election. Further analysis of
this aspect is contained in Chapter 4, Elections.
The decision of the electors in adopting a replacement section 15 of
the Constitution in 1977 for filling casual vacancies is a clear demonstration
of public support for the proportional method
of composing the Senate embodied in the 1948 legislation. Other examples of
support for this method may be found in its adoption for electing Legislative
Councils in New South Wales in 1978, South Australia in 1975, Western Australia in 1989 and Victoria in 2003.
In order to preserve equality of state representation in the Senate,
and to maintain proper representation of electoral opinion, the Senate has
taken a close interest in prompt filling of casual vacancies when they arise.
This matter is covered more fully in Chapter 4.
Chapter 4 also includes information about filling casual vacancies
arising in the representation of the Australian Capital Territory and the
Northern Territory.
Rotation of senators and terms of office
The term of senators from the states
is six years commencing on 1 July following a periodical election. Six places from
each state are contested at each alternate election. The Senate is thus a
continuing chamber with no places being vacant except for casual vacancies.
The terms of senators elected in an election arising from a
simultaneous dissolution date from 1 July preceding the election.
Following such an election senators are divided into two classes: short-term
senators whose terms expire on 30 June three years after their nominal date of
commencement; and long-term senators whose terms expire on 30 June six years
after their nominal date of commencement. It is the Senate itself which decides
the method by which its members are divided into two classes and which senators
are assigned to each class (Constitution, s. 13). For more details
see Chapter 4, Elections.
The election of territory senators coincides with general elections for
the House of Representatives, and their term expires and the new term begins on
the day of the election (Commonwealth Electoral Act, s. 42).
The six year fixed term of senators derives in part from the Senate’s
character as a continuing House. It
stems also from the view that an effective Parliament reflects the state of
electoral opinion at different stages of its development rather than at a
particular date. It is also a feature of the Senate’s character contributing to
its role as a House of review and reflection.
The six year term and the principle of rotation were based on
comparable provisions in the Constitution of the United States concerning the
United States Senate. The objectives of those provisions as expounded by The
Federalist were to counteract
the dangers of instability which would arise if all places in the Congress were
contested at biennial intervals, and to create conditions enabling some members
of Congress to become expert in legislation and “the affairs and the
comprehensive interests of their country” (The Federalist, No 62, p.
317). In the case of the United States Senate, with its special
responsibilities concerning foreign relations, especially the ratification of
treaties, the longer term was perceived to be an advantage (ibid., p.
318).
In the case of the Australian Senate
the benefits of the distinctive arrangements for election and tenure are most
readily observable in its extensive committee activity, in scrutiny of primary and
subordinate legislation; in the twice-yearly examination of estimates; and in
review of policy and administration.
The commencement date
for Senate terms was originally 1 January; 1 July was fixed as the commencement
date following amendment of the Constitution in 1906.
The provision for
back-dating the commencement of senators’ terms following a simultaneous
dissolution preserves the Senate’s continuity, with fixed terms for senators
and a fixed starting point. It has, however, the effect of shortening the terms
of both short and long-term senators by up to one year.
One incidental effect is that successive governments have brought
forward dissolutions of the House of Representatives to coincide with
periodical elections of senators, usually but not invariably those in the
short-term class (1977 and 1984; 1955 was the exception). This effect of
current constitutional provisions on the timing of elections could be reduced
if the terms of state senators after simultaneous elections for the two Houses
were deemed to commence on 1 July following such elections (see Chapter 4,
Elections for the Senate, under Terms of state senators).
In the past there
have been four attempts to secure amendment of the Constitution to provide that
the term of a senator, barring the particular circumstances of a simultaneous
dissolution of the two Houses, should be that of two terms of the House of
Representatives. Such an amendment would change the term of a senator from a
fixed to a maximum term.
Although these amendments were defeated by the electors on three
occasions (1974, 1977, 1984), the Constitutional Commission of 1986-88
recommended that the proposal should be revived. The Commission did not offer
any particular reason for resubmission of the matter, yet again, to the
electors, merely stating that the reasons for so doing in the past “remain
convincing” (First Report, PP 97/1988 (volume 2), p. 345). In 1988
the proposal, with maximum terms of four years, was again put to a referendum
and again defeated, in this instance by one of the largest margins in the
history of referendums in Australia.
The proposal, if
adopted, would fundamentally alter the nature of bicameralism in the
Commonwealth Parliament by removing one of its essential features, the
principle of fixed, periodical elections, with a fixed, autonomous electoral
cycle for the Senate. To lock the Senate
into an electoral cycle dependent upon general elections for the House of
Representatives, which can occur at any time, would significantly weaken its
position as an independent house, and dilute its capacity to embrace electoral
opinion which goes unrepresented in the method used for electing members of the
House of Representatives. It would also remove a significant restraint on
governments holding early elections for partisan reasons. The overwhelming
weight of argument supports retention of the present constitutional
arrangements which allow for, but do not compel, holding periodical elections
for the Senate simultaneously with general elections for the House of
Representatives.
The nexus
The Constitution
provides that the number of members of the House of Representatives “shall be,
as nearly as practicable, twice the number of the senators” (s. 24). This not
only ensures an appropriate balance between the Houses in terms of their
representational roles; it also places limits on the extent to which the House
of Representatives can prevail over the Senate in the event of a joint sitting
following a simultaneous dissolution: essentially, a proposed law must be
supported by something more than a bare majority in the House if it is to have
a prospect of securing a majority in a joint sitting.
A proposal to alter the Constitution to remove this so-called nexus
between the Senate and the House was rejected by the electors at referendum in
1967. The purpose of that proposal was to allow expansion of the size of the
House without increasing the size of the Senate.
The Constitutional
Commission of 1986-88, however, revived the proposal. The Commission’s approach
recognised that the nexus plays two roles: one in regulating (but not limiting)
the size of the Parliament; the other in the procedures governing a
disagreement between the Houses. Other methods were proposed for containing the
size of the Parliament; these would place limits on the size of the Senate
without any comparable limits on the size of the House of Representatives. To
address the situation arising in the case of joint sittings the Commission
proposed a special majority to take account of the effect which ending the
nexus would have on voting in that context.
The Commission’s
analysis, however, did not include any consideration of the representational
significance of the Senate, particularly its role in enabling opinion virtually
excluded from the House of Representatives by the single member electorate
system to be represented in Parliament. The Commission’s approach was hostile
to democracy in that it showed little concern for a role in Parliament for
parties or individuals enjoying significant electoral support but unable to
gain representation in of the House of Representatives.
Maintaining the Senate’s capacity as a chamber broadly representative
of both majority and minority electoral opinion in Australia is critical to its
continuing legitimacy as a House with powers essentially equal to those of the
House of Representatives, and to the role accorded to it in a joint sitting.
Another link between the two Houses is that, apart from provisions in
the Constitution, electoral legislation for each House requires the support of
both Houses. Thus, while in internal matters each House governs itself,
elections for each House are governed by legislation. This is appropriate in a
constitutional democracy.
Rules and orders
Section 50 of the
Constitution authorises the Senate to make rules and orders with respect to the
mode in which its powers, privileges, and immunities may be exercised and
upheld, and the order and conduct of its business and proceedings. Standing
orders and other rules made by the Senate embody procedures designed to ensure
that parliamentary business, especially legislation, is conducted in an
orderly, open and predictable manner devoid of surprise, haste or sleight of
hand.
On 6 June 1901 the Senate adopted temporary standing orders which
were, with some exceptions, the standing orders of the House of Assembly of
South Australia. The reasons for the adoption of those particular standing
orders were that the President of the Senate, a South Australian, was familiar
with them; and that, having been used to general satisfaction by the convention
which drafted the Constitution, more senators were acquainted with them than
any other standing orders. The temporary standing orders remained in force
until 1903. On 1 September of that year the permanent standing orders came
into force. They were replaced by new standing orders adopted on 21 November 1989.
The standing orders of 1903 were intended, amongst other things, to
embody the meaning and spirit of the Constitution concerning procedure and the
relationship between the two Houses; to encompass what had been the universal
practice in state parliaments, so that the standing orders were, as far as
possible, a complete code of practice; to simplify procedure, including by
abolition of procedures and practices (based on obsolete conditions) which had
no effect or significance; and to provide standing orders identical to those of
the House of Representatives, except in those cases where difference could not
be avoided (Report of Standing Orders Committee, PP L7/1901). The 1989 standing
orders updated and consolidated those of 1903 to accord with current
procedures.
Broadly speaking, the standing orders were framed for the purpose of
enabling the Senate to be master of its own procedure, but recognising the
fundamental parliamentary rule that there should be safeguards against surprise
and haste.
In interpreting the
standing orders, a cardinal rule is that each standing order must be read in
conjunction with the others (ruling of President Givens, SD, 11/6/1914, p. 2002). The practice of the Senate is that where
there may be doubt with respect to the interpretation of a rule or order, the
chair leans towards a ruling which preserves or strengthens the powers of the
Senate and the rights of senators, rather than towards a view which may weaken
or reduce the Senate’s powers or senators’ rights.
Except so far as is expressly provided, the standing orders do not in
any way restrict the mode in which the Senate may exercise and uphold its
powers, privileges, and immunities (SO 208). This
provision saves for the Senate all powers, privileges, and immunities conferred
on it by the Constitution. Where there is a clear direction in the Constitution
as to the powers of the Senate, that direction overrides any standing order or
practice of the Parliament (ruling of President Givens, SD, 15/7/1921, p. 10148-9).
When the standing orders were considered by the Senate, a motion was
made to insert the following provision:
In all cases not provided for
hereinafter, or by Sessional or other Orders, resort shall be had to the rules,
forms and practice of the Commons House of the Imperial Parliament of Great
Britain and Ireland in force on 1 January 1901,
which shall be followed as far as they can be applied to the proceedings of the
Senate.
Although this rule had been included in the temporary standing orders
adopted by the Senate in 1901, and a similar standing order was adopted by the
House of Representatives, the Senate rejected the proposed new standing order
by 18 votes to 5. It was rightly contended that the Senate, working under a new
Constitution, ought to have its own practice and procedure.
The Senate’s first President, Senator Richard Baker, explained the
Senate’s decision thus: “The avowed intention of the Senate in omitting the
Standing Order was that in cases not positively and specifically provided for
we should gradually build up ‘rules, forms, and practices’ of our own, suited
to our own conditions”. (PP S1/1904, p. 1).
The Senate’s
decision to omit the standing order necessarily meant that succeeding
Presidents have found it necessary to give many rulings, not only in connection
with interpretation of the standing orders, but in those instances where the
standing orders are silent. As it is, the Senate has for its guidance the
practice of other houses without the bondage of following procedure which may
be unsuited to Australian conditions.
A President’s ruling which has not been dissented from by the Senate is
equivalent to a resolution of the Senate (ruling of President Baker, SD, 4/10/1906, pp 6089-90;
rulings of President Gould, SD, 9/8/1907, pp 1690-1; 18/10/1907, p. 4909).
The Senate may at
any time amend its standing orders, and the current standing orders have been
amended, or added to, on many occasions since their adoption in 1989.
Any senator may submit to the Senate a substantive motion for the alteration
of any standing order, or for the adoption of new standing orders. Such motion
requires notice in the ordinary way. The motion being agreed to, the standing
orders would be amended accordingly. The more usual practice, however, and one
which makes use of the expertise of the Procedure Committee (before 1987 called the Standing
Orders Committee), is to submit proposals to amend the standing orders to that
committee, with a request to report on the proposals. Other committees often
make recommendations for references of matters to the Procedure
Committee. Alternatively, the committee may on its own initiative present a
report recommending amendments to the standing orders, without a prior
reference from the Senate.
A report from the Procedure Committee is usually considered, sometimes in
committee of the whole, on a subsequent day. The advantages of consideration in
committee of the whole are that each recommendation of the Procedure
Committee may be considered seriatim and senators are able to speak to
each question more than once until full understanding and agreement are reached
(for procedure in committee of the whole, see Chapter 14). The committee of the
whole may make amendments to the recommendations of the Procedure
Committee. The resolutions of the committee of the whole are subject to adoption
by the Senate. A report from the Procedure Committee may be considered by the Senate,
rather than in committee of the whole. Upon the order of the day being read for
the consideration of the report, motions may then be moved to adopt
recommendations of the committee. The Senate may make modifications to the
recommendations of the Procedure Committee.
On the Senate agreeing to amendments to the standing orders, a motion
is sometimes moved that the amended standing orders come into force on some
future date. The merit of this practice is that senators have an opportunity of
considering their effect. In the absence of such a motion, the new standing
orders come into force immediately upon their adoption by the Senate.
In 1975 the
Senate resolved that certain proposed amendments to the standing orders would
operate initially as sessional orders and, unless otherwise ordered, that they
would become amendments to the standing orders at the end of six months (11/2/1975,
J.499, 860).
Sessional orders are orders which have effect only for a session of
Parliament. They are used when the Senate wishes to try out new procedures on a
temporary basis or otherwise wishes to make orders of limited duration.
The standing orders contain provisions allowing the suspension of the
standing orders and other rules of the Senate where necessary to achieve
particular purposes, subject to certain procedural safeguards (see Chapter 8,
Conduct of Proceedings, under Suspension of standing orders). These provisions
illustrate the way in which the Senate’s rules seek to allow the majority of
the Senate to act expeditiously to achieve its ends while ensuring that the
rights of minorities are not put aside, even temporarily, without due
deliberation.
TABLE 1: VOTES AND SEATS IN ELECTIONS,
1949–2007
|
|
SENATE
|
HOUSE
OF REPRESENTATIVES
|
|
Election
|
Party
|
%
of vote
|
Seats
|
%
of seats
|
%
of vote
|
Seats
|
%
of seats
|
|
1949
|
ALP
LP }
CP }
|
44.9
50.4
|
19
19
4
|
45.2
45.2
9.5
|
46
39.3
10.8
|
48
55
19
|
39
44.7
15.4
|
|
1951
|
ALP
LP }
CP }
|
45.9
49.7
|
28
26
6
|
46.7
43.3
10
|
47.7
40.5
9.7
|
54
52
17
|
43.9
42.3
13.8
|
|
1953
|
ALP
LP }
CP }
|
50.6
44.4
|
17
13
2
|
53.1
40.6
6.3
|
|
|
|
|
1954
|
ALP
LP }
CP }
|
|
|
|
50.1
38.5
8.5
|
59
47
17
|
48
38.2
13.8
|
|
1955
|
ALP
LP }
CP }
ACL
|
40.6
48.8
6.1
|
12
13
4
1
|
40
43.3
13.3
3.3
|
44.7
39.7
7.9
5.1
|
49
57
18
—
|
39.5
46
14.5
—
|
|
1958
|
ALP
LP }
CP }
DLP
|
42.8
45.2
8.4
|
15
13
3
1
|
46.9
40.6
9.4
3.1
|
42.9
37.1
9.3
9.4
|
47
58
19
—
|
37.9
46.8
15.3
—
|
|
1961
|
ALP
LP }
CP }
DLP
|
44.7
42.1
9.8
|
14
12
4
1
|
45.2
38.7
12.9
3.2
|
48
33.5
8.5
8.7
|
62
45
17
—
|
50
36.3
13.7
—
|
|
1963
|
ALP
LP }
CP }
DLP
|
|
|
|
45.5
37.1
8.9
7.4
|
52
52
20
—
|
41.9
41.9
16.1
—
|
|
1964
|
ALP
LP }
CP }
DLP
|
44.7
45.7
8.4
|
14
11
3
2
|
46.7
36.7
10
6.7
|
|
|
|
|
1966
|
ALP
LP }
CP }
DLP
|
|
|
|
40
40.1
9.8
7.3
|
41
61
21
—
|
33
49
16.9
—
|
|
1967
|
ALP
LP }
CP }
DLP
Others
|
45
42.8
9.8
2.4
|
13
10
4
2
1
|
43.3
33.3
13.3
6.7
3.3
|
|
|
|
|
|
1969
|
ALP
LP }
CP }
DLP
|
|
|
|
47
34.8
8.6
6
|
59
46
20
—
|
47.2
36.8
16
—
|
|
|
1970
|
ALP
LP }
CP }
DLP
Others
|
42.2
38.2
11.1
5.6
|
14
11
2
3
2
|
43.8
34.4
6.3
9.4
6.3
|
|
|
|
|
|
1972
|
ALP
LP }
CP }
DLP
|
|
|
|
49.6
32
9.4
5.2
|
67
38
20
—
|
53.6
30.4
16
—
|
|
|
1974
|
ALP
LP }
CP }
DLP
LM
Others
|
47.3
43.9
3.6
1
2.9
|
29
23
6
—
1
1
|
48.3
38.3
10
—
1.7
1.7
|
49.3
34.9
10.8
1.4
0.8
0.4
|
66
40
21
—
—
—
|
51
31.5
16.5
—
—
—
|
|
|
1975
|
ALP
LP }
NCP }
DLP
LM
Others
|
40.9
51.7
2.7
1.1
3.6
|
27
27
8
—
1
1
|
42.2
42.2
12.5
—
1.5
1.5
|
42.8
41.8
11.3
1.3
0.6
1.7
|
36
68
23
—
—
—
|
28.4
53.5
18.1
—
—
—
|
|
|
1977
|
ALP
LP }
NCP }
AD
Others
|
36.8
45.6
11.1
4.9
|
14
16
2
2
—
|
41.2
47
5.9
5.9
—
|
39.6
38.1
10
9.4
1.4
|
38
67
19
—
—
|
30.6
54
15.3
—
—
|
|
|
1980
|
ALP
LP }
NP }
AD
Others
|
42.3
43.5
9.3
3.1
|
15
13
2
3
1
|
44.1
38.2
5.9
8.8
2.9
|
45.1
37.4
8.9
6.6
1.7
|
51
54
20
—
—
|
40.8
43.2
16
—
—
|
|
|
1983
|
ALP
LP }
NP }
AD
Others
|
45.5
39.9
9.6
3.2
|
30
24
4
5
1
|
46.9
37.5
6.3
7.8
1.6
|
49.5
34.4
9.2
5
1.7
|
75
33
17
—
—
|
60
26.4
13.6
—
—
|
|
|
1984
|
ALP
LP }
NP }
AD
NDP
|
42.2
39.5
7.6
7.2
|
20
17
3
5
1
|
43.5
37
6.5
10.9
2.2
|
47.5
34.4
10.6
5.4
—
|
82
45
21
—
—
|
55.4
30.4
14.1
—
—
|
|
|
1987
|
ALP
LP }
NP }
AD
NDP
Others
|
42.8
42
8.5
1.1
3.1
|
32
27
7
7
1
2
|
42.1
35.5
9.2
9.2
1.3
2.6
|
45.8
34.6
11.5
6
—
2
|
86
43
19
—
—
—
|
58
29
12.8
—
—
—
|
|
|
1990
|
ALP
LP }
NP }
AD
Greens
Others
|
38.4
41.9
12.6
2.8
2.7
|
15
16
3
5
1
—
|
37.5
40
7.5
12.5
2.5
—
|
39.4
35
8.4
11.4
1.4
3.4
|
78
55
14
—
—
1
|
52.7
37.2
9.5
—
—
0.7
|
|
|
1993
|
ALP
LP }
NP }
AD
Greens
Others
|
43.5
43
5.3
2.9
3.8
|
17
15
4
2
1
1
|
42.5
37.5
10
5
2.5
2.5
|
44.9
37.1
7.2
3.8
1.9
4.7
|
80
49
16
—
—
2
|
54.4
33.3
10.9
—
—
1.4
|
|
|
1996
|
ALP
LP }
NP }
AD
Greens
Others
|
36.2
44
10.8
2.4
6.7
|
14
20
5
1
—
|
35
50
12.5
2.5
—
|
38.8
38.7
8.6
6.8
1.7
5.5
|
49
75
19
—
—
5
|
33.1
50.7
12.9
—
—
3.4
|
|
|
1998
|
ALP
LP }
NP }
AD
Greens
ON
Others
|
37.3
37.7
8.46
2.72
8.99
4.85
|
17
17
4
0
1
1
|
42.5
42.5
10
0
2.5
2.5
|
40.05
34.09
5.65
5.11
2.1
8.39
4.61
|
66
64
16
0
0
0
1
|
44.59
43.24
10.81
0
0
0
0.68
|
|
|
2001
|
ALP
LP }
NP }
AD
Greens
ON
Others
|
34.2
41.6
7.2
4.8
5.5
6.1
|
14
20
4
2
0
0
|
35
50
10
5
0
0
|
37.84
37.08
5.93
5.41
4.96
4.34
4.45
|
65
68
14
0
0
0
3
|
43.3
45.3
8.7
0
0
0
2.0
|
|
|
2004
|
ALP
LP }
NP }
AD
Greens
FF
Others
|
35.01
45.04
2.1
7.66
1.76
8.43
|
16
21
0
2
1
0
|
40
52.5
0
5
2.5
0
|
37.63
40.47
6.23
1.24
7.19
2.01
5.23
|
60
74
13
0
0
0
3
|
40
49.3
8.7
0
0
0
2
|
|
|
2007
|
ALP
LP }
NP }
AD
Greens
FF
Others
|
40.3
39.77
1.29
9.04
1.62
7.98
|
18
18
0
3
0
1
|
45
45
0
7.5
0
2.5
|
43.38
36.28
5.49
0.72
7.79
1.99
4.35
|
83
55
10
0
0
0
2
|
55.33
36.67
6.67
0
0
0
1.33
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(Information in this table is based on figures supplied
by the Australian Electoral Commission. Reference was made to Federal
Election Results 1949-1993, by Gerard Newman,
Commonwealth Parliamentary Library, Research Paper No. 24, 1993.)
Abbreviations
ACL Australian Labor Party (Anti-Communist)
AD Australian Democrats
ALP Australian Labor Party
CP Country Party
DLP Democratic Labor Party
FF Family First
LM Liberal Movement
LP Liberal Party of Australia
NCP National Country Party
NDP Nuclear Disarmament Party
NP National Party
ON One Nation
TABLE 2: PARTY AFFILIATIONS IN THE
SENATE, 1901–2007
In all cases the
figures reflect the composition of the Senate after newly-elected senators have
taken their seats.
1901 Labor 8 Freetraders
17 Protectionists 11
1903 Labor
14 Freetraders 12 Protectionists 8 Tariff Reformers 1 Independent
1
1906 Labor
15 Freetraders 12 Protectionists 6 Tariff Reformers 1 Independent
2
1910 Labor
23 Fusion 13
1913 Labor
29 Liberal 7
1914(a) Labor 31 Liberal
5
1917 Labor
12 Nationalists 24
1919 Labor 1 Nationalists
35
1922 Labor
12 Nationalists 24
1925 Labor 8 Nationalists
25 Country Party* 3
1928 Labor 7 Nationalists
24 Country Party* 5
1931 Labor
10 Country Party* 5 United Australia
Party 21
1934 Labor 3 Country
Party* 7 United Australia Party 26
1937 Labor
16 Country Party* 4 United Australia
Party 16
1940 Labor
17 Country Party* 3 United Australia
Party 16
1943 Labor
22 Country Party* 2 United Australia
Party 12
1946 Labor
33 Liberal 2 Country Party* 1
1949(b) Labor 34 Liberal
20 Country Party* 6
1951(a) Labor 28 Liberal
26 Country Party* 6
1953(c) Labor 29 Liberal
26 Country Party* 5
1955 Labor
28 Democratic Labor 2 Liberal 24 Country Party* 6
1958 Labor
26 Democratic Labor 2 Liberal 25 Country Party* 7
1961 Labor
28 Democratic Labor 1 Independent 1 Liberal 24 Country
Party* 6
1964(c) Labor 27 Democratic
Labor 2 Independent 1 Liberal 23 Country Party* 7
1967(c) Labor 27 Democratic
Labor 4 Independent 1 Liberal 21 Country Party* 7
1970(c) Labor 26 Democratic
Labor 5 Independent 3 Liberal 21 Country Party* 5
1974(a) Labor 29 Independent
1 Liberal Movement 1 Liberal 23 Country Party* 6
1975(a)(d) Labor 27 Independent
1 Liberal Movement 1 Liberal 27 National Country Party* 8
1977 Labor
26 Independent 1 Liberal 29 National Country Party* 6 Australian
Democrats 2
1980 Labor
27 Independent 1 Liberal 28 National Country Party* 3 Australian
Democrats 5
1983(a) Labor 30 Independent
1 Liberal 24 National Party* 4 Australian Democrats 5
1984(e) Labor 34 Nuclear
Disarmament Party 1 Independent 1 Liberal 28 National Party* 5 Australian
Democrats 7
1987(a) Labor 32 Nuclear
Disarmament Party 2 Independent 1 Liberal 27 National Party* 7 Australian
Democrats 7
1990 Labor
32 Independent 2 Liberal 29 National Party* 5 Australian
Democrats 8
1993 Labor
29 Independent 4(f) Liberal 30 National Party* 6 Australian
Democrats 7
1996 Labor
29 Independent 3(g) Liberal 31 National Party* 6 Australian
Democrats 7
1998 Labor
29 Independent 3(h) Liberal 31 National Party*4 Australian Democrats
9
2001 Labor 28 Independent 5(j) Liberal
31 National Party*4 Australian Democrats 8(j)
2004 Labor
28 Independent 1(k) Liberal 33 National Party*6 Australian Democrats
4 Greens 4
2007 Labor
32 Independent 2(k) Liberal 32 National Party 5 Greens 5
* In May 1975 the name “Country Party” was changed
to “National Country Party” and in October 1982 the name “National Country
Party” was changed to “National Party of Australia”.
(a) The elections of
1914, 1951, 1974, 1975, 1983 and 1987 followed simultaneous dissolutions.
(b) Senate increased from
36 to 60 senators.
(c) Senate election held separately from House of
Representatives.
(d) Senate increased from 60 to 64 senators following
the election of territory senators - 2 from each of Australian
Capital Territory and Northern Territory.
(e) Senate increased from 64 to 76 senators.
(f) 2 Greens (WA), 1 Ind
(Tas), 1 Ind (Tas) until 1995 ALP.
(g) 1 Green (WA),
1 Green (Tas), 1 Ind (Tas). After August 1996 Labor 28
Independent 4.
(h) 1 Green (Tas),
1 Ind (Tas), 1 One Nation.
(i)
Labor 28, Independent 4 from October 2001.
(j) 2
Greens, 2 Independents (both Tas), 1 One Nation. After July 2002, 7 Australian
Democrats, 6 Independents.
(k) 1
Family First.

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